- CSL Behring (King Of Prussia, PA)
- …Director of Investor Relations (IR) will serve as the company's primary IR lead in the United States, representing the company to institutional investors, and other ... US, including biopharma-specialist funds, generalist funds, and crossover investors. Lead non-deal roadshows, conference participation, and investor events in North… more
- Coinbase (Dover, DE)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Guardian Life (Dover, DE)
- …with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan ... part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct… more
- Coinbase (Dover, DE)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX Compliance ... you, there's no better place to be. The CX Compliance team is essential in ensuring that our global...end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR. You will… more
- Fox Rothschild LLP (Wilmington, DE)
- **Description** As a member of the Information Services department, the Lead Analyst , Digital Data Governance & Compliance will drive and support our ... accessibility, and compliance of data assets across the organization. The Lead Analyst will serve as a subject matter expert in data mapping, eDiscovery,… more
- Robert Half Finance & Accounting (King Of Prussia, PA)
- …One of our premier clients is currently looking for a Sr. SOX Compliance Analyst with proven expertise overseeing organizational Sarbanes-Oxley programs. As the ... Sr. SOX Compliance Analyst , you will assess, document, test,...enhance the effectiveness of internal controls over financial reporting, lead and execute the SOX compliance program,… more
- Deloitte (Philadelphia, PA)
- …innovation. Recruiting for this role ends on 11/26/2025. Work you'll do As a Lead Cloud Security Analyst , you are an advanced individual contributor pivotal to ... needs. Key Responsibilities Technical Leadership & Advanced Execution + Lead Embedded Collaboration:Drive the flexible embedding of security and infrastructure… more
- Coinbase (Dover, DE)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...program. *What you'll be doing (ie. job duties):* * Lead Security and IT initiatives to support the SOX… more
- Curtiss-Wright Corporation (Aston, PA)
- **Export/Import Compliance Analyst ** Responsible for the administration of import and export activities relating to customer orders and supplier purchase orders ... for fee payment, and therefore become the property of Curtiss-Wright._ ** Compliance Statement** This position may require exposure to export-controlled information… more
- City National Bank (Newark, DE)
- *BUSINESS PROCESS ANALYST LEAD * *WHAT IS THE OPPORTUNITY?* This role is an opportunity to play an integral role on the Enterprise Fraud Management team. The role ... Minimum of 2 years in operations, risk management, quality assurance, compliance , or an internal control/audit capacity *Additional Qualifications* * Subject matter… more
- Vanguard (Malvern, PA)
- …on Anti-Bribery Anti-Corruption compliance and additional support for global sanctions compliance efforts. In this role, you'll lead critical compliance ... Join a key and growing team within our dynamic compliance organization, where you'll play a central role in...for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients'… more
- Coinbase (Dover, DE)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...2LoD reviews and provide timely responses to findings * Lead calibrations & office hours supporting other QA analysts… more
- Aegon Asset Management (Philadelphia, PA)
- …applications that help drive business decisions and outcomes within the organization. The lead level will mentor less experienced team members and may represent the ... management. + Adhere to SDLC and project methodologies; may lead or train a team accordingly. + Act as...oversight of vendor performance, adherence to contractual obligations, and compliance with organizational standards. + Act as the primary… more
- The Cigna Group (Philadelphia, PA)
- …and Legal resources to ensure business partners understand viable options for compliance + Prepare and submit form, rate, annual form certifications and benefit ... engaging and collaborate with matrix partners as necessary (involving Pricing, Compliance , Government Affairs and supporting attorneys as appropriate) + Negotiates… more
- Citigroup (New Castle, DE)
- The Project Lead is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Highmark Health (Dover, DE)
- …as an escalation point across the business regarding pricing reviews and serves as a lead to others in members of the pricing team + Other duties as assigned or ... requested. **EDUCATION** **Required** + Bachelor's Degree in Finance, Business, or related field, or relevant experience and/or education as determined by the company in lieu of bachelor's degree **Preferred** + Master's Degree in Finance, Business, or related… more
- Capital One (Dover, DE)
- …validating hypotheses through data and insights. Working alongside BA, Product, Data Analyst , Data Science, Engineering, and Risk and Compliance partners, you ... Sr Business Analyst - Velocity Black - AI/ML (Remote -...hypotheses, test and analysis, solution development, scope operational feasibility, lead implementation efforts and develop a monitoring plan +… more
- Raymond James Financial, Inc. (Dover, DE)
- …regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- Citigroup (Wilmington, DE)
- …reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 10+ years related product sales experience. + Clear communication skills and the… more
- TD Bank (Wilmington, DE)
- …Financial Crime Risk Management **Job Description:** The "FCRM KYC Quality Assurance, Senior Analyst " is a member of the Financial Crime Risk Management (FCRM ) ... Defense (2LoD) FCRM Function. The FCRM KYC QA Senior Analyst is responsible for the execution of the QA...longer term focus + Represents the group as the lead or subject matter expert on projects / initiatives… more
