- Citigroup (New York, NY)
- …in the Electronic Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic Trading Algorithms by ... control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge of ETF… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The Managing Director Sales and Trading TDS has responsibility to develop the banks FX ... for being aware of and understanding such policies and procedures and ensuring that applicable sales and trading activity is in line with those policies + You… more
- Morgan Stanley (New York, NY)
- …directly with a diverse set of stakeholders including: Sales and Trading , Business Control Units, Desk Strategists, Compliance , Internal Audit, Technology, ... cover electronic trading across all asset classes including cash, derivatives, equity and fixed income products. The eTrading team within FRM oversees potential… more
- Scotiabank (New York, NY)
- …Sales , US in New York, NY to contribute to the overall success of the GBM Equity Sales and Trading business in the US ensuring specific individual goals, ... Director, Canadian Equity Sales , US **Requisition ID:** 196351...a timely and efficient manner. Work in partnership with sales , research, and trading professionals to deepen… more
- Citigroup (New York, NY)
- …Citi colleagues + Offer certain client full sales trading plus trading coverage and ensure compliance with all relevant regulations and internal policy + ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order...**** **Qualifications:** + 12+ years of sales trading experience + In-depth knowledge of equity … more
- SitusAMC (New York, NY)
- …Control, Risk Control, Operations, Legal and Compliance , as well as working closely with Sales & Trading . As such, it is key to the smooth and efficient ... activities of the Equity Derivatives business across Sales , Structuring & Trading as well as...business face-off with Legal, Risk, Operations, HR, PCG, Audit, Compliance , CCO, and ORM teams, ensuring we operate an… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... in the United States. The Markets Compliance team provides compliance support to trading and sales businesses to ensure business strategies, plans and… more
- HSBC (New York, NY)
- … trading limits. Maintain appropriate and smooth communication with Structuring, Sales , and other trading teams. Enhance the current hedging processes. ... **Description** ** Equity Derivatives Trader, HSBC Bank USA NA, New...pricing, trade booking processes, risk management, inventory management, and compliance ; * Trading within non-linear products (volatility… more
- Scotiabank (New York, NY)
- …and differentiated views. Deliver presentations to institutional clients and the internal sales and trading teams. Follow overall market news and evaluate ... Director, Equity Research Analyst **Requisition ID:** 194865 **Salary Range:**...and management of companies under coverage group. Liaise with sales , trading and other areas of the… more
- PNC (New York, NY)
- …position. **Preferred Skills** Client Relations, Corporate Finance, Decision Making, Equity Trading Systems, Financial Accounting, Investments, Investment ... Effective Communications, Financial Analysis, Financial Engineering, Financial Services Industry, Internal Sales and Marketing, Sales Function, Trading … more
- Citigroup (New York, NY)
- …will be expected to foster strong relationships with trading , research, ICM, compliance , credit partners and other sales teams. On a day-to-day basis, this ... (eg macro hedge funds, multi strat. funds, credit and equity funds and real money accounts) primarily located in...the client base - which should translate into incremental sales credit and trading revenues for the… more
- Morgan Stanley (New York, NY)
- …Risk. The individual will be responsible for reviewing IED sales and trading desk activities to help ensure compliance with applicable rules and regulations ... an Analyst or Associate level position within the Institutional Equity Risk Management team, specifically within the Regulatory Control...in Compliance , Risk Management and / or Trading Support, focused on sales and … more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... About the Role The individual will be joining the Compliance Surveillance team. The surveillance team is responsible for...Surveillance team. The surveillance team is responsible for monitoring trading in all asset classes, to detect trading… more
- Citigroup (Getzville, NY)
- …Trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; ... where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi has a… more
- Bloomberg (New York, NY)
- …Reg ATS and market regulation + Strong understanding of fixed income and/or equity products + Experience drafting compliance manuals and procedures + Proficiency ... Senior Compliance Officer - Bloomberg Tradebook - Legal & ...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we… more
- Citigroup (New York, NY)
- …in defining and implementing Derivatives / Synthetic transactions across the Equity products ecosystem. The Director Salesperson also serves as an intermediary ... in trading for clients. The overall objective of this role...capabilities and clients objectives. **Responsibilities:** + Refine and implement sales /marketing strategy to improve Citi's client footprint and maximize… more
- CIBC (New York, NY)
- …Income Sales ), significantly impacts the firm's bottom line (ie, trading revenue, deal flow, managing capital, client impact, external rankings, risk ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Director of Credit Sales within Fixed Income Sales (under the guidance of… more
- Neuberger Berman (New York, NY)
- …degree and industry designations such as MBA, CFA, FRM preferred + Fund Compliance , front office trading , Operations or Audit experience also highly desirable ... individual investors worldwide. Our broad capabilities include traditional and alternative equity and fixed income strategies, private equity and commodities,… more
- HSBC (New York, NY)
- …opportunity to join HSBC's Structured Product Sales Team focusing on the sale of Equity Linked Notes and CDs to a variety of Regional and Bank Broker Dealers and ... Sales in New York and work closely EQD Trading Teams and EQD Structuring Teams to drive client...your health and well-being, finances, and lifestyle. **Qualifications** In compliance with applicable laws, HSBC is committed to employing… more
- TD Bank (New York, NY)
- …experience in providing legal, regulatory or compliance advice to Fixed income sales and trading including TSY, Agencies, MBS, ABS, and Credit products + ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $190,000 USD TD is committed to providing fair… more