- Unknown (Manhattan, NY)
- Vice President of Compliance - Regulatory Exams About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role ... The Company is seeking a VP Compliance with a focus on Regulatory Exams to join their team. The successful candidate will be responsible for managing … more
- Unknown (Manhattan, NY)
- Vice President of Compliance and Regulatory Exams About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role ... The Company is seeking a VP Compliance with a focus on Regulatory Exams to join their team. The successful candidate will be responsible for managing … more
- Formation Bio (New York, NY)
- …faster and more efficiently.About the PositionWe are seeking a highly accomplished, strategic Vice President of Quality Assurance. In this pivotal role, you will ... Practices (GPV) and Computer Systems Validation (CSV).The primary responsibilities for the Vice President of Quality Assurance are to develop and implement… more
- Unknown (New York, NY)
- Vice President , Regulatory Counsel About the Company Accomplished insurance brokerage & managing general agent Industry Insurance Type Privately Held About ... responsible for providing expert legal advice on a range of regulatory compliance matters, monitoring and interpreting relevant federal, state, and local… more
- Unknown (New York, NY)
- Assistant Vice President of Compliance About the Company Premier investment bank Industry Investment Banking Type Privately Held About the Role The Company ... is seeking an Assistant Vice President of Compliance to...procedures, as well as providing regulatory and compliance training. Key responsibilities for the Assistant Vice… more
- Unknown (New York, NY)
- Vice President , Regulatory Affairs, Oncology About the Company Globally-recognized pharmaceutical company Industry Pharmaceuticals Type Privately Held ... Products About the Role The Company is seeking a Vice President for Regulatory Affairs...regulatory affairs. The VP will be accountable for regulatory submissions, communications, and compliance across the… more
- Unknown (New York, NY)
- Senior Vice President , Compliance About the Company Globally-recognized investment bank Industry Investment Banking Type Public Company Founded 2015 ... Role The Company is in search of a Senior Vice President , Compliance to take...a professional with a strong background in financial crime compliance , legal or regulatory advisory roles within… more
- Unknown (New York, NY)
- Vice President , Compliance About the Company Reputable financial institution with a global reach Industry Financial Services Type Privately Held About the ... dedicated to supporting the firm's SEC-registered investment adviser, providing guidance on compliance with US and global regulatory requirements, and advising… more
- Unknown (New York, NY)
- Associate Vice President of AML Compliance Senior Auditor About the Company Well-regarded commercial bank Industry Banking Type Privately Held About the Role ... The Company is seeking an Associate Vice President of AML Compliance ...will also be involved in validating issue closures, coordinating regulatory issue validations, and providing audit status updates to… more
- Unknown (New York, NY)
- Vice President , Compliance About the Company Prominent financial institution with a global reach Industry Financial Services Type Privately Held About the ... Role The Company is in search of a Senior Compliance Officer to take on a pivotal role within...private funds and separately managed accounts. This includes overseeing regulatory filings, managing the Code of Ethics program, and… more
- Unknown (New York, NY)
- Vice President of Compliance Risk...and ensuring the team is up to date with regulatory changes that impact the CRA framework. Applicants for the ... Held About the Role The Company is seeking a Compliance Risk Assessment Officer VP to join their team....matter expertise and leading the CRA team in conducting compliance risk assessments for various US entities. This includes… more
- Unknown (New York, NY)
- Senior Vice President , Regulatory Services About the Company Prominent organization supporting compliance teams Industry Financial Services Type ... also be expected to serve as a thought leader in regulatory , risk, and compliance matters, authoring articles, and representing the company at industry events.… more
- Unknown (Manhattan, NY)
- …internal policies and regulatory guidelines. Applicants for the Trade Surveillance Vice President position at the company should have a strong background ... Vice President , Trade Surveillance About the... Vice President , Trade Surveillance About the Company Prestigious investment...the Role The Company is seeking a Trade Surveillance Vice President to join its team. The… more
- Unknown (New York, NY)
- Vice President of Immigration Services About the Company Esteemed organization providing supportive services to individuals facing adversity Industry Individual ... care management and family resources About the Role The Company is seeking a Vice President of Immigration Services to provide strategic oversight and ensure the… more
- Unknown (New York, NY)
- Vice President of Quality Assurance About the Company Innovative biotechnology (BioTech) company Industry Biotechnology Type Privately Held, VC-backed Founded ... Pharmaceutical About the Role The Company is seeking a Vice President of Quality Assurance to play...the maintenance of efficient systems and processes to ensure compliance with regulatory requirements. The VP of… more
- Unknown (New York, NY)
- Vice President , Foundation Controller About the Company Leading international alternative asset organization offering comprehensive investment solutions Industry ... B2B About the Role The Company is seeking a Vice President , Foundation Controller to join its...general ledger, accounting, billing, and accounts payable, and ensuring compliance with GAAP standards and regulatory requirements.… more
- Unknown (New York, NY)
- Vice President Regulatory Change...at the company should have a strong background in regulatory compliance , with a focus on change ... About the Role The Company is seeking a VP Regulatory Change Management Officer to join their team. The...changes, maintaining and updating policies and procedures to ensure compliance , and contributing to the preparation of key metrics… more
- Unknown (New York, NY)
- Associate Vice President , Regulatory Relations...at the company should have a strong background in regulatory compliance and a deep understanding of ... the Role The Company is seeking an AVP for Regulatory Relations to join their team. The successful candidate...relevant field is typically required, and professional certifications in compliance or risk management are a plus. Travel Percent… more
- Unknown (New York, NY)
- Assistant Vice President of Control Room About the Company Prestigious investment bank Industry Investment Banking Type Privately Held, VC-backed About the Role ... The Company is seeking an Assistant Vice President for its Control Room. The...in the office. The role is pivotal in ensuring compliance with regulatory standards and internal policies,… more
- Unknown (New York, NY)
- Vice President , Compliance Officer About the Company Globally recognized alternative investment management firm Industry Investment Management Type Privately ... the Role The Company is in search of a Vice President , Compliance Officer to...supporting the development, execution, and enhancement of the firm's compliance framework to meet various global regulatory … more
