- JPMorgan Chase (Jersey City, NJ)
- …Senior Sales Associate within the Non-Banking Financial Institutions Group, specifically focusing on the Asset Managers , Broker Dealers , and Market sales ... segment, you will assist Payment Solution Managers (PSMs) in handling cross-functional and cross-regional deals. You will support proactive client engagement,… more
- JPMorgan Chase (Jersey City, NJ)
- …of applicable laws and regulatory requirements (eg, 12 CFR 9) related to asset management, investment advisor, broker - dealer and fiduciary activities. + ... We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in enhancing… more
- JPMorgan Chase (Jersey City, NJ)
- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America ... Broker Dealers and Market Structure industry segments,...small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package… more
- JPMorgan Chase (Jersey City, NJ)
- JPMorgan Securities LLC (JPMS LLC) is a licensed broker - dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities ... Dealer , Futures Commission Merchant, Commodity Pool Operator, and registered...shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate with senior… more
- Wells Fargo (Short Hills, NJ)
- …statutory disqualification are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and comply with ongoing ... **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career… more
- JPMorgan Chase (Jersey City, NJ)
- …technology companies, commercial banks, non-bank financial institutions, central banks and broker dealers . Our advanced, end-to-end solutions which combine ... impact by delivering high-quality products that resonate with clients. As a Product Manager in **Liquidity & Account Solutions (L&AS),** you are an integral part of… more
- JPMorgan Chase (Jersey City, NJ)
- …manner + Knowledge of applicable laws and regulatory requirements related to broker / dealer and fiduciary activities + Strong interpersonal and influencing ... We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer &...small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package… more
- JPMorgan Chase (Jersey City, NJ)
- …Payments Sales Associate within the Financial Institutions Group - Foreign Banks and Broker Dealer segments, you will be instrumental in supporting Payments ... Sales Managers in forging sales relationships and generating new business...process/procedures, a plus + As the Foreign Banks and Broker Dealer team covers inbound customers from… more
- TD Bank (Mount Laurel, NJ)
- …to learn new systems **OCC Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities ... of a Client services unit specializing in Fund Cash Accounting, Asset Services, Account Services, Reconciliations, User Support/Training, System Administration or… more
- Wells Fargo (Iselin, NJ)
- …data, order routing, RFQ, RFS, Quotations, and Trades from multiple trading venues and broker - dealers + 5+ years of Experience working with line of business ... & Investment Banking Technology (CCIBT) to work on a cross- asset electronic trading platform. This team currently manages a...+ Collaborate and influence all levels of professionals including managers + Lead team to achieve objectives + Partner… more
- Lincoln Financial (Trenton, NJ)
- …inquires on General Account Invested Assets from portfolio management and multiple asset managers . + Manages and monitors working relationships with third-party ... to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln… more
- Santander US (Freehold, NJ)
- …defined on a quarterly basis. * Maintain compliance with all applicable bank, broker / dealer , State and Federal regulations associated with the sale of investment ... industry. We believe that our employees are our greatest asset . Our focus is on fostering an enriching journey...job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated… more