- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - WEALTH MANAGEMENT * WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the ... Audit Director of Wealth Management , is a leadership role as an auditor-in-charge for managing complex Wealth Management audits and assisting the … more
- JPMorgan Chase (Jersey City, NJ)
- …on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial ... operational excellence! As an Audit Manager on the Asset and Wealth Management Internal Audit Team, you will develop and execute the annual audit… more
- JPMorgan Chase (Jersey City, NJ)
- …and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management , you will participate in ... audit engagements, evaluate and report on management 's controls, communicate findings, maintain collaborative relationships, and drive process efficiencies, all… more
- City National Bank (Jersey City, NJ)
- *SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT & BANKING* WHAT IS THE OPPORTUNITY? This role is responsible for directing and overseeing the Wealth ... Audit leadership team. * Develops the annual audit plan for Wealth Management ...and other enabling approaches, technologies and tools. * Reviews audit reports drafted by the Senior Manager /… more
- TD Bank (Mount Laurel, NJ)
- …guidance and independent challenge.** **U.S. Wealth is a fully integrated wealth management business that provides products and services (designed for ... monitoring, risk assessment, reporting and other activities;** + **Internal Audit , regulatory exam, and ongoing supervision management ,...multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD Wealth Management… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute… more
- City National Bank (Jersey City, NJ)
- * MANAGER OF AUDIT SR- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the ... adequacy of the banks accounting and operating control environment. Wealth management and fiduciary audits in corporate,...management of auditable units * Tracks and manages audit resources to meet the audit budget… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - BSA/AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... effectiveness of operations of the BSA/AML function. The Senior Manager will be responsible for all aspects of the...internal control techniques of investment operations, broker dealer and wealth management is beneficial. *WHAT'S IN IT… more
- TD Bank (Mount Laurel, NJ)
- …Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping ... judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters.… more
- Bank of America (Florham Park, NJ)
- …Market Client Relationship Manager Florham Park, New Jersey **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind… more
- Bank of America (Pennington, NJ)
- …Solving + Stakeholder Management **Business Description:** As part of Wealth Management Operations (WMO), Investment Information Management Organization, ... This job is responsible for providing subject matter expertise across an information management operations function, and supporting the manager in all aspects of… more
- Columbia Bank (Fair Lawn, NJ)
- …assists other auditors when required. + Interact with the Internal Audit Manager for monitoring and remediation of issue management , where applicable. + ... conduct audits within the framework established by the Internal Audit Manager which involves planning the ...and the inter-relationships between banking functions, capital markets, and wealth management . + Requires skills in fact-finding,… more
- S&P Global (NJ)
- …and Corporate Platforms, as well as with Enterprise Risk and Compliance, and Audit . + Lead efforts in defining a comprehensive risk inventory, focusing on ... the organization's Risk Appetite. + Prepare presentations for the Management reporting (requires very good PowerPoint presentation skills) **Compensation/Benefits**… more
- Bank of America (Pennington, NJ)
- …This job is responsible for providing subject matter expertise across an account management operations function, and supporting the manager in all aspects of ... mitigation to senior management + Supports risk management and audit processes, including identification of...responsible for collecting $13 Billion in revenue for Global Wealth & Investment Management . Our teams are… more
- Broadridge Financial Solutions (Newark, NJ)
- …Key Responsibilities + Lead Broadridges market data governance, ensuring strong risk management , compliance, and audit readiness. + Oversee the entire market ... for Broadridges market data governance initiatives, vendor and exchange relationship management , and internal consulting on market data best practices. This… more