- Morgan Stanley (New York, NY)
- …business initiatives. * Designing, implementing and monitoring of innovative electronic trading control solutions (eg fat-finger and runaway algo prevention), ... hedge funds, investors come to Morgan Stanley for sales, trading , and market-making services in almost every...a real-time basis. * Advising FID desk heads on e- trading control and limit structures. * E-… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,...use of execution algorithms and the associated risk & control framework. . Working with Execution Services … more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary** : The Business Manager - VP will, together with existing Business Management team, support the ... International Global Markets Sales & Trading businesses. His/her primary focus will be on supporting...Market survey for peer analysis Ensuring that a robust ** control and governance** framework is in place that allows… more
- Citigroup (New York, NY)
- …degree, Master's degree preferred **Job Family Group:** Private Client Product Services **Job Family:** Investment Product Manager **Time Type:** Full ... team of investment professionals. This individual will be responsible for trading , quantitative analytics, and will maintain strong relationships with broker dealer… more
- Citigroup (Jersey City, NJ)
- …+ Analyzing and providing credible challenges to team's assessment of the control environment (of relevant assessment units), including Manager 's Control ... Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance...controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches… more
- Scotiabank (New York, NY)
- …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager 's role will focus on Internal ... Manager , US Internal Control and Global...Apart from knowledge of the design and effectiveness Internal control and COO areas supporting capital markets trading… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- Scotiabank (New York, NY)
- Manager , US Control Room **Requisition ID:** 207608...and research business areas in the US As this Manager , you will provide full service in relation ... of investment banking, credit and risk management products and services relevant to the financing and strategic development needs...together to drive ambition for every future! **Purpose** The Manager , US Control Room is a critical… more
- Scotiabank (New York, NY)
- Manager , US Investment Banking Product Control **Requisition ID:** 197379 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , US Investment Banking Product Control (197379)** **Global Banking and… more
- Scotiabank (New York, NY)
- … Manager , Controls Inventory Governance and Management, US Internal Control **Requisition ID:** 205239 **Salary Range:** 110,700.00 - 211,800.00 _Please note ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- Bloomberg (New York, NY)
- The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and ... continue to evolve. We are looking for a Controls Manager who will develop a deep understanding of our...will develop a deep understanding of our products and services , our strategy and our value drivers and be… more
- Citigroup (New York, NY)
- …required by, and in accordance with the Governance, Risk & Compliance & Manager 's Control Assessment Central Procedures. + Responsible for providing status to ... processes, and technology to achieve a generational shift in Risk Management practices. Trading Book Data Transformation and Market Risk (TBT&MR) Data & Tech. group… more
- TD Bank (New York, NY)
- …& Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region + Assists in the identification of ... We are seeking a Vice President to focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...**Responsibilities:** + Maintain a culture of risk management and control , supported by effective processes in alignment with the… more
- TD Bank (New York, NY)
- …This group is responsible for performing the supervision of sales, & trading & origination activities by conducting reviews, documenting findings, and escalating ... supervision practices and escalates key issues arising from Global Markets trading , sales and origination business activities; and executes delegated supervision… more
- BMO Financial Group (New York, NY)
- The Manager of the New York Equity Trade Desk Support team is responsible for supporting various equity products and processes which requires specialized handling ... technology, or processes, while maintaining strong working relationships with the Trading Desk, Product Operations and other stakeholder groups. The Manager… more
- Marex (New York, NY)
- …via screen, voice and DMA, plus award-winning data, insights and analytics. The Prime Services department is a full- service Prime Broker providing services ... traders, family offices, mutual funds, etc. In addition, Prime Services provides trading execution services ,...Services to affect change and grow our Prime Service division. + Must be able to multi-task and… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Jersey City, New Jersey; Charlotte, North Carolina ... through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management… more
- Citigroup (New York, NY)
- …and is a global liquidity provider across secondary markets. Derivatives trading platforms transact in linear and non-linear strategies, ranging from vanilla ... responsible for assisting with trade underwriting and pricing, client communication, trading book entry, measuring and mitigating risk, in coordination with the… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 206799 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. Salary ... team, committed to results, in an inclusive and high-performing culture. ** Manager , Compliance Testing (206799)** **Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …various required supervisory reviews and/or update existing reviews + Facilitates Trading Management's control , governance and adherence to all policies, ... business strategies; effective and efficient operational processes; effective supervision and control processes; and alignment with the Bank's risk appetite and… more