- Robert Half (New York, NY)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Senior Consultant LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) BOSTON JOB ... and Compliance Senior Consultant to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely recognized… more
- Bank of America (Jersey City, NJ)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... across all risk categories including credit, market, liquidity, strategic, operational , reputational and compliance . The ideal candidate will be responsible… more
- Bank of America (Stamford, CT)
- …of the financial services industry. + Plan, perform, and lead compliance and operational risk audits at the enterprise level + Subject matter expertise ... Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode… more
- Bank of America (Jersey City, NJ)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model and reputational ...data asset management is foundational to add to the enterprise value. Within GRM, we have established the Data… more
- Bank of America (New York, NY)
- …related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... Volcker Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR)...* The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …related third party/vendor relationships in alignment with the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise ... Compliance and Operational Risk ...with other C&OR officers, including horizontal coverage owners and Enterprise Areas of Coverage ("EAC"), to provide comprehensive oversight… more
- Bank of America (New York, NY)
- …banks. **Swap Dealer EAC** + The Swap Dealer Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) is made up of subject matter experts ... the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... and monitoring activities to drive revenue growth while maintaining appropriate risk disciplines. GMC also coordinates engagement with key control partners,… more
- Bank of America (Jersey City, NJ)
- …related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise ... Compliance and Operational Risk ... Compliance and Operational Risk Manager (Security Log Management)...processes and practices + 4+ years of experience with enterprise security log management + Very strong knowledge of… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a ... decision making. The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Morgan Stanley (New York, NY)
- The role will reside within the Legal and Compliance Division's Operational Risk Department, focusing on Data Quality within the firm's inventories of ... of operational assets (such as technology assets). Operational Risk refers to the risk...quality. - Previous experience working in data and information risk , data governance, data architecture, or enterprise … more
- American Express (New York, NY)
- …professional development. Find your place in technology on #TeamAmex. The Director of Operational Risk Governance will help build and improve the operational ... action implementation, and reg. standard alignment) as it relates to Operational Risk requirements and inquiries + Build Technology-specific procedures… more
- SMBC (New York, NY)
- … operational risk , controls management, compliance , regulatory change, operational resilience to support embedding of Enterprise Risk Management ... as risk management, compliance , and regulatory change, third party risk management, business continuity management, or operational resilience on a GRC… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... risk capabilities across the enterprise . We are looking for an experienced AVP to...Banking as well as Capital Markets a plus + Risk management, compliance , or audit experience. +… more
- Robert Half (New York, NY)
- …You are motivated to learn and interested in all things related to operation and enterprise risk , including the latest trends and developments. + You are ... JOB REQUISITION Risk and Compliance - Financial Crimes...a professional network. + Ability to translate and communicate operational and enterprise risks to client personnel,… more
- JPMorgan Chase (Jersey City, NJ)
- …GFCC guidance + Help develop, review and provide feedback on Financial Crime and Operational Risk Assessments, higher risk client types, KYC and Customer ... **Job Description** **Overview of Risk Management & Compliance (RMC) &...for developing the requirements and standards for the Firm's Enterprise -Wide Anti-Money Laundering (AML) and Sanctions Programs. The GFCC… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more