- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight ... can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second ... may vary depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice,… more
- TD Bank (New York, NY)
- …creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve... programs + Guides partner through the development, implementation, oversight and management of effective Compliance Programs… more
- TD Bank (New York, NY)
- …this role. **Line of Business :** Compliance **Job Description:** The Compliance Director Business Oversight , Consumer Deposits, Digital and Marketing ... program and provides independent compliance risk oversight over a broad range of business ...+ 10+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or… more
- TD Bank (New York, NY)
- …and handling disciplinary actions, as required + Supports the development of a high-performance business oversight team as a member of the Leadership team + ... skills and capabilities to achieve career goals, support project/initiative success and achieve business results + Provides oversight to programs for an assigned… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- American Express (New York, NY)
- …of American Express. **What impact will you make in this role?** The Senior Manager -Partner Oversight position is a unique and exciting opportunity to work with ... Engagements for Third Party Partners in support of the organization's strategic initiatives, compliance , legal, risk and business partner needs, and keeping pace… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $115,000...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- American Express (New York, NY)
- … units, functions, processes and geographies at American Express. We are seeking Manager , External Fraud Risk Oversight (2nd LOD), to join our Financial ... assisting in identification, measurement, monitoring, and management of fraud risk, ensuring compliance with regulations and internal policies, and oversight of… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... the management of risks arising from City National Bank's business processes, people, systems or external events. Working with...Manager II is responsible for providing advisory and oversight for Fraud within ORM, with a particular focus… more
- TD Bank (New York, NY)
- …(M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $110,000 - $135,000...Officer will also support other aspects of the Core Compliance program as needed. ** Compliance Oversight… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... firm grow its business in a responsible way by anticipating new and...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Capital One (New York, NY)
- Senior Manager , Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...advice and to deliver high-impact results. As the **Senior Manager , Technology Change Risk Oversight ** you will… more
- BMO Financial Group (New York, NY)
- …options, and complex derivatives. The role demands proactive engagement with the business , emphasizing the need for a challenger mindset rather than passive ... and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. Develops and monitors… more
- Neuberger Berman (New York, NY)
- …departmental procedures, and implement continuous improvements that enhance model delivery, manager -traded account oversight , and business scalability. ... delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales,… more
- Regeneron Pharmaceuticals (Rensselaer, NY)
- Regeneron is hiring a Manager , QA (Process Validation Oversight ) to lead a team dedicated to ensuring the integrity of our process validation processes. This ... and playing a pivotal role in regulatory inspections and compliance . In this role, a typical day might include...minimum years of experience for each level: + Associate Manager : 6+ years + Manager : 7+ years… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- TD Bank (New York, NY)
- …**Line of Business :** Risk Management **Job Description:** The Operational Risk Manager I provides a broad range of risk analysis, reporting and/or support to ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more