- City National Bank (Jersey City, NJ)
- * MANAGER OF AUDIT SR - BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER I- BSA /AML* WHAT IS...performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior ... THE OPPORTUNITY? The Audit Manager I position is a leadership role as an...of Foreign Assets Control (OFAC) practices for City National Bank (CNB). * Support the Director - Head of… more
- City National Bank (Jersey City, NJ)
- * MANAGER OF AUDIT SR - ENTERPRISE RISK...policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... managing complex audits and supervising auditors assigned to the audit in one of the following areas:The bank... audit in one of the following areas:The bank 's financial and operational audits to assess the adequacy… more
- City National Bank (Jersey City, NJ)
- …MANAGER OF AUDIT SR -BUSINESS OPERATIONS* WHAT IS THE OPPORTUNITY? The Senior Manager of Audit for Business Operations will support City National ... Bank 's Internal Audit by providing independent, objective assurance over the design...the US regulatory environment and heightened expectations of internal audit . The Senior Manager will… more
- Bank of America (Pennington, NJ)
- …by monitoring the completion of critical customer due diligence requirements as directed by the Bank Secrecy Act ( BSA ) and/or the Financial Crimes Global ... SR Business Controls Specialist - GCAOO QC/QA Governance...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- PNC (East Brunswick, NJ)
- …management. May lead or oversee direct or indirect execution of activities to comply with the Bank Secrecy Act , AML, USA PATRIOT ACT and Sanctions ... to the company's success. We are looking to hire an AML Sanctions Group Manager within PNC's Global Sanctions organization. Position reports to the Global Head of… more
- US Bank (Hackensack, NJ)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...for reasonableness and accuracy. Prepare and complete transfer agent audit request and information for SEC Exams. Review and… more
- TD Bank (Mount Laurel, NJ)
- …Participates in responding to periodic exams / audits by regulatory bodies and Internal Audit , to determine level of BSA /FCRM compliance + Integrates new systems ... this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Management role leads and develops a team of… more
- SMBC (Jersey City, NJ)
- …Model Validation Analyst that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas Division. The Compliance Model ... Assist in drafting policies and procedures for model development and maintenance. Audit policies and procedures. Create a number of backtesting methodologies to… more
- TD Bank (Mount Laurel, NJ)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /AML compliance **Employee/Team Accountabilities:** ... for identifying, quantifying, and mitigating risks associated with customers across the bank . The team is also responsible for working with cross-functional teams… more