- Citigroup (Queens, NY)
- The Financial Regulatory Rules Interpretation role is a Senior Basel regulatory capital subject matter expert position within the Regulatory ... or Accounting, Master's degree preferred. **Job Family Group:** Finance **Job Family:** Financial & Regulatory Rules Interpretations **Time Type:** Full… more
- Citigroup (Queens, NY)
- …and transparent regulatory capital interpretations under the US Basel III regulatory capital rules for transactions and inquiries across the global ... organization. + Reviews any forthcoming changes to the US Basel III rules (eg, Basel 3 Endgame). The Regulatory Capital Policy Group team members work closely… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... are guided by a common purpose to help make financial lives better through the power of every connection....NFRR team is responsible for the consistent application of interpretation of Laws, Rules and Regulations (LRRs)… more
- JPMorgan Chase (Brooklyn, NY)
- … Reporting Policy team, you will provide Firmwide guidance, assist with the interpretation of regulatory reporting rules and instructions, support our ... reporting requirement changes and implementation considerations + Provide technical interpretation & guidance on regulatory reporting issues and document… more
- Citigroup (New York, NY)
- … requirements, and guidance on the supported function/business/product and the associated regulatory rules /laws and interpretation on internal policies and ... basis to manage compliance risk. + Staying abreast of relevant changes to rules /regulations and other industry news including regulatory findings. + Overseeing… more
- Citigroup (New York, NY)
- … requirements, and guidance on the supported function/business/product and the associated regulatory rules /laws and interpretation on internal policies and ... basis to manage compliance risk. + Staying abreast of relevant changes to rules /regulations and other industry news including regulatory findings. + Overseeing… more
- Santander US (New York, NY)
- …Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our ... proposals) related to markets sales and trading activities, rule/regulation interpretation , trading reporting, surveillance, supervision, policies, procedures and other… more
- City National Bank (New York, NY)
- …* Manage assigned staff and conduct appropriate coaching to colleagues on interpretation and application of regulatory requirements to business processes. * ... act in a compliance advisory role supporting consumer banking on matters of regulatory compliance. The role will be responsible for managing and maintaining assigned… more
- Raymond James Financial, Inc. (NY)
- …presentations, and databases. * Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. ... * Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory … more
- Santander US (New York, NY)
- …or equivalent work experience Work Experience: 12-15 years ; Compliance, Legal, Regulatory , or Financial Services. Skills and Abilities: Extensive experience in ... all of the company's activities adhere to the necessary rules and regulations, and that the company complies with...sanctions compliance, risk management, and regulatory affairs within a financial services organization.… more
- JPMorgan Chase (New York, NY)
- …of the supervisory review process + Develop a robust understanding of the US regulatory rules related to Deposits, Commitments and Loans, and oversee compliance ... and oversee implementation of the liquidity frameworks for US regulatory reports, internal stress testing and recovery and resolution...with these rules and the associated interpretations + Engage with Liquidity… more
- Bank of America (New York, NY)
- …indexing negotiation-related documents. + Along with Compliance, providing guidance on the interpretation and implementation of laws, rules and regulations and ... are guided by a common purpose to help make financial lives better through the power of every connection....counsel, as necessary + Liaising with the litigation and regulatory investigations team as needed to address investigations, disputes… more
- WSP USA (New York, NY)
- …usage, and mechanical systems to determine conformance with applicable rules , standards, and construction or operating permits. + Develop construction ... conforms with specifications, permit applications, schematics, compliance documentation, and regulatory and technical analysis memos. + Prepare data and… more
- WSP USA (New York, NY)
- …protection and suppression, and fluid flow systems to conform with applicable rules , standards, and construction or operating permits. + Develop construction and ... conforms with specifications, permit applications, schematics, compliance documentation, and regulatory and technical analysis memos. + Prepare data and… more
- WSP USA (New York, NY)
- …grounding system design and lightning protection in conformance with applicable rules , standards, and construction or operating permits. + Incorporate future-ready ... work conforms with specifications, permit applications, compliance documentation, and regulatory and technical analysis memos. + Prepare data and visualizations… more
- Synchrony (New York, NY)
- … financial considerations. + Assist in monitoring external accounting and regulatory developments that potentially impact Synchrony Financial . + Lead the ... and regulatory filings, including management review meetings and supplemental financial reporting schedules. + Work with platform finance teams and accounting… more
- MTA (New York, NY)
- …safety training to ensure employees are well-informed and compliant with all regulatory requirements. The ideal candidate will demonstrate acute attention to detail, ... enforcement of occupational health and safety controls, adherence to applicable rules , regulations, policies, and procedures, and alignment with ISO 45001:2018… more
- MUFG (New York, NY)
- … financial environment. + Strong knowledge and understanding of the NACHA Operating Rules . + Familiarity with financial file formats such as Nacha, ISO 20022 ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- WSP USA (Corning, NY)
- …resources, and underground storage tanks to determine conformance with applicable rules , standards, and construction or operating permits. + Assist with ... visualizations such as tables, charts, accurate reports, and illustrations for the interpretation or presentation of data, findings, or analyses. + Maintain quality… more
- Mizuho Corporate Bank (New York, NY)
- … regulatory developments regarding cybersecurity and data protection, and advise on interpretation of existing and proposed rules and regulations to inform a ... with cybersecurity laws, regulations and best practices applicable to the financial services industry and the ability to coordinate with cross-functional… more