- The University of Vermont Health Network (Plattsburgh, NY)
- …Pharmacy Manager also assists the Director with organizational planning, compliance with regulatory standards, fiscal management setting and maintaining ... The Clinical Pharmacy Manager will act as the Pharmacy Residency Program Director ; directly responsible for design and management of the Pharmacy Residency Program… more
- S&P Global (New York, NY)
- …**The Team:** This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of ... closely with the Sales, Operations, Technology / Product team across Regulatory Compliance . **Responsibilities and Impact:** Our comprehensive services bring… more
- Bowery Residents Committee (Manhattan, NY)
- …management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- US Bank (New York, NY)
- …Wealth, Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of ... Management and Compliance audit team. This role supports the Audit Director /Senior Audit Director , in providing the Audit Committee and senior management… more
- Arc Allegany-Steuben (Wellsville, NY)
- …information on how to be involved. + Other duties as requested by Development Director . Regulatory and Corporate Compliance + Ensure records, files and ... a team member, under the direction of the Development Director , and is responsible for developing strategy and programs...newsletters, blogs and website as assigned by the Development Director . + Assists with social media channels when needed.… more
- New York State Energy Research and Development Aut (New York, NY)
- …to work in a fast-paced environment on the cutting edge of energy policy. The Director , Legal and Regulatory Affairs will report directly to the NY Green Bank's ... Managing Director , Head of Legal and Regulatory Affairs...the following subject areas: + Complex State and federal regulatory and compliance matters + Business organizations… more
- Santander US (New York, NY)
- …with the bank's corporate and investment banking activities and objectives. + Regulatory Compliance : Ensure adherence to relevant regulatory requirements, ... Executive Director - Regulatory Capital Management, Corporate...capital, with a particular focus on RWA, to ensure compliance with regulatory and internal requirements. +… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- The Director Regulatory Affairs will provide leadership on global regulatory activities for the assigned products. Responsibility will mainly focus on ... Clinical Regulatory filings and provide regulatory leadership on...in close collaboration with leads from other areas. Assure compliance with regulations and with project team timelines. +… more
- JPMorgan Chase (New York, NY)
- …Regulatory Strategy and is a centralized resource supporting Risk Management and Compliance in managing regulatory exams and ongoing monitoring activities. As ... and other banking regulators. You will report to the Regulatory Engagement Manager for the Risk Management Compliance... Regulatory Engagement Manager for the Risk Management Compliance and Corporate Functions REM Team. Working directly with… more
- Citigroup (Queens, NY)
- … Regulatory Reporting governance and activities across Citigroup, including compliance with relevant policies and participation at governance forums and ... The Senior Group Manager position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing financial… more
- Healthfirst (NY)
- …and oral (ie, conference calls, face-to-face meetings and presentations) Compliance & Regulatory Responsibilities: See Above License/Certification: N/A ... form of information requested from the team that could possibly have regulatory implications Monitors changes in regulations and ensures the organizations policies… more
- Regeneron Pharmaceuticals (Rensselaer, NY)
- … awareness and ensure we are performing with in compliance . The Director will also provide support during regulatory inspections and internal audits and ... We are currently looking to fill a Director of GMP Compliance & Inspections...+ Define and implement systems, and metrics for maintaining regulatory compliance all operations. + Perform evaluations… more
- Centers Plan for Healthy Living (Staten Island, NY)
- Director Quality Management/ Compliance Officer 75 Vanderbilt Ave, Staten Island, NY 10304, USA Req #11961 Monday, June 3, 2024 Director of Quality and ... Compliance (https://cottonwoodcanyonhc.com/ director -staff-development/) The Director of Quality and Compliance strives to ensure that all Agency personnel… more
- TD Bank (New York, NY)
- …practices and insights with colleagues globally; * JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , Equities Compliance to join our growing team in New York… more
- Paychex (Rochester, NY)
- … roles within a large public company or financial services industry. + Certified Regulatory Compliance Manager (CRCM) - Preferred Compensation In the spirit of ... providing exceptional services while maintaining the highest standards of compliance and regulatory adherence. We are seeking... adherence. We are seeking a dynamic and experienced Director of Compliance to lead our … more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Director role may manage a coverage area or process ... for SMBC Nikko Securities Inc. **Role Objectives** + Responsible for providing regulatory and compliance advice, identifying training needs, preparing and… more
- Capital One (New York, NY)
- …Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the ... to ensure they accurately reflect actual practice and address regulatory requirements and standards of conduct + Advising and...York City (Hybrid On-Site): $236,800 - $270,300 for Sr. Director , Compliance Candidates hired to work in… more
- Capital One (New York, NY)
- …(CFE), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer ... United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's...management + 15+ years of experience in internal auditing, regulatory compliance , first or second line risk… more
- S&P Global (New York, NY)
- …and oversee the provision of complex economic sanctions and broader financial crimes compliance regulatory compliance guidance to the Divisions of Market ... assurance reviews. + Draft, socialize, submit, and track Global Financial Crimes Compliance regulatory filings, including initial / ongoing blocked property… more
- Scotiabank (New York, NY)
- …remediation plans. + Works collaboratively with key stakeholders, including other Compliance functions, Internal Control, Regulatory Relations, Legal, Risk ... Director , SCUSA CCO, Head of Broker Dealer &...office staff in trading and sales on relevant legal, regulatory and compliance issues. + Oversees support… more
