- TD Bank (New York, NY)
- …within loan servicing, auto originations and the TDs FCRA Center of Excellence. The Regulatory Compliance Oversight Analyst will participate in ... seeking a highly dynamic individual for this role with compliance oversight responsibilities associated with regulatory...in the general description below.** **Job Summary:** The Senior Compliance Business Oversight Analyst provides… more
- TD Bank (New York, NY)
- …Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, guidance, and business ... oversight to assigned portfolio, business, or function to ensure...on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice,… more
- City of New York (New York, NY)
- …Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight , and compliance ... and regulatory agencies, to provide training and guidance on compliance requirements. - Perform periodic field inspections to assess operational compliance… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... range of stakeholders from multiple business lines across the organization. Prior regulatory compliance experience within the banking industry and a familiarity… more
- WMCHealth (Valhalla, NY)
- …Internal Applicant link Job Details: Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the ... Compliance Analyst , 340B Program Company: WMC...Information System on a monthly basis. + Auditing & Compliance Oversight + Develop and maintain a… more
- J&J Family of Companies (Raritan, NJ)
- …America **Job Description:** Johnson & Johnson is currently recruiting for a Senior Analyst , Technology Compliance ! This position can be located in Raritan, NJ, ... for humanity. Learn more at https://www.jnj.com/._ **Position Summary:** The Senior Analyst , Technology Compliance is responsible for providing operational… more
- Honeywell (Morris Plains, NJ)
- …to serve as a hands-on, Subject Matter Expert for complex and high-level import compliance initiatives and transactions! As an Analyst , NA Import Trade ... and duty trends KEY RESPONSIBILITIES + Establish and maintain regulatory tool sets. + Establish a robust operating system...focus on digital solutions + Conduct audits, training and oversight of all trade compliance activities. Engage… more
- Citigroup (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance (Trade Surveillance) team is responsible for the ... oversight for surveillance services designed to detect behaviors that...regulatory exams directed by other organizations within the compliance and legal departments, to ensure they remaining compliant… more
- City of New York (New York, NY)
- …Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field ... sites to ensure that construction work is performed in a safe manner, in compliance with regulatory agency requirements, and the quality of work is in… more
- Molina Healthcare (Yonkers, NY)
- …performs oversight audits and validation activities to ensure operational regulatory compliance with Federal and State laws and regulations, contract ... state and federal regulatory rules, contracts, and other guidance to assess compliance and support building regulatory compliance audit procedures + At… more
- Guardian Life (New York, NY)
- …Legal Compliance Team? **You will** Provide Compliance support and oversight regarding regulatory compliance matters and requirements including: + ... the Guardian Law Organization when additional interpretation is required. + Providing oversight and monitoring of issues identified during compliance risk… more
- City National Bank (New York, NY)
- …Assist in improving the use of technology and risk tools to enhance risk oversight and analysis capabilities. * Monitor compliance with investment risk policies ... *INVESTMENT RISK SENIOR ANALYST * WHAT IS THE OPPORTUNITY? The Investment Risk...models are assessed, monitored, and reported effectively, while meeting regulatory standards. Will also oversee implementation of asset allocation… more
- ManpowerGroup (New York, NY)
- …team. As a Sanctions Analyst , you will be part of the Compliance Department supporting the organization's commitment to regulatory adherence and operational ... with day-to-day workflow management and performance oversight . + Ensure compliance with all regulatory practices outlined by CPAD, including BSA/AML/OFAC… more
- TD Bank (New York, NY)
- …Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, guidance, and business ... oversight to assigned portfolio, business, or function to ensure...on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice,… more
- TD Bank (New York, NY)
- …providing ongoing strategic and operational support, as well as supervisory oversight , to front-line Investment Bankers and Senior Executives within the department, ... intense and exciting environment. In this first line of defense (1A) role, the Analyst will work with leaders of the Business Supervision and Governance team to… more
- MUFG (New York, NY)
- …all current events in assigned portfolio utilizing internal and external sources + Oversight of covenants compliance database and facility closing due diligence, ... of our recruitment team will provide more details. P&U Analyst Role **Overall Purpose of Job:** Support Portfolio Management...on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Requirements:**… more
- TD Bank (New York, NY)
- …**Job Description:** Our Global Markets Business Coordination team is hiring for an Analyst within the Regulatory & Supervisory Management department at TD ... supervision and control processes; and alignment with the Bank's risk appetite and regulatory requirements. **Job Description** The GMBC Analyst will support the… more
- Citigroup (Queens, NY)
- …for ongoing oversight meetings. + Experience with rules coding on compliance systems, eg, Charles River, within banking/asset management. + Ability to manage ... The Cross-disciplinary Controls Lead Analyst is a seasoned professional role within the... is a seasoned professional role within the Fiduciary Oversight Group. Fiduciary Oversight monitors business and… more
- TD Bank (New York, NY)
- …high-risk customers, including analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages ... Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Analyst II role provides a range of analytical, research and assessment… more
- TD Bank (New York, NY)
- …Management **Job Description:** **Depth & Scope:** + Works independently as the senior analyst / subject matter expert and may coach and educate others + Oversees ... monitoring scenarios. + General knowledge of AML-related policies and regulatory expectations; ability to read a policy and extract...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of… more