- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. Global Banking and Markets Global Banking and Markets (GBM) is a ... provides our clients an important bridge to this key global market for trade and investment flows across the...The senior manager will collaborate closely with the team's Director to identify and execute areas of improvement to… more
- Citigroup, Inc. (Rutherford, NJ)
- …Manager within Enterprise risk management technology. This role will lead a global team of engineers and collaborate with Architects in building risk management ... and process. Create and maintain long-term strategy to achieve business and regulatory objectives in a systematic, well-designed, and timely manner Prepare and… more
- Scotiabank (New York, NY)
- Director , Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and… more
- Citigroup (New York, NY)
- …Communications and Reporting Director leads the directional strategy of regulatory remediation progress reports to regulators and internal reporting to ... that are transparent, comprehensive and clear. This role reports to the Finance Regulatory Engagement & Oversight Managing Director based in New York.… more
- TD Bank (New York, NY)
- …in Compliance and Global Control Room + Experience managing complex regulatory remediation . + Familiarity with regulations and compliance strategies and risk ... and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global… more
- PVH Corp. (Bridgewater, NJ)
- …role** We are seeking a strategic and technically proficient leader to serve as the Global Director , IT SOX Compliance, with a specialized focus on IT General ... to ensure compliance with Sarbanes-Oxley (SOX) Section 404. The Director will lead a global team, manage...and deliver executive-level reporting on ITGC performance, risks, and remediation status. + Monitor regulatory changes and… more
- J&J Family of Companies (New Brunswick, NJ)
- …United States of America **Job Description:** Johnson & Johnson is currently seeking a Global Trade Controls (GTC) Risk & Advisory Director to join our Trade ... these requisition numbers, your applications will be considered as a single submission. The Global Trade Controls (GTC) Risk & Advisory Director will drive the… more
- S&P Global (New York, NY)
- …control design, and supporting the centralization and consistency of responses to regulatory questions across the Ratings business. A key objective of this role ... 2nd line functions, including Risk, Compliance, and Internal Controls. The Senior Director will partner closely with these groups to align risk frameworks, respond… more
- S&P Global (New York, NY)
- … regulatory needs (eg, modifying processes to address changes in regulation, regulatory exams, remediation of findings, etc.) + Participate in and/or lead ... Public Finance (USPF) practice. This includes the identification and remediation of risk & control issues, implementation of control...+ Subject matter expertise of key SOPs of S&P Global Ratings. + Support risk and regulatory … more
- JPMorgan Chase (Jersey City, NJ)
- …in a pivotal role where your expertise in security and risk management shapes our global cyber assurance capabilities. As a Tech Risk Assurance Director in the ... gaps in related standards and controls, and create outputs that propel remediation plans, controls and standards development, and strategy. Your expertise in risk… more
- Citigroup (New York, NY)
- …expectations related to compliance risk management and control frameworks for a large global organization. + Global regulatory relationships - Helps manage ... The Audit Director is a senior level management position responsible...Compliance Transformation, provide real time independent effective challenge to remediation efforts. Proactively manages IA's relationships with key business… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- American Express (New York, NY)
- …Financial Crime risk for GMNS Business Units + Monitor developments in both Global Financial Crime Standards and regulatory requirements, and support the ... line Global Financial Crimes Compliance (GFCC) teams to interpret regulatory guidance and ensure business alignment with enterprise standards. + Monitor key… more
- SMBC (New York, NY)
- …implementation of critical data model transformation and data quality control remediation projects. Regulatory Coordination: + Communicate with regulators on ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...to help ensure that the bank appropriately addresses the regulatory risks relative to the Rule. The position will… more
- Citigroup (New York, NY)
- …Data Concerns and Data issue resolution, ERM Transformation Progress, EUC Remediation efforts, Regulatory Compliance, Compensating Controls validation and ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data… more
- Scotiabank (New York, NY)
- …internal policies and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to ... Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a ... global role, the incumbent will work with the Trade...prioritize, and track to completion data deficiencies that require remediation by Front Office Technology, Compliance Technology, and/or CDO.… more
- American Express (New York, NY)
- … plans for identified compliance weaknesses and monitor the status of the remediation plans. + Liaise with regulatory agencies, as required, during examinations ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...your place in risk and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)… more
- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** ** Director - Model Risk Governance** Model Risk Management Group (MRMG) is responsible for the ... model risk management of all American Express models. The role ( Director , Model Risk Governance) will report to Head of Model Risk Governance and lead a team to… more
