- City of New York (New York, NY)
- …independent judgment and decision-making, the Senior Advisor to the Chief Program Officer and Director of Strategic Initiatives provides strategic direction ... Services M III/ Senior Advisor to the Chief Program Officer and Director of Strategic Initiatives...and practice. Works with the Chief Program Officer in the planning, execution and monitoring … more
- New York University (New York, NY)
- …roles. Information at www.scholarsatrisk.org POSITION SUMMARY: Scholars at Risk (SAR) seeks a Senior Program Officer / Research Scientist to develop and ... Informed by SAR's existing networks, partnerships and activities, the Senior Program Officer / Research...3-4 world regions + Conduct routine research (including media monitoring , expert meetings, and participation in academic events) into… more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC SENIOR FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned portfolio's ... credit processes, risk concentrations and risk management practices through evaluating, monitoring and reporting on the credit portfolio. Performs ongoing credit… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, ... monitoring and reporting on Citi's interactions with its regulators,...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various...Primary focus of role is on day-to-day advisory and monitoring , although roles also contribute to strategic planning within… more
- City National Bank (New York, NY)
- **COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned areas of ... the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors,… more
- Citigroup (New York, NY)
- Serves as a senior risk officer for Legal Regulatory Requirements and Obligations (Legal RRO) Advisory responsible for establishing internal strategies, ... in order to partner to develop and apply CRM program solutions that meet business and customer needs in...and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Senior Officer -SVP is a strategic professional who closely follows latest trends in own field and adapts them for ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Wells Fargo (New York, NY)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking (CIB), ... on moderate to high-risk compliance matters. + Development of monitoring and/or reporting program for front line securities activities. + Leadership role in… more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... for all aspects of client financials + Structure and conduct workshops with senior stakeholders across Finance, Business, and Technology to agree on interim and end… more
- City of New York (New York, NY)
- …but are not limited to: - Assisting the Senior Program Officer in liaising with nonprofit service providers, monitoring operations and service delivery, ... mobility. The Program Officer will report to the Senior Program Officer who oversees the NYC Financial Empowerment Centers. Responsibilities include,… more
- Bloomberg (New York, NY)
- …giving back to our communities as evidenced by our award-winning pro bono program . The Data Privacy Compliance team works closely with our Legal counterparts, ... you to:** + Support the implementation of the Privacy Program , ensuring Bloomberg meets its legal, regulatory, and reputational...and continue to enhance the protocol for the intake, monitoring and tracking of requests + Lead the Data… more
- Citigroup (New York, NY)
- …valuation control) as well as change skills to define, organize and co-ordinate a program of work across businesses and regions. The role will support ICG businesses ... + Implement processes for the effective internal Data Management controls by monitoring business data quality reports withassociated key indicators & metrics, and… more
- City of New York (New York, NY)
- …The DCIO will provide visionary leadership to architect and implement this reinvigorated program . In partnership with the BAM senior leadership including the ... of New York. Reporting directly to the Chief Investment Officer , the Deputy Chief Investment Officer (DCIO)... (DCIO) will be a member of the BAM senior leadership team and a voting member of the… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... in order to partner to develop and apply CRM program solutions that meet business and customer needs in...and global reports related to compliance risk assessments, and monitoring of compliance related issues. + Reviewing materials to… more
- CIBC (New York, NY)
- …senior management; + **Supervising** a Compliance staff to ensure that the Compliance monitoring and testing program is performed in a consistent and timely ... effective processes are in place for the identification, management, measurement, monitoring and control of operational, reputation and legal, strategic, market,… more
- Tradeweb (New York, NY)
- …+ Managing and escalating key findings and areas of improvement to members of senior management within compliance + Monitoring and overseeing the completion of ... Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our...uphold the standards set forth by the firm's compliance program . These will include core pillars of the compliance… more
- City of New York (New York, NY)
- …and Sector-based Engagement Team (ESBE). Led by the Chief Employer Engagement Officer (CEEO), ESBE is responsible for strengthening existing and building new ... systems). Serve as lead CWO leadership team member in monitoring , and work closely with CWO data analytics team...for staff. - Serve as a member of CWO's senior leadership team; regularly liaise with other senior… more
- Neuberger Berman (New York, NY)
- …years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong knowledge of ... Chief Compliance Officer for over $55 billion complex of funds...+ Managing all aspects of a registered fund compliance program , including: + Annual Rule 38a-1 compliance review; +… more