- Unknown (New York, NY)
- Senior Vice President , Compliance About the Company Globally-recognized investment bank Industry Investment Banking Type Public Company Founded 2015 ... Employees 501-1000 About the Role The Company is in search of a Senior Vice President , Compliance to take on the role of Anti-Money Laundering (AML) Officer.… more
- Unknown (New York, NY)
- Vice President , Compliance About the Company Reputable financial institution with a global reach Industry Financial Services Type Privately Held About the ... Role The Company is in search of a Senior Compliance Officer to join its US compliance team. This pivotal role is dedicated to supporting the firm's… more
- Unknown (New York, NY)
- Vice President , Compliance About the Company Prominent financial institution with a global reach Industry Financial Services Type Privately Held About the ... Role The Company is in search of a Senior Compliance Officer to take on a pivotal role within...to take on a pivotal role within its US compliance team. The successful candidate will be responsible for… more
- Unknown (New York, NY)
- Vice President , Compliance Officer About the Company Globally recognized alternative investment management firm Industry Investment Management Type Privately ... Held About the Role The Company is in search of a Vice President , Compliance Officer to join its global Compliance team. The successful candidate will be… more
- Unknown (New York, NY)
- Vice President , Compliance Monitoring and Testing About the Company Renowned investment bank Industry Investment Banking Type Privately Held About the Role ... The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team....successful candidate will be responsible for planning and executing compliance testing reviews across various banking business units and… more
- Unknown (New York, NY)
- Vice President , Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications About the Company Nationally acclaimed ... aux marches de capitaux About the Role The Company is seeking a VP Compliance Manager for Trade Surveillance Initiatives and Portfolio Management, with a focus on… more
- Unknown (New York, NY)
- Vice President , Compliance Officer About the Company Internationally acclaimed fixed-income investment management firm Industry Investment Management Type ... Role The Company is seeking a Vice President to join its Anti-Financial Crime Compliance ...of new AML rules, particularly in relation to sanctions compliance . Applicants for the Vice President… more
- Unknown (New York, NY)
- Senior Vice President , Compliance About the Company Prominent financial services company specializing in investment management, research & trading Industry ... Services Type Public Company About the Role The Company is seeking a Senior Vice President for Compliance to lead and manage the compliance efforts… more
- Unknown (New York, NY)
- Vice President , Compliance Manager, Trade Surveillance, Portfolio Management & Surveillance Initiatives About the Company Nationally acclaimed banking ... marches de capitaux About the Role The Company is seeking a VP Compliance Manager for Trade Surveillance within its Global Compliance Surveillance Department.… more
- Unknown (New York, NY)
- Vice President , Compliance Monitoring and Testing Officer About the Company Prominent investment bank Industry Investment Banking Type Privately Held About ... the Role The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team....successful candidate will be responsible for planning and executing compliance testing reviews across various banking business units and… more
- Unknown (New York, NY)
- Vice President , Compliance Risk Assessment & Data Analytics About the Company Respected investment bank Industry Investment Banking Type Privately Held About ... the Role The Company is seeking a VP for Compliance Risk Assessment and Data Analytics. The successful candidate will be responsible for supporting the US risk… more
- Unknown (New York, NY)
- Vice President , Compliance & Operations About the Company Successful management consulting firm Industry Management Consulting Type Privately Held About the ... Role The Vice President , Compliance and Operations will be responsible for collaborating with regulatory bodies, providing guidance to the asset management… more
- Unknown (New York, NY)
- Vice President , Compliance Quantitative Analyst, Trade Surveillance Model Tuning & Predictive Analytics About the Company Nationally acclaimed banking ... About the Role The Company is seeking a VP Compliance Manager with a focus on quantitative analysis, particularly...of detection systems and quality assurance processes. The VP Compliance Manager will also be involved in engaging with… more
- Unknown (New York, NY)
- Assistant Vice President of Compliance About the Company Premier investment bank Industry Investment Banking Type Privately Held About the Role The Company ... is seeking an Assistant Vice President of Compliance to join their team. The successful candidate will be responsible for providing real-time advisory… more
- Unknown (Manhattan, NY)
- Vice President of Compliance - Regulatory Exams About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role The ... Company is seeking a VP Compliance with a focus on Regulatory Exams to join...regular updates to management on regulatory matters. The VP Compliance will also be tasked with analyzing and summarizing… more
- Unknown (Manhattan, NY)
- Vice President of Compliance and Regulatory Exams About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role The ... Company is seeking a VP Compliance with a focus on Regulatory Exams to join...with regulators, and working with internal teams to ensure compliance and remediation of any issues. Applicants for the… more
- Unknown (New York, NY)
- Vice President of Compliance Risk Assessment Officer About the Company Prominent global bank Industry Banking Type Privately Held About the Role The Company ... is seeking a Compliance Risk Assessment Officer VP to join their team....matter expertise and leading the CRA team in conducting compliance risk assessments for various US entities. This includes… more
- Unknown (Manhattan, NY)
- Associate Vice President , Corporate Compliance Officer About the Company Prominent commercial bank Industry Banking Type Privately Held About the Role The ... Company is seeking an Associate Vice President , Corporate Compliance Officer to join their team. The successful candidate will be responsible for assisting… more
- Unknown (New York, NY)
- Associate Vice President of AML Compliance Senior Auditor About the Company Well-regarded commercial bank Industry Banking Type Privately Held About the Role ... The Company is seeking an Associate Vice President of AML Compliance Senior Auditor to join their team. The successful candidate will be responsible for… more
- Unknown (New York, NY)
- Vice President of IT Compliance About the Company Ambitious international apparel & fashion company Industry Apparel & Fashion Type Public Company Founded ... the Role The Company is seeking a VP of IT Compliance to lead its global cybersecurity compliance and risk management strategy. This key leadership role involves… more
