- Societe Generale (New York, NY)
- … risk -taking activities with the objective of achieving, together with the first line -of-defense, the best possible outcome for the bank. The department ... Provide a deep analysis of trading desk positions and risk exposures Explain P&L by its attributes tying back...exposures Explain P&L by its attributes tying back to risk sensitivities Continuous enhancement of P&L/ Risk processes… more
- American Express (New York, NY)
- …conduct risk to senior executives Provide independent oversight of the first - line business activities to ensure conduct risks are appropriately identified, ... a thorough understanding of regulatory requirements to guide conduct risk practices in line with applicable laws...testing to evaluate the adequacy and effectiveness of conduct risk management strategies and control mechanisms Incorporate… more
- Bloomberg LP (New York, NY)
- …with a wide variety of stakeholder groups across first (business and control groups) and second line (compliance, finance etc) to collaborate and drive ... to make it happen. What's the role? Bloomberg's Chief Risk Office (CRO) Department plays a critical role in...COSO Prior experience in either a 1st or 2nd line of defense capacity Self-starter, with the ability to… more
- American Express (New York, NY)
- … risk oversight program to provide credible challenge and oversight to the first line operational resilience risk taking activities. Reporting to the ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
- HSBC (New York, NY)
- …economics, banking, business or similar degrees A master's degree is a plus. Experience in audit, first line , second line of defence in relation to one or ... over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities… more
- Brown Brothers Harriman & Co. (New York, NY)
- …projects, working with senior management to facilitate the identification and resolution of risk and control issues. The Senior Audit Manager- IT Cyber and ... that assist BBH's businesses and support areas in improving their control environments, streamlining their businesses, and achieving operational excellence. The… more
- TD Bank Group (New York, NY)
- …decisions; develop and maintain contacts with market participants Demonstrates governance, control , and risk management behaviors in alignment with TD ... York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail: $120,000 -...with enterprise and/or regulatory requirements Maintains a culture of risk management and control , supported by effective… more
- SCOR (New York, NY)
- …offering our clients a diversified and innovative range of insurance solutions and services to control and manage risk . Applying "The Art & Science of Risk ", ... built to support the underwriting business plan for your line of business, but you have the chance to...underwriting Property Power Generation accounts Preferred experience with loss control / risk engineering Able to adapt well to… more
- TD Bank Group (Port Washington, NY)
- …your recruiter who can provide you more specific details for this role. Line of Business: Personal & Commercial Banking Job Description: The Store Supervisor ... to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce,… more
- Sun River Health (Bronx, NY)
- …and overall reproductive health. You will collaborate with physicians for high- risk patients and will be responsible for planning, evaluating, and delivering ... healthcare services in line with Sun River Health's mission. Key Responsibilities: Patient...Physicians: Work closely with physicians for the management of high- risk pregnancies and other complex care needs. Quality Assurance… more
- Wedbush Securities (Jersey City, NJ)
- …address gaps between different areas within the organization Engage proactively with first line of defense in managing risk incidents and aid in driving the ... resolution effort Collaborate with first - line business areas in creating Key Performance...are directly aligned to key risks noted in the Risk and Control Self-Assessment (RCSA) Lead and… more
- Royal Bank of Canada (Jersey City, NJ)
- …of IA experience coupled with relevant risk management experience within the first or second line of defense. Experience managing relationships with peers, ... Issues Management; Risk Data Aggregation & Reporting; Risk and Control Self-Assessment; Recovery & Resolution;...Initiates collaboration with and assesses the effectiveness of key risk management practices within the second line … more
- Jamie Grayem (New York, NY)
- …Understands internal audit's role and objectives and how automation can be leveraged for risk monitoring or control testing. Has a strong interest in exploring ... focus on the Global Markets, Global Banking, and Market Risk areas. The role will involve working closely with...areas. The role will involve working closely with the line of business auditors to identify new automation opportunities… more
- Mizuho Corporate Bank (New York, NY)
- …closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... changes to determine impact, identify and assess operational risk issues. + First Line Control Officers may also be asked to support non-financial … more
- Tradeweb (New York, NY)
- …is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... in collaboration with control owners. + Oversee first line control design and...experience in operational risk , business controls, or first line risk management, ideally… more
- SMBC (New York, NY)
- …with applicable laws, rules, and regulations; + Leads and facilitates the execution of the first - line Risk & Control Self-Assessment (RCSA) for HR and ... Human Resources & Legal Control Officer is a change agent and risk management expert within the first line of defense. The role provides the HR and Legal… more
- Santander US (New York, NY)
- … risk assessments; Developing relationships with key stakeholders within the Bank (eg, Legal, Risk , First Line Control teams) and build credibility ... Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and… more
- Tradeweb (New York, NY)
- …capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage adequacy, and issue ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...leading key components of the firm's ERM program, including control testing oversight, regulatory risk assessments, … more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and ... banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness....federal regulatory requirements. You will also work with the First Line Risk Manager to… more
