- SMBC (New York, NY)
- …for financial and risk management topics in connection with regulatory engagements including regulatory examinations, routine continuous monitoring meetings, ... and relationship management, collaboration and influencing skills. + Understanding of financial markets and regulatory requirements for banking business. +… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...reviews. + Ensure all vendors meet internal policies and regulatory requirements before engagement in a timely manner. (eg,… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President to lead the ongoing enhancement of credit risk identification ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...identify, measure, assess, and manage potential credit risks. The Vice President will collaborate with senior leadership,… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of... results, and ensure that reported results comply with Regulatory and Head Office requirements. The position is part… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (Jersey City, NJ)
- …Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance Department Training Team. In ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The… more
- SMBC (Jersey City, NJ)
- …of all work under the team's responsibility. **Responsibilities** + Deep knowledge of Regulatory Reporting for US and foreign financial companies (including but ... design, and operational improvement projects. + 5+ years of regulatory reporting experience at a financial services...years of regulatory reporting experience at a financial services company or comparable experience working. + Knowledge… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (Jersey City, NJ)
- …office, in particular to meet the requirements of the BCBS gap assessment. The Vice President will be responsible for rigorously executing upon and managing a ... + 4-7 years on data analytics, data quality, and compliance of finance or financial regulatory reporting. + Exceptional written and verbal communication skills +… more
- RGP (Berkeley Heights, NJ)
- …and ensure SOX compliance with internal audit. + Review quarterly and annual financial regulatory reporting. + Collaborate with internal teams including Tax, ... estate funds. In this role, you will ensure accurate and timely financial deliverables while collaborating with multiple internal and external stakeholders. Success… more
- NatWest Markets (Stamford, CT)
- Vice President - Market Risk Closing date for applications: 26/01/2026 LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00268422 Our ... other functions to enact changes to keep the businessoperatingwithin regulatory guidelines. Requirements: Must have aBachelor's Degree in Business Administration,… more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets The Vice President will work directly with the Director, Regulatory Engagements (OCOO) and ... risk management culture across all areas of BMO Capital Markets. Additionally, the Vice President will ensure that risks and issues are escalated appropriately… more
- Citigroup (New York, NY)
- …questions, concerns and direction. The Regulatory Communications, Advisory & Management Senior Vice President (for EDO) reports to the Data Regulatory ... + ** Regulatory Knowledge:** Strong understanding of the overall regulatory environment impacting financial services and previous experience working… more
- TD Bank (New York, NY)
- …REQUIREMENTS** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...+ Establishing and managing resource plan, issues, risks and financial plans to support the roadmap. + Anticipating issues,… more
- JPMorgan Chase (New York, NY)
- …control experience is a bonus. + Strong working knowledge of US/global financial services and regulatory landscape. + Client-facing experience, preferably with ... + Ability to create and execute a vision for ongoing innovation in regulatory services. JPMorganChase, one of the oldest financial institutions, offers… more
