- Citigroup (Queens, NY)
- …as Enterprise Technology, & Operations. **Responsibilities:** + Lead and maintain the Global Regulatory Reporting (GRR) Risk Management Framework, ensuring ... the Controllers Organization that will report up through the Global Head of Regulatory Reporting .... reporting . + In-depth knowledge of US regulatory reports and related control frameworks. +… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting...* Design informative MI and key control reporting * Responsible for executing global periodic ... with the overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations. We are therefore… more
- Bank of America (Jersey City, NJ)
- CFO Regulatory Reporting Controller II ( Global Financial Controls) Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, ... local Banks, Broker Dealers and other legal entities, prepares/reviews data submissions for regulatory reporting teams. The Regulatory Reporting … more
- JPMorgan Chase (New York, NY)
- …efficiency. + Ensure that solutions are fully compliant with critical global regulatory reporting , surveillance, and control mandates as they evolve. ... leadership in the region as well as the wider global group. Your leadership will be instrumental in building...leadership will be instrumental in building out a full global derivatives exchange connectivity platform to service both agency… more
- American Express (New York, NY)
- …+ Process review to identify control gaps and improvement opportunities for regulatory reporting processes. + Ensure compliance with the reporting ... deliver QA responsibilities and will work in close coordination with Regulatory Reporting , Finance Data Governance, Service Management, Technologies, and… more
- American Express (New York, NY)
- …Process review to identify control gaps and improvement opportunities for regulatory reporting processes. + Conformance testing to ensure compliance with the ... forward. Whether it's negotiating with some of our largest global partners or creating next year's financial plan, you...team is responsible for ensuring governance and oversight of regulatory reporting process. The team performs Quality… more
- Deloitte (New York, NY)
- …and developing governance processes + Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory...009, or FFIEC 101 + Understanding of business processes, regulatory requirements, risk management, internal control management,… more
- Citigroup (Queens, NY)
- **Overview:** The Global Regulatory Reporting GSIB Report Owner is a management position within the Controllers Organization that will report to the Head of ... position will be a primary owner and adopter of the multi-year transformation of Regulatory Reporting . The position is expected to provide thought leadership on … more
- Capco, a Wipro Company (New York, NY)
- …consulting experience in Capital Markets and Securities with a deep focus on regulatory reporting and compliance. + Demonstrated expertise in trade and ... to ensure compliance with regulatory mandates such as CFTC, SEC, Canadian Trade Reporting , and CAT NMS Plan requirements. **What You'll Get to Do** + Lead a team… more
- Mizuho Corporate Bank (New York, NY)
- …of one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is ... the local expertise of our employees that makes our global network so powerful. By collaborating with colleagues and...The team's daily operations ensure the bank meets its regulatory reporting obligations and that data is… more
- JPMorgan Chase (Brooklyn, NY)
- …(BCAPR), consisting of the Bank Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC ... The Regulatory Reporting Policy team sits within...The Regulatory Reporting Policy team sits within Corporate Finance -...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- Citigroup (New York, NY)
- …Organization that will report up through the Global Head of Regulatory and Capital Reporting . The individual will support effective decision making ... The Regulatory Reporting role is a senior...in design decisions across all Remediation activities covering Process, Control , Technology and Data activities collaborating across all relevant… more
- Citigroup (New York, NY)
- …Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting . The individual will support and execute remediation ... The Regulatory Reporting role is a senior...Controls** team to maintain and enhance an effective internal control 's structure. Direct the team to drive process improvements… more
- TD Bank (New York, NY)
- …team with relevant Management Information, reporting , and support to ensure Global Control Room operational issues (eg, vendor issues and Global ... to assure TDS positions are reported on time. + ** Reporting :** With the Global Head and key...to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control … more
- American Express (New York, NY)
- …(AENB HQ) and Enterprise Shared Services (ESS) The objective of the Corporate Function Control Management Risk ID, Assessment, Testing and Reporting team is to ... to the Director of Risk ID, Assessment, Testing & Reporting focused on ensuring control management is...PRSA reviews and update assessment criteria to align with regulatory updates) + Conduct control monitoring (supplemental… more
- MUFG (New York, NY)
- …**Job Summary:** This role will be part of the MUFG Securities ICRO Team reporting directly to the ICRO. The role will have global responsibility covering ... and change programs, policy and governance, and counterparty and market risk reporting teams. **Major Responsibilities:** + Manage multiple teams with a total FTE… more
- Bank of America (New York, NY)
- Senior Business Financial Control Product Associate- Global Credit & Specials Situations (CFO) New York, New York **Job Description:** At Bank of America, we are ... and make an impact. Join us! **Job Description:** The Global Credit & Special Situations (GCSS) Finance team is... processes including legal financial books and records, valuations control , regulatory matters, forecasting, P&L explain, and… more
- American Express (New York, NY)
- …across the first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. **How will you make an ... of specific risk and controls governance forums for Corporate Functions Control Management, interfacing with org-wide governance processes and committees (eg,… more
- Citigroup (New York, NY)
- …personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualification & Education:** + ... Management team to successfully manage Investor Services' complex global business to drive the risk and control...the Services Exco by providing expertise on risk and control and regulatory subjects. + Strong communication… more
- JPMorgan Chase (Jersey City, NJ)
- …regulatory developments across the globe and assessing the impact to the Global Technology Organization. You will be mapping regulatory citations to ... & Controls Lead- IT Risk / Information Security / Regulatory Change Management in the Corporate Sector- Cybersecurity &...knowledge and expertise in data security, risk assessment & reporting , control evaluation, design, and governance, with… more