- Capital One (New York, NY)
- …Outcomes:Review and challenge first line periodic and change-driven risk assessments, including risk sizing, control suite adequacy and ... risk , and analyzing the outcomes of the first line 's analysis to enable robust challenge...quantitative methodologies (COSO Framework, quantitative analysis, Factor Analysis Information Risk (FAIR), Process, Risk & Control… more
- Capital One (New York, NY)
- … Risk Manager in the Enterprise Services Risk Office, we are the first line of defense to help ensure our Company remains well-managed and avoid ... risk reviews during various processes such as Risk Control and Self Assessments (RCSAs), Process...mitigation activities.Influence leaders within ESM, Compliance, Cyber Security, second line risk organizations, and Internal Audit on… more
- Capital One (New York, NY)
- … Risk Manager in the Enterprise Services Risk Office, we are the first line of defense to help ensure our Company remains well-managed and avoid ... risk reviews during various processes such as Risk Control and Self Assessments (RCSAs), Process...mitigation activities.Influence leaders within ESM, Compliance, Cyber Security, second line risk organizations, and Internal Audit on… more
- Mizuho Corporate Bank (New York, NY)
- …closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... changes to determine impact, identify and assess operational risk issues. + First Line Control Officers may also be asked to support non-financial … more
- NatWest Markets (Stamford, CT)
- …and annual Supervision refresher training with the purpose of establishing first line risk & control requirements and awareness + Educating teams ... to ensure the Supervision framework is appropriately integrated into the NWM risk and control framework + Be a subject matter expert on the NWM Supervisory… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and ... banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness....federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... on the technology aspects. + Support the development of Key Risk Indicators (KRIs) and Key Control Indicators (KCIs) + Establish and manage thresholds for … more
- American Express (New York, NY)
- …risks across platforms, products, and lines of business. This role represents a critical First Line of Defense (1LOD) leadership investment to execute AI risk ... will partner closely with Technology, Information Security, Enterprise Platforms, and 2nd Line Risk Management, while actively engaging with senior leadership, … more
- MUFG (New York, NY)
- …but not limited to Global KYC Standard, US Branches Know Your Customer Procedure for First Line of Defense; + Seek guidance & escalate complex scenarios to Team ... will maintain proper KYC practices for new and existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide… more
- MUFG (Jersey City, NJ)
- …will lead and oversee the firm's technology risk management function within the First Line of Defense, reporting directly to the Technology Business Unit ... Risk and Control Officer (BURCO). This executive...to protect the firm's assets, information, and reputation. The First Line Business Unit Risk … more
- KeyBank (Boulevard, NY)
- …and controls for end-to-end business processes, including completion of process mapping and overall first line risk program execution, supporting risk ... industry regulatory publications + Strengthen the first line of defense business process risk identification...(inclusive of business process owners, risk owners, control owners, and second line risk… more
- American Express (New York, NY)
- …Management, this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will ... will:** + Support the independent oversight and challenge of first - line risk identification, assessment, and... risk identification, assessment, and mitigation efforts (ie, Risk & Control Self-Assessment) within the Corporate… more
- TD Bank (New York, NY)
- …and Reporting Team is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk ... mapping and risk assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality...reporting activities. Provide governance and operational support for the first line of defense testing program. Collaborate… more
- American Express (New York, NY)
- …your place in service on #TeamAmex. **Team Description** The newly created first line of defense Financial Crimes Risk & Controls center of excellence will ... This team will be responsible for establishing a robust control foundation for first line ...Line Business Unit Teams, and other 2LOD Global Risk and Compliance groups to implement financial crime … more
- BMO Financial Group (New York, NY)
- …#bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first - line risk oversight for the Commodities Trading business, ... **Strategic Risk Leadership:** Define and execute the first - line risk strategy for Commodities...Partner with operations, technology, compliance, and second- line risk teams to strengthen governance and control … more
- American Express (New York, NY)
- …Experience supporting compliance or operational risk within a business or first line function. **Preferred:** + Bachelor's degree in business, finance, law, ... American Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager...related discipline. + 3 years of experience in compliance, risk management, or control -related roles in financial… more
- Truist (New York, NY)
- …1st shift (United States of America) **Please review the following job description:** A first line of defense risk professional leading a team within ... accordance with the program requirements (ie Risk control self-assessments, issues management). 3. Assist business line...hire and by full-time or part-time status) during their first year of employment, along with 10 sick days… more
- TD Bank (New York, NY)
- …credit risk policies and risk appetite + Works closely with first line Corporate Investment Banking Credit (CIB Credit) and other functions in ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:**...supporting Corporate Debt Finance. This role works closely with first line Corporate Investment Banking Credit (CIB… more
