- Russell Tobin & Associates (New York, NY)
- …Effectively oversee the incident reporting program for NAM.* Develop and support business unit management reporting.* Support risk initiatives across ... - ERM NAM your responsibilities will include: * Lead Risk Assessments including Risk and Control...partner to the NAM management team, contributing to the business unit 's strategic growth initiatives in the… more
- MUFG (New York, NY)
- …the Japanese Corporate Banking (JCB) Business Unit , reporting to the Business Unit Risk Control Officer. The primary role is to provide ... one day. A member of our recruitment team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within… more
- M&T Bank (Getzville, NY)
- …+ Assist in the planning, execution and reporting of the business unit 's risk -based testing program. Perform control testing in accordance with ... various operational risk /compliance related initiatives within the business unit . **Primary Responsibilities:** + Assist in...services/ markets/ channels. + Assist with the completion of Risk Control Self Assessments (RCSAs) and other… more
- Morgan Stanley (New York, NY)
- …and will be based in New York. The Business Control Unit Assistant Vice President will: * Risk Oversight Responsibilities:* * Support the BCU to ... to join the First Line of Defense MSPBNA Lending Business Control Unit (BCU). The...quality review processes * Assist in compiling and reviewing business risk assessments by partnering with … more
- Morgan Stanley (New York, NY)
- …The US Banks seeks an Associate to join the First Line of Defense MSPBNA Lending Business Control Unit (BCU). The candidate will support the operational ... The BCU Associate will report to the MSPBNA Lending Business Control Unit , Vice President,...quality review processes * Assist in compiling and reviewing business risk assessments by partnering with BCU… more
- Morgan Stanley (New York, NY)
- …and will be based in New York. *The Business Control Unit Assistant Vice President will: * * Risk Oversight Responsibilities:* *Represent the BCU team ... to join the First Line of Defense MSPBNA Lending Business Control Unit (BCU). The...within the products. *Perform and oversee tasks associated to Risk Control Self Assessments ("RCSA"), including: *Evaluating… more
- Citigroup (New York, NY)
- The Business Risk and Control ...for the Finance Federated Chief Data Office (FCDO) Assessment Unit including identification of inherent risk and ... Frequency and Escalation path Satisfaction to Governance Committees (eg, Finance Business Risk and Control Committee, MRM & Senior Committees) +… more
- Morgan Stanley (Purchase, NY)
- …to ensure that deadlines are met * Partner with the Business Unit , including Financial Advisors and Branch Risk Officers, to ensure appropriate client ... with partners in Second Line of Defense Global Financial Crimes, Compliance and the Business Unit * Contribute to the planning and performance of internal… more
- Bank of America (New York, NY)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Compliance and Operational Risk Manager- Control Room Charlotte, North...Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR) has a business -critical role… more
- TD Bank (White Plains, NY)
- …guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, ... and assesses potential impacts + Maintains a culture of risk management and control , supported by effective...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- Citigroup (New York, NY)
- … risk & control , transformation. **General Job Description** The Business Unit Manager is a senior management-level position responsible for accomplishing ... (CTR) team which is a cross product global business including XVA Trading, In- Business Risk...business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates and manages activities… more
- Morgan Stanley (New York, NY)
- …financial risks associated with identifying, documenting, tracking, escalating, and reporting Business Unit product change proposals for existing Bank products ... offering a brand-new product or service. The US Banks Business Risk New Product Approval AVP will...risks to their mitigating controls, including updates to the Risk and Control Assessments (RCSA) * Track… more
- Morgan Stanley (New York, NY)
- The Business Control Unit Manager will...Manage risk initiatives within Home Loans - Business Continuity Planning, Business Unit testing, ... for Control & Governance and the Lending Business Control Unit . The candidate...as, Home Loans management for Control and Risk Management functions. The business scope of… more
- Citigroup (New York, NY)
- …Degree or equivalent experience **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... level of subject matter expertise, multiple people within the unit may provide similar levels of subject matter expertise....and counsel related to the Risk and Control framework and supervisory oversight of the business… more
- M&T Bank (Buffalo, NY)
- …risks through the completion of risk -based testing and ensure compliance with business unit policies and procedures for key processes. + Assist with the ... maps and the identification of internal controls for key business processes. + Perform control testing in...completion of Risk Control...completion of Risk Control Self Assessments (RCSAs) and other risk … more
- Bank of America (New York, NY)
- …of the Volcker Rule a plus; * Strong knowledge of risk and control management frameworks and ability to analyze business results to identify emerging risks ... to independently execute projects and drive change with the business and other control functions. **Volcker EAC**...and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and… more
- MUFG (New York, NY)
- …assets and third-party vendor engagements; leading or supporting various programs, including risk and control self-assessment (RCSA), process, risk , and ... other risk policies, standards, and processes. As part of an effective risk and control framework, Operations and Technology for the Americas (OTA) documents… more
- Citigroup (New York, NY)
- …professional development, build effective teams and manage a budget + Deliver on-time risk validation reports + Participate in major business initiatives and ... findings, and recommend interventions where needed, proposing creative and pragmatic solutions to risk and control issues + Partner with Directors and Managing… more
- HSBC (Buffalo, NY)
- …adherence to all Regulatory requirements and controls **Customers / Stakeholders** + Responsible business unit RM's and senior management + Leadership & Teamwork ... communities and the planet we all share. Manages credit risk and provides decisioning, exercising delegated credit authority for...to Sector Head. As our Vice President Credit Approvals Unit you will: **Impact on the Business **… more
- Citigroup (New York, NY)
- …as well as the Communication strategy for the department + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
