- MUFG (New York, NY)
- …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- JPMorgan Chase (New York, NY)
- …such as Control Management, Compliance , Legal, Risk and Technology. As a Global Fixed Income Business Manager Associate within the GFICC group, you will be a ... opening for an Associate Business Manager in the Global Fixed Income , Currency and Commodities (GFICC) group...trusted advisor to Business/Group Heads, assisting in identifying, escalating, and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Corporate and Investment Bank Fixed Income Capital Markets - Senior Assistant VP (Senior Business Execution ... career areas and lines of business at wellsfargojobs.com . Fixed Income Capital Markets within CIB has...partners across the organization and serves as a trusted advisor in establishing business priorities, partnering with the broader… more
- Citigroup (Getzville, NY)
- …to assess service quality and identify areas for improvement + Act as an advisor to new/junior staff + Appropriately assess risk when business decisions are made, ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Wellington (New York, NY)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... our perspectives with those of our clients. **About the Role** **Position** The Advisor Education Marketing Strategist will bring a unique set of skills and… more
- City National Bank (New York, NY)
- …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
- Deloitte (New York, NY)
- …practices, we can assist with the complex tax and reporting needs of large portfolios of fixed income investments. Work You'll Do As a Tax Senior in this group, ... accounting, finance, MIS, or related field required + Demonstrated practical knowledge in fixed income financial products, income tax principles, debt… more
- Citigroup (New York, NY)
- The IT Business Senior Analyst is an intermediate-level position within Fixed Income Electronic Trading technology team at Citigroup. We are looking for a ... to the current business environment + Interpersonal: Act as advisor or coach to new or lower level analysts...and Pricing solutions. + MUST HAVE strong knowledge on Fixed Income (Credit and Rates) products and… more
- JPMorgan Chase (Pittsford, NY)
- …at the forefront of global investment management, providing innovative solutions in equities, fixed income , real estate, hedge funds, and more. With a commitment ... a team responsible for conducting thorough active account and Advisor book reviews. You will play a crucial role...and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team… more
- JPMorgan Chase (New York, NY)
- …recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + Provide support across ... client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout the firm +… more
- TD Bank (New York, NY)
- …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $135,000 - $190,000 USD TD is committed to providing fair… more
- Neuberger Berman (New York, NY)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... support and serve as a trusted resource for clients and an experienced Wealth Advisor Team. The Client Associate enhances the client experience by assisting with the… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Legal, Compliance , and other functions, serving as a trusted advisor and providing constructive challenge and oversight of resilience-related plans and… more
- Robert Half Finance & Accounting (Utica, NY)
- …support organizational growth. The ideal candidate will serve as a trusted financial advisor to senior leadership and ensure compliance with all regulatory ... accounting functions, including general ledger activities, accounts payable/receivable, payroll, fixed assets, and cash flow management. * Manage the month-end,… more
- Citigroup (New York, NY)
- …on cloud technologies desirable, eg Artifactory, Docker and OpenShift. + Knowledge of fixed income products, customer and broker market platforms and trading ... help define operating standards and processes + Serve as advisor or coach to new or lower level analysts...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more