- AIG (Parsippany, NJ)
- Senior Compliance Officer , Investments Compliance Location: Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to ... manage risk. Join us as a Senior Compliance Officer , ...General Account and reinsurance mandates. + Interact/partner with CIO, investment managers, and Legal to ensure compliance … more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking ... and coordinating communications for the Banking & International Chief Compliance Officer and Senior Leadership...least 10 years of experience working in a global investment bank or universal bank; + Excellent written, verbal,… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing the investment ... for the five New York City pension systems. The Senior Investment Officer will report...Trustees; - Monitoring the portfolio of existing fund and co- investments to ensure compliance with the terms… more
- New York State Civil Service (New York, NY)
- …real-time risk information need by the CIO and senior management;* The Chief Investment Risk Officer will manage a staff of risk analysts and also serve ... in annual earned premium and over $20 billion in assets.Under the direction of the Chief Investment Officer (CIO) the Chief Investment Risk Officer will… more
- CIBC (New Brunswick, NJ)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What** **You'll** **Be Doing** As the Senior Trust Officer , you will be responsible for the ... milestones and deliverables. Partner effectively with internal experts from the Investment Management and Tax Department, to provide oversight and guidance on… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...must have a broad knowledge of US broker-dealer and investment advisory compliance , regulated business environments and… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US...regulatory matters and provide clear and insightful guidance to senior management and investment management personnel; +… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial ... Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional...applicable rules + Providing effective challenge and guidance on compliance risks and supporting senior management through… more
- Bank of America (Florham Park, NJ)
- Senior Trust Officer Florham Park, New Jersey;Paramus, New Jersey; Princeton, New Jersey **Job Description:** At Bank of America, we are guided by a common ... job is responsible for managing a book of fiduciary and investment management accounts for high-net-worth clients and beneficiaries involving multi-generational… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room is part of the ... ethics, policies and operating procedures. **The Impact:** As a Compliance Officer in the Control Room you...Compliance management information reports for various business and senior management stakeholders. + Analyse and report of relevant… more
- The Cigna Group (Morris Plains, NJ)
- **OVERVIEW:** The Chief Pharmacy Officer ( Senior Director) oversees and directs the creation, adoption and evaluation of clinical pharmacy programs, product and ... Plan book of business. + Partners with the Health Plan National Medical Officer for Pharmacy to develop and deploy clinical affordability solutions for drugs and… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** The Employee Compliance Officer will join a team that is responsible for implementing ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... + Identifying, evaluating and resolving issues related to the publication of Investment Research product. + Independently engage with senior Business management… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Senior Officer for the Governance, Risk and Controls (GRC) team within CCOR ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory … more
- JPMorgan Chase (New York, NY)
- … Office investments across the fixed income spectrum. Engage with senior members of Treasury/Chief Investment Office Credit Risk and the Portfolio ... Investment Office's fixed income portfolio which includes diversified investments across securitized and non-securitized asset classes. In this role, you… more
- Citigroup (New York, NY)
- …and broker-dealer investments + Interface, consult with and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, ... The Business Risk Officer / Supervisory Principal is a strategic professional...authority over multiple areas within the business and complex investments . While the role may require a unique level… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51237 Job Title: Chief Financial Officer Sector: Finance Employment Category: Regular Employment Type: Full-Time Compensation: USD 400,000.00 - ... The IRC seeks a strategic and sophisticated Chief Financial Officer (CFO) who will partner with the CEO and...and report on the organization's assets and liabilities in compliance with generally accepted accounting principles and all regulatory… more