- Kyndryl (Rye Brook, NY)
- …in IFRS accounting + Experienced in taking full charge of a large company's SEC reporting / technical accounting matters + Demonstrate very strong technical ... highly-skilled CPAs / US GAAP subject matter experts to lead the Company's external reporting and technical...the following activities: + Compilation of the Company's external reporting documents and SEC filings (Forms 10-K… more
- American Express (New York, NY)
- …finance on #TeamAmex. **How will you make an impact in this role?** The SEC Reporting team prepares external quarterly and annual financial reports for American ... of team members' contributions to the success of shared SEC Reporting and External Reporting ...materials for our annual Investor Day + Supporting External Reporting senior leadership with monthly CFO Management… more
- Capco, a Wipro Company (New York, NY)
- …Financial Services clients to ensure compliance with regulatory mandates such as CFTC, SEC , Canadian Trade Reporting , and CAT NMS Plan requirements. **What ... You'll Get to Do** + Lead a team of consultants, subject matter experts, and...solutions. + Oversee client engagements involving CFTC Parts 43/45, SEC SBSR, Canadian OTC Derivatives Reporting , and… more
- American Express (New York, NY)
- …risk committees and the Board. + Communicate effectively with all stakeholders and senior leaders in reporting units; Ensure regulatory compliance and manage ... and retain high caliber global talent. + Prior Regulatory/Federal Reserve/ SEC /External Reporting and banking/financial services experience strongly preferred.… more
- Citigroup (Queens, NY)
- …reviews for FR Y-15. Including addressing and develop plans to remediate review findings. + Lead team to present to Citi senior management, Citibank NA senior ... sources. The position will collaborate with a dedicated Data Lead and team for support with the end-to-end data...**Skills:** + Strong familiarity with relevant Regulatory rules and GAAP/ SEC financial reporting . + Strong leadership and… more
- Synchrony (New York, NY)
- …legal entities + Review Reports prior to submission, facilitate reviews and approval with Senior Management + Lead regulatory reporting data strategy for the ... FR Y-11, FR Y-14Q and FR Y-15. You will lead regulatory reporting strategy, driving process improvement...documentation of policies and procedures + Ensure consistency across SEC reporting and Regulatory Reporting ,… more
- Neuberger Berman (New York, NY)
- …the performance of the Fund's service providers, and cash flow reporting . Additively, ensuring adherence to regulatory requirements which includes tracking ... operational efficiency across the Fund's platform. **Responsibilities:** + Drive the NBIA SEC required 15-c investment advisory annual review by responding to a… more
- Citigroup (Queens, NY)
- …non-Finance functions throughout Citi, including the Businesses, Risk, Treasury, Capital Controllers, SEC Reporting , Financial Planning & Analysis, as well as ... The Regulatory Reporting role is a senior management...Enterprise Technology, & Operations. **Responsibilities:** + Lead and maintain the Global Regulatory Reporting … more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... to support compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer and Futures related regulations, including cross-border… more
- Citigroup (New York, NY)
- …description summary:** We are hiring for the role of 'Head -Regulatory reporting and compliance delivery, Fixed Income Trade Processing Technology'. This role is ... We are hiring for the role of 'Head -Regulatory reporting and compliance delivery, Fixed Income Trade Processing Technology'....are expected to work effectively with team comprised of senior business analysts, senior technologists and project… more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ... training, and provide regulatory exam support. **Job responsibilities:** + Lead the development of regulatory reporting related...+ Ability to work in teams and interface with senior management and staff + Delivers timely and high… more
- Mizuho Corporate Bank (New York, NY)
- …on various regulatory changes to understand the impacts and requirements + Take the lead on analysis and implementation of regulatory reporting solutions + Work ... of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the… more
- TD Bank (New York, NY)
- …risk assessments to ensure effective business control framework. + Provide ongoing reporting to senior management. + Develop and deliver proactive strategies ... can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in… more
- Scotiabank (New York, NY)
- Senior Manager, IT Risk **Requisition ID:** 228042 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. Salary ... to s99/Broker Dealer change management workflow. + Compliance Risk Self-Assessment (CRSA) - Lead or support execution of CRSAs for IT risk domains to assess control… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory and ... products such as loans, securities, deposits and derivatives. Strong familiarity with GAAP/ SEC financial reporting . **Job Family Group:** Finance **Job Family:**… more
- Neuberger Berman (New York, NY)
- …the NB Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring, ... + 7 - 12 years accounting/finance experience; CPA preferred + Experience with SEC reporting for Registered Investment Companies required + Credit-related product… more
- MetLife (New York, NY)
- …foreign exchange, pensions, stock compensation, mergers & acquisitions, goodwill, tax and SEC reporting and planning and projections. * Identifying and assessing ... Hybrid Reports to: SVP, Technical Accounting, Internal Controls, External Reporting Travel: Less than 5% The Team You Will...is a global leadership role that reports to the Senior Vice President of Technical Accounting, Internal Controls and… more
- Raymond James Financial, Inc. (New York, NY)
- …tools and reports providing real-time insights into risk trends, including ad hoc reporting + Lead the evaluation, replacement, selection, and implementation of ... on a timely and accurate basis. Recruit, train and lead teams responsible for working with RJF Risk stakeholders...with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics,… more
- Citizens (New York, NY)
- …financial institutions. Position Overview The Head of Licensing & Registration is a senior -level role within the Compliance Department, reporting to the Chief ... and highly organized, with deep knowledge of FINRA and SEC rules and processes related to licensing and registration....to. Employee Lifecycle, HR Coordination & Background Checks + Lead all aspects of onboarding and offboarding for registered… more
- Citigroup (New York, NY)
- …identify themes and ensure appropriate and consistent responses. + Prepare reporting for senior management regarding Capital Markets Regulatory activity. ... Engagement team and report directly to the Capital Markets Regulatory Engagement Lead . Citi's Global Regulatory Engagement Team is responsible for the engagement… more