- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Proposals, Multiple Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our Portfolio Administration… more
- Adecco US, Inc. (Pennington, NJ)
- Adecco is assisting one of their top clients with their search to fill a ** Operations Specialist !** Pay: $ 22.12/hr Location: Hybrid (2 days at home, 3 at the ... the Branch Office network across Merrill. **Responsibilities for this Operations Specialist include but are not limited...finance a plus . Previous experience working for a broker dealer or supporting a financial advisory… more
- Guardian Life (Holmdel, NJ)
- As a Wealth Management Agency Operations Specialist , you will support Guardian Agencies with submitting new business and servicing wealth management accounts. ... detail oriented and possess excellent time management skills + Must understand broker dealer systems for account opening, asset movements, and order entry + Must… more
- Guardian Life (Holmdel, NJ)
- …on department projects and ongoing recruitment strategy **You have** + 3-5 years of broker - dealer operations or service experience + Ability to create strong ... Guardian life is seeking an Advisor Transitions Specialist who will be a critical part of...office personnel + Field inquiries related to transition and broker dealer acclimation + Advocate for &… more
- Lincoln Financial (Trenton, NJ)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... #:** 74896 **The Role at a Glance** As a Specialist , you will consult, analyze, and deliver on more...with brokers & representatives. * Analyzes financial health, performance, operations , and personnel levels of customers to determine if… more
- TD Bank (Mount Laurel, NJ)
- …and providing guidance on advertising and marketing materials for a broker - dealer /bank.** + **Prior testing, audit or business operations experience in areas ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...philosophy and strategic direction. **BREADTH & DEPTH** + Senior specialist , works independently and is accountable for managing a… more
- City National Bank (Jersey City, NJ)
- …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker / Dealer , Investment Banking activities for CNB's Capital Markets, ... Registered and Unregistered Fund Vehicles, Support Functions ( Operations , Compliance, Risk)Thrives in a dynamic team-based environment, effectively manages… more
- TD Bank (Mount Laurel, NJ)
- …risks and taxonomies related to consumer and commercial banking, securities ( broker - dealer ), and wealth management businesses + Excellent written, verbal ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- Lincoln Financial (Trenton, NJ)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... delivery, and operational tasks within a core infrastructure organization. This specialist position will perform and deliver on routine data protection… more