- EY (New York, NY)
- …modernizing their infrastructure, dealing with regulatory change, defining their digital client strategy, enhancing their client service experience and ... structure, broker-dealer operations, clearance and settlement, client onboarding , treasury operations, collateral management and regulatory regimesWhat… more
- EY (New York, NY)
- …modernizing their infrastructure, dealing with regulatory change, defining their digital client strategy, enhancing their client service experience and ... structure, broker-dealer operations, clearance and settlement, client onboarding , treasury operations, collateral management and regulatory regimesWhat… more
- EY (New York, NY)
- …consulting services , advising on Broker-Dealer Operations, Client Onboarding , Target Operating Models, and relevant regulatory reform. Perform end-to-end ... for all.Business Advisor, Business Consulting - Finance (Capital Markets) (Financial Services Office) (Manager) (Multiple Positions) (1503143), Ernst & Young US LLP,… more
- Morgan Stanley (New York, NY)
- …the review of certain clients AML risk factors * Coordinate with Client Onboarding and Regulatory Services ("CORS"), Global Financial Crimes ("GFC"), or ... Morgan Stanley is a leading global financial services firm providing a wide range of investment...our culture. *Department Profile* The Financial Crimes Risk and Client Onboarding ("FCRCO") Team sits within the… more
- Scotiabank (New York, NY)
- …stakeholders across all three lines of defense, including GBM business units, 1A US Client Onboarding , 1B Regulatory Operations and Controls, US AML Risk ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- S&P Global (New York, NY)
- …solution for counterparties to manage the onboarding workflow by sharing client , tax, regulatory , constitutional documents, and data to support account ... closely with the Sales, Operations, Technology / Product team across Regulatory Compliance. **Responsibilities and Impact:** Our comprehensive services bring… more
- ManpowerGroup (New York, NY)
- Title: Client Onboarding Analyst Location: Jersey City, NJ or White Plains, NY Schedule: 1-2x a week on site, rest wfh Hours: 35 hours per week, normal business ... in several markets. Reporting to the Capital Markets - Client Onboarding Team Leader, the Client...business, as well as those incoming; where applicable, remediate client regulatory profiles due to changes in… more
- SMBC (New York, NY)
- …and we are a leading market-maker in several markets. Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is ... business, as well as those incoming; where applicable, remediate client regulatory profiles due to changes in...procedure updates. + Assist in the creation of a Client Onboarding Desktop Procedures to ensure that… more
- Morgan Stanley (New York, NY)
- …an important part of our culture. *Department Profile* The Financial Crimes Risk and Client Onboarding ("FCRCO") Team sits within the Firm's business line. It is ... **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *ISG Management, Financial Crimes & Client Onboarding - Associate* **Location:** *New York-New… more
- Citigroup (Getzville, NY)
- … process and the overall quality of client /customer data. Client Onboarding is part of the Data and Regulatory Operations department within the ... + Bachelor's/University degree or equivalent experience **Job Family Group:** Customer Service **Job Family:** Institutional Client Onboarding **Time… more
- Publicis Groupe (New York, NY)
- …or just an all-around nice person, let's chat. **Job Description** The Manager, Regulatory Review is responsible for ensuring regulatory submissions follow the ... also supports others in the dept by reviewing submissions, training and onboarding staff, identifying ways to improve process and efficiencies, and alerting others… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Sr Manager, Regulatory Review is responsible for managing a large team ... Associates and Managers to ensure marketing materials for a client (or group of clients) follow the protocol established...the protocol established by our pharmaceutical company clients for regulatory review. The Senior Manager plays a key role… more
- Publicis Groupe (New York, NY)
- …www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Associate, Regulatory Review works closely with the internal ... client team and the rest of the Regulatory Review department in the preparation and delivery of...by applicable state law, genetic information, marital status, military service and veteran status, or any other characteristic protected… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Senior Associate, Regulatory Review must follow the protocol established by our ... pharmaceutical company clients when submitting marketing materials for regulatory review. This includes preparing completed editorial content to the Medical-Legal-… more
- Santander US (New York, NY)
- …- Corporate & Investment Banking New York, United States of America The Associate, Client Service is responsible for the day-to-day operations of the company's ... + Regularly reviews and appraises workflows and procedures to provide optimum client experience and appreciation of regulatory , compliance and risk environment.… more
- Principal Financial Group (New York, NY)
- …provide optimal levels of service excellence + Assist and lead complex onboarding and client life-cycle events + Cultivate an understanding of Principal ... **What You'll Do** We're looking for an Associate Director, Client Service to join our Client...least 7 years of experience in asset management and client services , with a minimum of 5… more
- TD Bank (Melville, NY)
- …lending. The job partners with Investment Advisors and Trust Advisors to provide proactive client service to achieve greater share of wallet. The job will also ... Manager II is at the center of the Private Client Services model supporting an integrated Wealth...growth + Ensures all NEW clients receive the complete onboarding experience, which includes; A thorough client … more
- TD Bank (New York, NY)
- …Partner with Relationship Managers, Investment Advisors and Trust Advisors to provide proactive client service to achieve greater share of wallet. The Private ... Client Service Associate will support other team...growth + Ensures all NEW clients receive the complete onboarding experience, which includes; A thorough client … more
- TD Bank (White Plains, NY)
- …for service . The ARM is at the center of the Private Client Services model supporting these smaller balance clients by providing day-to-day account ... Effectively implements a process with CSAs to ensure every client receives Legendary service + Effectively executes...63 + 65 or 66 + Understanding of HNW client needs and products and services available… more
- BlackRock (New York, NY)
- …Client Experience Delivery-** client -facing teams orchestrating all aspects of service delivery, and onboarding teams bringing new business onto our ... easier for clients to do business with BlackRock, making service so simple it becomes a source of alpha....& products, respectively, ** Client Experience Operations-** core client operations teams driving reporting, billing, and onboarding… more
