- M&T Bank (Buffalo, NY)
- …Knowledge of Cybersecurity threats and emerging security issues + Experienced in conducting security control testing of systems + IT Audit experience M&T Bank is ... + Able to provide examples of non-ITGC (IT General Control ) audits/reviews/ testing that they have recently conducted...the current version of the NIST SP800-53 and 800-53a Controls , or other recognized control frameworks, such… more
- American Express (New York, NY)
- … control framework. The objective of the first line of defense (1LOD) in GCS Control Management Risk ID, Assessment , Testing and Reporting team is to ... is looking for a first line of defense (1LOD) Senior Manager, Control Management - Product Risk... Management - Product Risk Assessments, within Risk ID, Assessment , Testing & Reporting. The Senior… more
- HSBC (Buffalo, NY)
- …our people, our investors, our communities and the planet we all share. The purpose of the Control Testing Senior Manager is to lead a team of control ... Methodology. Knowledge of CIB processes is diserable As our Control Testing Senior Manager, Corporate... Controls testing , Internal Audit, Internal Controls and Risk assessment . Experience in Financial… more
- Citigroup (Queens, NY)
- …Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team ... testing scenarios. + Enable the redesign of Wealth Controls toward shared capabilities teams. + Attract and retain...Ability to manage a global team, motivating and engaging senior control professionals. + Experience driving results… more
- GE Vernova (Saratoga Springs, NY)
- …performing studies and translating these into specifications, designs, software, test plans, testing and commissioning of the protection and control aspects of ... a member of this world class team, the Sr. Controls Engineer will lead and execute the protection and...and translating these into specifications, designs, software, test plans, testing and commissioning of the protection and control… more
- American Express (New York, NY)
- …and demonstrating an effective control framework. The objective of the GCS Control Management Risk ID, Assessment , Testing and Reporting team is ... your resume so you can be considered for future Senior Manager-level opportunities in Control Management_** At...Assessment (RCSA)) in addition to further assessments and testing / QA programs to ensure regulatory and internal… more
- American Express (New York, NY)
- …including control management and second line of defense). The Senior Manager will assist in defining and enhancing processes for identifying, assessing, ... Operational Risk Management execution, and coordinate systems and infrastructure requirements assessment processes for risk and control management purposes… more
- Diageo (NY)
- …to maintain a strong tone-at-the-top and reinforce accountability and awareness of internal controls . + Perform a continuous risk assessment of the region. + ... Provide an expert assessment of process and controls effectiveness. + Provide training on process, risks, and...+ Conduct testing and evaluation of Non-Sox testing and control self-assessments. + Document findings… more
- Citigroup (New York, NY)
- …to Enterprise-Wide Risk Management programs, Internal Controls , and Citi's Risk & Control Self- Assessment program. The Senior Auditor is responsible for ... The IA Transformation - Risk & Controls audit team is responsible for providing audit...testing ), primarily in support of Citi's Risk and Control Transformation efforts. The overall objective of this role… more
- Mastercard (New York, NY)
- … controls to protect customer data and ensure secure data exchanges. Control Testing and Continuous Improvement: Monitor control effectiveness; lead ... of Open Banking and regulatory requirements related to risk management, including control testing , and risk governance standards. Excellent analytical and… more
- KeyBank (Amherst, NY)
- … control ; ability to create, implement, evaluate and enhance processes in internal controls . * Risk & Control Self- Assessment (RCSA) - Knowledge of ... decisions and management activities. * Monitor quarterly assessments of testing , control effectiveness, residual risk, risk metrics...risk and control self- assessment (RCSA); ability to assess, clarify, and appraise significant… more
- Citigroup (New York, NY)
- … in EMEA). + Co-ordination with the E-Trading businesses of the Manager Control Assessment ie RCSA + Project management of key markets-wide E-Trading ... needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First-Line risk team which is...Oversee the design and operation of the E-Trading Manager Control Assessment (ie RCSA) for ETRC and… more
- Lincoln Financial (Albany, NY)
- …SOC-1 reporting, and compliance with applicable law. You will also provide control expertise, risk assessment analysis, and implement risk mitigation ... **What you'll be doing** + You will partner with senior management to strengthen the control environment...+ 3-5+ years of experience with SOX and/or financial/operation controls or other control environment experience within… more
- Citigroup (New York, NY)
- …This includes the development and execution of Monitoring and Testing for controls , such as control design assessment , design of operational ... develop and execute Monitoring and Testing for controls , including control design assessment ...skills, with a demonstrated ability to engage at the senior management level. + Strong problem-solving and decision-making skills… more
- City National Bank (New York, NY)
- …risk mitigation in a complex technical environment. Focus areas of IT Control assessment by the ITRM Security Senior Analyst includes fit for purpose review ... management or investigations *Additional Qualifications* * Demonstrated experience analyzing IT control testing attributes and evidence to properly evaluate and… more
- Citigroup (New York, NY)
- …SharePoint) and Teams, especially in data entry/extract/reporting + Audit and / or controls testing experience a plus + Consistently demonstrates clear and ... ensure program scope definition meets business objectives. + Leads the execution of Control Design and Operating Effectiveness Testing + Establishes and oversees… more
- Citigroup (Getzville, NY)
- …are responsible for multiple activities within the Controls capabilities such as assessment & design, MCA, QA, Monitoring & Testing , Issue Management, and/or ... a global financial institution? Then bring your skills in controls , problem solving, issue management, governance and communication to...activities within DART and the wider Citi Risk and Control community. This role includes senior management… more
- TD Bank (New York, NY)
- …and controls + Facilitates the periodic Compliance risk and self- assessment activities for designated business using TD's Enterprise Compliance Risk ... colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and… more
- Lincoln Financial (Albany, NY)
- …provide direction and guidance to stakeholders concerning risks associated with assessment findings and adherence to applicable procedures, regulations, and/or laws. ... for assigned area(s) of responsibility, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current and future… more
- Lumen (Albany, NY)
- …executing ITGC testing . Knowledge of and experience in IT audit, SOX control testing , data mining and analysis, and reporting are required. Internal Audit's ... IT audit testing and SOX IT General Controls testing and document test work performed,...planning activities including conducting interviews, documenting the process and control assessment , and developing audit objectives, test… more