- HSBC (Buffalo, NY)
- …skills through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal ... RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data...associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit … more
- Moss Adams LLP (New York, NY)
- **Financial Institutions Consulting Manager - Regulatory Compliance & Internal Audit ** **Description** At Moss Adams, we champion authenticity. For us, ... **Introduction to the team** The Financial Services Advisory group provides regulatory compliance , internal audit , information systems and related consulting… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with the Audit team. ... component of the business at a regional or country level. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory issue validation and… more
- American Express (New York, NY)
- …certifications (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or ... Our Internal Audit group is seeking an Audit Manager to assess compliance ,...3 years of experience in a consumer and/or enterprise regulatory compliance role within internal/external audit… more
- Amazon (New York, NY)
- … experience related to business processes, risk mitigation, program compliance , regulatory compliance , internal audit , or other control and assurance ... communicate audit findings to carrier partners - Prepare internal audit reports and compliance documentation - Collaborate with cross-functional teams… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- TD Bank (New York, NY)
- …in remediation of Compliance -owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , and prepares periodic reporting to ... based on professional judgment regarding responsiveness and appropriateness.** **In this position, the Compliance Audit & Exam Specialist will assist the team in… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success...the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will lead AML audits to… more
- HSBC (New York, NY)
- …Infrastructure Finance, Commercial Real Estate, Asset Based Lending etc. As our Senior Audit Manager , Markets and Security Servicesyou will: + Lead multi-site ... planet we all share. Market and Security Services (MSS) Audit Team is part of the CIB Audit...functions (market risk, liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit knowledge of… more
- TD Bank (New York, NY)
- …matters to all groups within Internal Audit . Reporting to the AVP, US Models Audit , The Senior Audit Group Manager leads and develops a team of ... can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** **Department Overview** Our team of trusted audit … more
- CIBC (New York, NY)
- …**What you'll be doing** As a member of CIBC's team, the Senior Audit Manager is responsible for conducting risk-focused audits in the Risk ... audit reports, and ongoing legal entity reports to key stakeholders. The Senior Audit Manager works with business units to assess the adequacy of controls… more
- HSBC (New York, NY)
- …lending, specialized lending, global trade finance and global payment solutions, Credit Risk, Regulatory Compliance , Internal Audit etc) + Minimum of a ... Commercial Real Estate, Asset Based Lending etc. As our Audit Manager , Corporate and Institutional Banking (CIB)...management of operational risk, in accordance with Company and regulatory standards. + Identify audit process improvements… more
- M&T Bank (Buffalo, NY)
- … audit methodology, talent management, quality assurance, and reporting. The Sr. Manager Audit Professional Practices will be responsible for coaching team ... assigned working groups, and ensuring timely and quality deliverables. + Respond to regulatory requests, working with leadership across the audit division. +… more
- Citigroup (New York, NY)
- …forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the Chief ... Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves...regulatory ), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks.** + **7+ years… more
- M&T Bank (Buffalo, NY)
- …quality product in line with department and industry standards and expectations. The Audit Manager will be responsible for overseeing ongoing risk assessment, ... applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging… more
- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Audit Manager , Technology is responsible for the oversight and ... may also contribute to business process control streams. The Audit Manager , Technology will work with internal...Controls (ITGC) and application controls testing for Sarbanes-Oxley (SOX) compliance . Ensure compliance with regulatory … more
- HSBC (Buffalo, NY)
- …and skills through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Financial Crime Risk (FCR) Audit you will: + ... associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit ...activities to achieve shared goals + Understanding of the regulatory frameworks and financial crimes compliance requirements… more
- PNC (New York, NY)
- …valued and have an opportunity to contribute to the company's success. As an Internal Audit Manager , you will be within PNC's Internal Audit organization, ... Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, Auditing, Business Acumen, Coaching… more
- US Bank (New York, NY)
- …Industry knowledge (eg, Accounting, Financial Reporting, Tax, SOX, M&A, Lending, Regulatory Compliance , Operations, Risk Management, etc.). + Bachelor's Degree ... and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Project Manager is primarily responsible for… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Vice President with a minimum of 7 years' experience in the banking ... and finance/technology industry to conduct audit coverage for the firm's cybersecurity and other related technology controls. Reporting to the Cybersecurity Audit… more