- City of New York (New York, NY)
- …the direction of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency ... non-discrimination training curricula, conducts very time-sensitive high level discrimination complaint investigations when the EEO Officer or agency head is… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Role: Compliance Officer ** The Compliance Officer role is based in Englewood or New York ... education program, in reporting to regional senior management on compliance developments, and in conducting investigations , logging... Officers both in North America and globally, the Compliance Officer will be the primary liaison… more
- CUNY (Queens, NY)
- HR Chief Diversity Officer - Diversity and Compliance : York College/CUNY **POSITION DETAILS** York College, founded in 1966, is a center of academic excellence in ... seeking candidates to fill the position of Chief Diversity Officer . York College is located in Queens, New York...the Americans with Disabilities Act, responding to and conducting investigations of non- compliance complaints - Collects and… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...regulatory examinations, reviews and inquiries and internal and external investigations , as well as testing and audit. + Partnering… more
- Citigroup (Queens, NY)
- The VP, Compliance AML Execution Officer is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... to review, analyze and conduct effective due diligence and investigations on higher risk cases that may be a...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF ...provider + Respond to regulatory inquiries + Assist with investigations and disciplinary actions + Provide advisory compliance… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...action to improve driver safety. o Assist with accident investigations as needed. o Contribute to the development of… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- US Courts (Brooklyn, NY)
- …New York is accepting applications for the position of United States Probation Officer within the Supervision Division. The agency is comprised of two divisional ... fair administration of justice, provide community safety, conduct objective investigations , supervise persons under supervision, interact with outside agencies and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory … more
- US Courts (Brooklyn, NY)
- …New York is accepting applications for the position of United States Probation Officer within the Supervision Division. The agency is comprised of two divisional ... fair administration of justice, provide community safety, conduct objective investigations , supervise persons under supervision, interact with outside agencies and… more
- New York State Civil Service (Jamaica, NY)
- NY HELP Yes Agency Workers' Compensation Board Title Investigative Officer 1/Investigative Officer Trainee (NY HELPS), WCB Item #4283 Occupational Category Legal ... allowed? No Telecommuting allowed? Yes County Queens Street Address Office of Compliance and Litigation, Enforcement 168-46 91st Avenue City Jamaica State NY Zip… more
- CUNY (Queens, NY)
- …Section 504, and the Americans with Disabilities Act, responding to and conducting investigations of non- compliance complaints - Collects and analyzes data for ... Chief Diversity Officer **POSITION DETAILS** Reporting to the President, the...is responsible for overseeing and managing the diversity and compliance staff, campus diversity and compliance initiatives,… more
- S&P Global (New York, NY)
- …to key policies and facilitate compliance training programs. + Contribute to compliance investigations and reviews. + Define and execute compliance ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- City of New York (New York, NY)
- … efforts. Coordinate with legal and regulatory affairs teams to respond to compliance inquiries, audits, and investigations , and ensure timely and accurate ... perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security… more
- New York State Civil Service (New York, NY)
- NY HELP Yes Agency Labor, Department of Title Investigative Officer 1/Trainee (Public Work Wage)- NYC (NY HELPS) Occupational Category Enforcement or Protective ... the below NY HELPS minimum qualifications. NY HELPS Minimum Qualifications:Investigative Officer Trainee (Public Work Wage): four years of qualifying experience* or… more
- RWJBarnabas Health (Somerset, NJ)
- …document, and determine the probability of compromise for privacy investigations /grievances via complaints, corporate compliance hotline, incident reporting, ... Barnabas Health Medical Group, 379 campus Drive, Somerset, NJ 08873 Privacy Officer for RWJBarnabas Health Medical Group Responsible for the privacy activities of… more
- City of New York (New York, NY)
- Job Description IMPORTANT NOTE: ONLY CANDIDATES WHO HAVE A PERMANENT SPECIAL OFFICER CIVIL SERVICE TITLE WILL BE CONSIDERED FOR AN INTERVIEW. PLEASE INCLUDE YOUR ... APPLYING AND INDICATE IN YOUR COVER LETTER IF YOU ARE A PERMANENT SPECIAL OFFICER . The NYC Department of Finance (DOF) is responsible for administering the tax… more