- SMBC (White Plains, NY)
- …Vice President (VP), Director of Operational Risk , and Head of Non-Financial Risk , the Associate supports the Second Line of Defense Risk Management ... Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG) for the Combined... risk framework independent of the businesses' risk appetite statements. The Associate is responsible… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. ... part within the First Line of Defense's program for assessing and monitoring operational risks, across the product offering of the group. Key responsibilities: +… more
- JPMorgan Chase (Jersey City, NJ)
- …of controls and sustainable solutions to mitigate compliance and operational risk . As a Control Management Senior Associate within Treasury/Chief Investment ... accountability model with the business executives that promotes early compliance and operational risk identification and assessment, effective design and testing… more
- BMO Financial Group (New York, NY)
- …with one direct report ( Associate ). The candidate will report into the VP, Operational Risk & Resilience, Capital Markets to drive the GM Operational ... research and advisory services to clients around the world. #bmocapitalmarkets The **VP, Operational Risk & Resilience, Global Markets (GM)** is part of the GM … more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The SVP, Operational Risk Management (ORM) and Model Risk Management (MRM) will be responsible for overseeing and ... enhancing our operational risk management and MRM programs at...new hire time in position requirement is met, the associate will have a minimum 6 months' time in… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Change and Integration Risk Associate will be responsible for providing 2nd line of ... between US Risk and UK Risk teams. + Work with Operational Risk to perform RCSAs on acquisitions. + Work with Change Management to perform closure… more
- Bristol Myers Squibb (New Brunswick, NJ)
- …to inform QbD. + At the study level, conduct spot checks to ensure risk mitigation strategies are accurately translated into operational plans. + Assist the ... at work and in their personal lives. Read more: careers.bms.com/working-with-us . The Associate Director, RBQM - HOCT, ICN will mainly be responsible for developing… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** **The** ** Associate - Risk Data Management role will be within the Risk ... Data Management.** **Role Objectives** + Execute data governance, improve operational data quality, and implement BCBS 239 compliance. Ensure timely, accurate… more
- JPMorgan Chase (New York, NY)
- …Officer within the JPM Wealth Management team and the Compliance Conduct and Operational Risk (CCOR) organization, you will be responsible for partnering with ... the Line of Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You will leverage your… more
- Amazon (New York, NY)
- Description Join the FinTech Optimizing Risk and Claim Administration (ORCA) team in revolutionizing risk management through innovative software solutions. We're ... to lead the architecture, configuration, and management of our Risk Management Information System (RMIS), Origami Risk ....our technical architecture and deliver on time. GRMC oversees operational risks and claims for 8 key claims programs,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director, US Corporate Banking Origination, (Consumer, Industrial,..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Analyst/ Associate , Corporate Banking, CIR (Consumer, Industrial, Retail), Origination..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- MUFG (New York, NY)
- …box" thinking, to proactively determine business resiliency, and assess emerging industry risk + Strong understanding of Operational Resilience methodologies and ... of any observed weaknesses + Familiarity with the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , US Treasury - Liquidity Reporting & Analytics..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …risk tolerance (including but not limited to credit, legal, regulatory, and operational risk ). + Actively pursues effective and efficient operations of ... Associate Director, Global Capital Markets Documentation, GBM, New...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director, Execution and Structuring-US Corporate Banking, REGAL..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director or Director, Equity Derivatives Quant -..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , US Treasury - Liquidity Reporting & Analytics..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- TD Bank (New York, NY)
- …driving data accuracy and quality control to avoid losses, recapture and reduce undue risk . The CRA Asset Management Associate supports and works closely with a ... Personal & Commercial Banking **Job Description:** The CRA Asset Management Associate provides ongoing support to an assigned portfolio (Housing Credits/LIHTC, New… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking an associate to join our Municipal Products Group (MPG)....team with customer requests for liquidity, trade execution, and risk management + Collaborate and consult with colleagues, internal… more