- JPMorgan Chase (New York, NY)
- …quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance , Conduct & Operational Risk (CCOR) (AI) - Vice President within the D&A CCOR ... You will provide independent second-line coverage for compliance , conduct , and operational risk management oversight to the firm's central Data… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan. As part of Compliance , Conduct and Operational Risk (CCOR), you are at the center of keeping JP Morgan Chase strong and ... Office. This position requires expertise and experience in privacy governance, compliance , and operational risk . Familiarity with key privacy laws, rules,… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Compliance Risk Management Director within the Compliance , Conduct and Operational Risk (CCOR) organization, you will ... of Business (LOB) and global/regional Compliance teams, including Internal Audit, Operational Risk , and other Control functions. An additional key function… more
- JPMorgan Chase (New York, NY)
- … Executive Director on our New York based team and within the Compliance Conduct and Operational Risk (CCOR) organization, you will need to be ... operational , technology, and control organizations. **Job Responsibilities** + Identify and manage compliance and conduct risk related to sales and… more
- CBRE (New York, NY)
- Operational , Risk and Compliance Manager Job ID 216261 Posted 22-Apr-2025 Service line Advisory Segment Role type Full-time Areas of Interest Property ... States of America **About The Role:** As a CBRE Operational , Risk and Compliance Manager,...refine and implement standard processes and ensure engagement and compliance . + Develop training materials and conduct … more
- City National Bank (New York, NY)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT...WILL YOU DO? * Support the development of strong risk culture, risk conduct , and … more
- City National Bank (New York, NY)
- …functions, providing independent oversight and challenge to ensure effective implementation of Operational Risk practices in compliance with regulatory and ... * OPERATIONAL RISK EVENTS PROGRAM MANAGER* WHAT...compliance and adequacy * Manage metrics to assess risk , compliance and performance of the program… more
- Citigroup (Getzville, NY)
- The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... area of specialization. **Responsibilities:** **Establishes and oversees the application of operational risk policies, technology and tools, and governance… more
- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an...of effective operational risk management programs throughout the company,… more
- Citigroup (Getzville, NY)
- + The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... and managers. + Centrally acquire all data related to Operational Risk Transformation initiatives, while ensuring data...as required. + Ensures the Operations Team is in compliance with all regulatory policies and procedures. + Additional… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a Operational Risk Analyst with marketing risk experience to join their team. As a Market Risk ... of the Risk Control Self-Assessment (RCSA) framework, identifying and assessing operational risk within market risk functions. + Prepare detailed… more
- Citigroup (Getzville, NY)
- **The Role** The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... to address the root causes that persistently lead to operational risk events by challenging both historical...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- JPMorgan Chase (Brooklyn, NY)
- …measure the CIB Risk & Control environment. + Provide Operational Risk advice to senior management and conduct independent reviews. + Maintain ... of a dynamic team that partners with control managers, risk , and compliance to enhance our governance...and Regulatory Interactions. + Implement and maintain an effective Operational Risk framework. + Partner with CIB… more
- Lincoln Financial (Albany, NY)
- …provide subject matter expertise on design and effectiveness of financial and operational controls for various vendor services. You will partner with internal and ... and efficiency of operations and controls, reliability of SOC-1 reporting, and compliance with applicable law. You will also provide control expertise, risk… more
- City of New York (New York, NY)
- Job Description This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City ... agencies in assessing their operational , financial and compliance risks, eliminating and...individual City agencies to help them create and enhance risk management and compliance programs and develop… more
- Grant Thornton (New York, NY)
- …former commissioned bank examiner with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk management, background highly ... Research, analyze, and understand current marketplace issues and emerging risk and regulatory requirements and guidance + Conduct...preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk … more
- TD Bank (New York, NY)
- …new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... a mission to build a more resilient and scalable compliance risk management function. As part of...assess the Digital Advisor's impact on client outcomes and operational compliance . + Monitor and assess vendor… more
- Amazon (New York, NY)
- …legal, finance, tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions. This position requires the ... Conduct comprehensive audits of carrier partners to verify compliance with: Legal requirements, Contractual obligations, Business practice standards,… more
- TD Bank (New York, NY)
- …to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps abreast of ... related to customers identified as posing increased financial crime risk , in compliance with the bank's Customer...knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with… more
- Santander US (New York, NY)
- … Risk Associate New York, United States of America The Senior Digital Payments Risk Associate (Sr. Associate, Operational Risk ) will be responsible for ... Real-Time Payments (RTP) Implementation & Support: SLOD lead providing operational risk oversight to support end-to-end implementation...Systems Risk Policy, Standards, and internal related risk policies. + Conduct risk … more