- Arootah (New York, NY)
- …positions at Morgan Stanley, Tiger Management, and Ernst & Young. Visit us at https://arootah.com/hedge-fund- advisory / for more information. WHO WE NEED: Arootah ... Investment and Financial Services industry. Our mission is to provide top business advisory services to our hedge fund client base. We focus our Business Consulting… more
- Arootah (New York, NY)
- …positions at Morgan Stanley, Tiger Management, and Ernst & Young. Visit us at https://arootah.com/hedge-fund- advisory / for more information. WHO WE NEED: Arootah ... Services industry. Our mission is to provide top business advisory services to our hedge fund client base. We...operating the full technology (hardware and software) infrastructure and operations of a leading Hedge Fund or Family Office.… more
- Arootah (New York, NY)
- …positions at Morgan Stanley, Tiger Management, and Ernst & Young. Visit us at https://arootah.com/hedge-fund- advisory / for more information. WHO WE NEED: Arootah ... Services industry. Our mission is to provide top business advisory services to our hedge fund client base. We...strategically building, maintaining, and operating the full infrastructure and operations of a Trading Desk for a leading Hedge… more
- Urban Resource Institute (New York, NY)
- …and is recognized as a valued thought-leader in the sector across the US and beyond. POSITION OVERVIEW The Clinical Director provides strategic leadership to Urban ... and documentation criteria. In addition, the CD is responsible for ensuring oversight of licensing regulations, legal and ethical regulations, and quality assurance.… more
- Eisai, Inc (Nutley, NJ)
- …employers to electronically verify the employment eligibility of all new hires in the United States . Please click on the following link for more information: ... and regional medical affairs teams to ensure alignment via appropriate oversight regarding the sharing of resources, reports, education, and needs.Essential… more
- PGIM (Newark, NJ)
- …scheduled to work less than 20 hours per week. Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in ... including memos and presentations to be presented to the Investment Oversight Committee for approval. Support reporting and presentation materials for delivery… more
- City of New York (Long Island City, NY)
- …are committed to providing high-quality, customized software solutions and database administration/ advisory services that align with the agency's strategic goals and ... AI and cloud computing, to identify opportunities for innovation. Implementation Oversight : Provide technical guidance and mentorship to development teams, ensuring… more
- TD Bank Group (Darien, CT)
- Work Location: Darien, Connecticut, United States of America Hours: 40 Pay Details: $30.00 - $45.00 USD TD is committed to providing fair and equitable ... legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues… more
- Marex (New York, NY)
- …securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services ... Plan in line with below responsibilities: + Provide Compliance Advisory services to US Broker Dealer business...achieved. + Work with business partners (ie, Surveillance, IT, Operations etc.) to develop and enhance systems, tools, reports,… more
- Marex (New York, NY)
- …Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, ... reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to Marex Capital… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...entire KYC program. Reporting to the KYC Controls and Oversight Director, the KYC Advisory & Controls… more
- SMBC (New York, NY)
- …foundation in US securities laws and regulations and broker dealer operations , products and services. + Ability to communicate this knowledge and applicability ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for… more
- MUFG (New York, NY)
- …global consistency of sanctions reviews. + A **ssisting the Head of Global Sanctions Advisory with day-to-day operations ** of the program and new or emerging ... (GSCD), this individual will lead in the continuous enhancement and oversight of the Bank's Global Sanctions Compliance program, including strategic execution… more
- Truist (New York, NY)
- …or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift ( United States of America) **Please review the following job ... any communications. If you already have a profile with us , you can log in to check status.** Need...risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Financial Crime Risk Management **Pay Detail:** $125,000 - ... Monitoring & Investigations **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary** The...are: + Design, implement, enhance and maintain the TDS US FCRM program. + Advise TDS Operations … more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Compliance Senior Transformation Manager supports the overall coordination of US regulatory remediation including oversight over all...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760.00 - $178,880.00 USD TD is committed to providing fair ... Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment leaders and governs...over 27 million households and businesses in Canada, the United States and around the world. More… more
