- Arrow Financial Corporation (Glens Falls, NY)
- …Services, Retirement Plan Services, LPL Financial Services, and Wealth Management Operations . Additionally, the Director develops strategies and ... and maintain a center of excellence for client relationships. Director of Wealth Management This... Services, Retirement Plan Services, LPL Financial Services, and Wealth Management Operations . Direct and… more
- Citigroup (New York, NY)
- …credit, corporate and investment banking, securities brokerage, transaction services, and wealth management . Our core activities are safeguarding assets, lending ... consistency in global program design and execution across our wealth management activities. This individual acts as...a must, while knowledge of AML and financial services operations across all business lines is a plus. As… more
- Citigroup (New York, NY)
- …Citi program framework. **Responsibilities:** + Providing **compliance coverage for Fraud Operations providing oversight over USPB, Wealth and Services, Markets, ... related remediation. Collaborating with other internal areas including: Legal, Business Management , Operations , Technology, Finance, other Control Functions, and… more
- US Bank (New York, NY)
- … Management , SEC Regulations, FINRA Regulations, 12CFR9 Regulation, Investments, Wealth Operations , Private Banking) * Laws and regulations applicable to ... to non-compliance business partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker Dealer, Trust Services, … more
- CIBC (New York, NY)
- …independent second line oversight to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance supports these lines of ... and relationship-oriented bank for a modern world. CIBC Private Wealth Management ("PWM") conducts an investment advisory...**Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop, implement and… more
- Broadview FCU (Albany, NY)
- …community then you have come to the right place! Reception is the hub of Broadview Wealth Management (BWM), and our Receptionist serves as our " Director of ... + Perform other duties or special projects as assigned or required by the Director of Advisory Operations . Minimum Job Qualifications: + High School Diploma and… more
- US Bank (New York, NY)
- … Management and Investment Services businesses. This role supports the Audit Director for Wealth Management and Investment Services, the Senior Audit ... other internal audit subject matter teams (Anti-Money Laundering, Compliance, Risk Management , Data, Operations , etc.) to ensure appropriate and efficient… more
- Tradeweb (New York, NY)
- Tradeweb's Security Operations team is on the front lines, protecting Tradeweb's client and employees from the constantly evolving threat landscape. This role will ... lead in supporting and enhancing our existing Security Operations program as part of our transformation into a...as well as provide regular updates to the senior management . **Qualifications** + Minimum of 8 years of combined… more
- Morgan Stanley (Glens Falls, NY)
- …programs. Morgan Stanley EOE committed to diversifying its workforce. M/F/D/V **Job:** ** Wealth Management * **Title:** *Group Director **Location:** *New ... helps shape the vision of client service and business management for the Financial Advisor / Private Wealth...opportunities, and overseeing client meetings and events. The Group Director supports the Financial Advisor / Private Wealth… more
- S&P Global (New York, NY)
- …other specialized EP training. + Familiarity with private aviation, fixed base operations (FBOs) and airport security. + Demonstrable experience of working abroad. + ... for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn...describes discrimination protections under federal law. 103 - Middle Management (EEO Job Group) (inactive), 10 - Officials or… more
- Broadridge Financial Solutions (Edgewood, NY)
- …career, while helping others along the way, come join the Broadridge team. Director Category Management - Capital Equipment, Commodities, & Supply Chain will ... and its subsidiaries. To carry out this mission, the Director Category Management - Capital Equipment, Commodities,...will need to build strong partnerships with the production operations / manufacturing Business Unit and other key internal… more
- Hensel Phelps (Salem, NY)
- …school buildings located in Harlem in New York, NY.** **If you possess a wealth of experience in facilities management , exceptional leadership skills, and a ... and subject matter experts of building systems, envelopes, campus, and client operations . **Position Description:** The Site Director I will be responsible… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Director , Corporate Banking - Real Estate, Gaming &...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Director , Equity Research Analyst **Requisition ID:** 194865 **Salary...data. Develop and maintain connections with investor relations and management of companies under coverage group. Liaise with sales,… more
- Robert Half The Creative Group (New York, NY)
- …* Managing the creative development and execution of marketing and sales materials for Wealth Management 's Ultra High Net Worth clients and prospects. * Driving ... and evolving the design direction of our clients Wealth Management business. Consistently pushing design boundaries,...proposes and creates processes and tools to support design operations . To be successful in this role, we're seeking… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Director , US Non-Investment Grade Credit Risk **Requisition ID:**...management and sound corporate governance across the SBUS operations . + Represent US CRM at Senior Credit Committee… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Associate Director , Investment Banking - Sponsors **Requisition ID:** 196626...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- KPMG (New York, NY)
- …+ Knowledge of the Oracle Cloud implementation methodologies and experience in operations , systems evaluation, enterprise architecture and project management + ... **Business Title:** Director , Oracle Cloud Financials **Requisition Number:** 112092 -...our people are our number one priority. With a wealth of learning and career development opportunities, a world-class… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** Job Title: Product Management Associate Director - Content Services The Product Manager Associate ... problems while striving for high adoption of solutions through effective change management & communications. **The Team:** The Internal Product Management team… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Associate Director / Director , Fixed Income Research/Credit Strategist **Requisition...prices. Ongoing surveillance of companies may include meetings with management teams. + Support the trading desk by providing… more