- Capital One (New York, NY)
- …Outcomes:Review and challenge first line periodic and change-driven risk assessments, including risk sizing, control suite adequacy and ... risk , and analyzing the outcomes of the first line 's analysis to enable robust challenge...quantitative methodologies (COSO Framework, quantitative analysis, Factor Analysis Information Risk (FAIR), Process, Risk & Control… more
- Mizuho Corporate Bank (New York, NY)
- …closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... changes to determine impact, identify and assess operational risk issues. + First Line Control Officers may also be asked to support non-financial … more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed… more
- Citigroup (Getzville, NY)
- …Markets Price and Credit Risk & Control (PCRC) Execution team as a first line cross-asset risk and control function, which designs, operates and ... requires knowledge of Price Risk processes across first and second line risk management, product control , and valuation control , as well as… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
- M&T Bank (Buffalo, NY)
- …process providing direction for risk mitigation as a member of the first line of defense. Collaborates with cross-functional risk , technology, ... three lines of defense model and first line of defense responsibilities + Experience conducting risk... line of defense responsibilities + Experience conducting risk control self-assessments and developing risks and… more
- M&T Bank (Buffalo, NY)
- …in the Enterprise Risk Framework-emphasizing self-identification, self-curing, and scalable practices. First Line risk management is responsible for ... implement less complex efforts within the business. + The First Line Risk Team Lead... control testing is performed for the team's risk initiatives in accordance with M&T's First … more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and ... banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness....federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... on the technology aspects. + Support the development of Key Risk Indicators (KRIs) and Key Control Indicators (KCIs) + Establish and manage thresholds for … more
- M&T Bank (Buffalo, NY)
- …in the affluent, high net worth, and ultra-high net worth segments. ISWM business risk is responsible for building and executing the risk framework for the ... execution of change management initiatives to strengthen the divisions' risk management framework + Monitor risk analytics...with laws and regulations that apply to the business line the position supports. + Understand and adhere to… more
- American Express (New York, NY)
- …risks across platforms, products, and lines of business. This role represents a critical First Line of Defense (1LOD) leadership investment to execute AI risk ... will partner closely with Technology, Information Security, Enterprise Platforms, and 2nd Line Risk Management, while actively engaging with senior leadership, … more
- MUFG (New York, NY)
- …but not limited to Global KYC Standard, US Branches Know Your Customer Procedure for First Line of Defense; + Seek guidance & escalate complex scenarios to Team ... will maintain proper KYC practices for new and existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide… more
- KeyBank (Boulevard, NY)
- …and controls for end-to-end business processes, including completion of process mapping and overall first line risk program execution, supporting risk ... industry regulatory publications + Strengthen the first line of defense business process risk identification...(inclusive of business process owners, risk owners, control owners, and second line risk… more
- M&T Bank (Buffalo, NY)
- …Unit Management and internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with ... control testing is performed in accordance with M&T's First Line of Defense Guidance on Management...a timely manner. Appropriately escalate identified issues to the First Line Risk Officer and… more
- M&T Bank (Buffalo, NY)
- …and risk management professional standards. + Produce, distribute, and present First Line Risk Management reporting to Business Unit Management, ... and/ or 2LOD committees. Provide direct assistance/support to the First Line Risk Officer +...reporting. + Ensure the accurate and timely completion of Risk Control Self Assessments (RCSAs) and other… more
- American Express (New York, NY)
- …Management, this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will ... will:** + Support the independent oversight and challenge of first - line risk identification, assessment, and... risk identification, assessment, and mitigation efforts (ie, Risk & Control Self-Assessment) within the Corporate… more
- TD Bank (New York, NY)
- …and Reporting Team is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk ... mapping and risk assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality...reporting activities. Provide governance and operational support for the first line of defense testing program. Collaborate… more
- M&T Bank (Buffalo, NY)
- **Overview:** Implement defined first line of defense risk management initiatives within the business unit in support of the Enterprise Risk Framework. ... and ensure control testing is performed for the team's risk initiatives in accordance with M&T's First Line of Defense Guidance on Management of Risks &… more
- American Express (New York, NY)
- …your place in service on #TeamAmex. **Team Description** The newly created first line of defense Financial Crimes Risk & Controls center of excellence will ... This team will be responsible for establishing a robust control foundation for first line ...Line Business Unit Teams, and other 2LOD Global Risk and Compliance groups to implement financial crime … more
- M&T Bank (Buffalo, NY)
- …it is based at the One M&T Plaza office in Buffalo, NY.** **Overview:** Support the first line of defense risk management function by assisting with the ... of the business unit's risk -based testing program. Perform control testing in accordance with M&T's First Line of Defense Guidance on Management of Risks… more
