- TD Bank (New York, NY)
- …following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- GE Vernova (Schenectady, NY)
- …policy needs that will mitigate future risks. **Job Description** Compliance Program: + Lead the risk assessment process to identify and summarize risks ... GE Vernova's compliance program, code of conduct, lead risk mitigation and drive operational excellence....of core compliance program elements such as risk assessment , policy management, training, investigations, helpline… more
- City of New York (New York, NY)
- …the Office of Internal Audit & Control. Reporting directly to the Director, Risk Assessment & Accountability, the successful candidate will: - Supervise ... codes. Since its inception in 1865, FDNY has helped lead efforts to make New York the safest big...standards. - Supervise and coordinate the preparation of enterprise risk assessments in compliance with federal, state,… more
- Citigroup (Queens, NY)
- …offer, and ultimately help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for ... will report to the Head of Wealth Controls and Risk Management. **Key Accountabilities** + Lead a...experience in large global financial firms. + Deep global risk assessment and mitigation leadership experience across… more
- American Express (New York, NY)
- …involve extensive collaboration with multiple partners across IAG. **Key Responsibilities** * Risk Identification & Assessment : Lead the identification and ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational… more
- TD Bank (New York, NY)
- …Process Risk Control Assessment testing, Risk Appetite and Risk reporting for the Compliance Function. This role serves as the liaison between ... a mission to build a more resilient and scalable compliance risk management function. As part of...mapping and risk assessments under the Process Risk & Control Self- Assessment Framework. Ensure quality… more
- Citigroup (New York, NY)
- …+ Provide day-to-day AML risk assessment and oversight for high- risk client segments including Payment Intermediaries. + Lead enhanced due diligence ... to join our team as a **Digital Payments** **AML Risk Management Lead Analyst.** Citi's central role...equivalent experience + Master's degree preferred **Job Family Group:** Compliance **Job Family:** AML Risk Management **Time… more
- Justworks (New York, NY)
- …leader to join the team to lead and manage the Security Governance, Risk , and Compliance (GRC) function. This Director of GRC role will provide expert ... Director, Governance Risk & Compliance New York, New...and sometimes contradictory information to effectively solve problems. + Risk assessment - Apply a logical step-by-step… more
- Bank of America (New York, NY)
- …escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance & Operational Risk Manager -...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes… more
- Confluent (Albany, NY)
- …management initiatives, ensuring they are well-defined and executed on time. + **Third Party Risk Assessment :** Develop a third party risk management north ... One Team. One Data Streaming Platform. **About the Role:** As the **Staff Security Risk and Compliance Program Manager** in the Trust & Security organization you… more
- Guidehouse (New York, NY)
- …banks / financial institutions, ideally Global Systemically Important Banks (GSIBs). + Managed compliance and risk assessment processes for large banks, ... operational risks in new or existing business processes. + Lead and execute Risk and Control Self-Assessments...one or more of the following areas: + Operational risk and/or big bank compliance (first or… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Risk ID 1st LOD Sr. Lead ... data for Credit, Compliance & Operations risk rating impact assessment ; Data analysis tools ... Risk Rating for assigned products and overlay qualitative assessment as necessary. Product Risk Rating ...assigned USPB products (Cards, Deposits, and Mortgages), and by risk category (Credit, Operational, Compliance ). Track assigned… more
- Bank of America (New York, NY)
- …escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance and Operational Risk Manager- Foreign...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes… more
- Citigroup (Getzville, NY)
- …as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems...Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment , Risk … more
- Citigroup (Getzville, NY)
- …as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems...Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment , Risk … more
- JPMorgan Chase (Brooklyn, NY)
- …the firm's tech risk strategy and enhance industry compliance . As a Tech Risk & Controls Lead in Policy and Control Operations, you will partner with one ... regulatory requirements. + Proficient knowledge and expertise in data security, risk assessment and reporting, control evaluation, design, and governance,… more
- Bloomberg (New York, NY)
- …across complex, matrixed organizations with strong executive presence. + Proficiency in risk assessment , control design, and audit readiness. + Excellent project ... Data Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description &… more
- Citigroup (Getzville, NY)
- …+ Ability to influence teams with non-direct reporting lines to ensure compliance and effective implementation of risk management strategies and enhancements. ... crucial for the bank's sustained growth and success. This lead will operate at the intersection of product management,...Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment , Stakeholder Management. **Other… more
- Confluent (Albany, NY)
- …the evolution of the program maturity model. **Business Impact Analysis (BIA) & Risk Assessment :** Lead the execution of comprehensive, regular **Business ... **About the Role:** We are seeking a highly motivated and experienced **Staff Security Risk & Compliance Program Manager - Business Continuity & Resilience** to… more