- Bank of America (Jersey City, NJ)
- Trade Surveillance Analyst New York, New York;Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make ... Regulations + Quality Assurance **Minimum Education Requirement:** Null Job Description: The Trade Surveillance analyst is primarily accountable for… more
- Citigroup (Jersey City, NJ)
- …. The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and voice ... Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s ... analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight… more
- TD Bank (Marlton, NJ)
- …as our fixed annuity insurance platforms. In addition, the Principal Review Analyst will execute surveillance procedures, including addressing flags within the ... of Business:** TD Wealth **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory...FIS Supervision Compliance Manager (FIS SCM) automated surveillance system. **Depth & Scope:** + Reviews and approves… more