- Marex (New York, NY)
- …essential liquidity, market access and infrastructure services to clients in the energy , commodities and financial markets. The Group provides comprehensive ... It has a major franchise in many major metals, energy and agricultural products, executing around 50 million trades...partners as required. Responsibilities: + Through the Senior Internal Audit Manager, provides assurance to the Board,… more
- S&P Global (New York, NY)
- …organization's analytical risks and supporting the Chief Auditor in the provision of analytical assurance to the SPGI Audit Committee, SPGI Boards and S&P Global ... internal use):** 12 **About the Role:** **Associate Director** **-** **Internal Audit ** **Review** **O** **fficer** **The** **Role** **:** Lead audits and provide… more
- Capital One (New York, NY)
- …+ Oversight of trade surveillance for Swap Dealer (interest rate, FX commodities - energy ) and institutional Broker-Dealers (equity trading & fixed income (ABS)). ... Communications Surveillance Program and Trade Surveillance for Capital One's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers.… more