- Wells Fargo (New York, NY)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
- MUFG (New York, NY)
- …details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line ... group. Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment banking, and transaction banking… more
- Tradeweb (New York, NY)
- …Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... mismatches, latency events, reconciliation breaks). + Train and coach front office and infrastructure teams on risk ... posture and control health. + Collaborate with second line risk and compliance functions to maintain… more
- HSBC (New York, NY)
- …will work in a devops model and will be responsible for assisting with front - line technology support for HSBC's Futures IT systems, primarily supporting the US ... managing multiple Listed Derivatives e-Trading platforms, delivering key client, and regulatory /exchange driven projects - helping our global business and its… more
- MUFG (New York, NY)
- …due diligence / and documentation terms is a strong plus. + Experience in a Second line Risk function at a financial institution is a plus. + Strong written and ... and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This...or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk )… more
- Citigroup (Getzville, NY)
- …The role will require knowledge of Price Risk processes (first or second line risk management and/or valuation control) as well as change skills to define, ... 'Price Risk ' includes all aspects of market risk management across First Line and Second...improve the quality and value of data to meet regulatory commitments and enhance risk management. +… more
- MUFG (New York, NY)
- …in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability to ... the operational risk framework in effectively managing risk as the bank's first line of...MBA a plus. + 12+ years' experience in operational risk management, internal audit, consulting, regulatory or… more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more
- SMBC (New York, NY)
- … Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group maintains sound credit management ... with supervisory expectations. + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations, Risk , Legal, Compliance, and other key… more
- TD Bank (New York, NY)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal Audit. + Deliver ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:** $170,000 - $200,000… more
- Citigroup (Getzville, NY)
- …risks and significant instances of not adherence to the Framework by accountable front line units; directs investigations in coordination with GIU, CSIS, Legal, ... Serves as a senior compliance risk analyst for Independent Compliance Risk ...and processes, to ensure compliance with policies ensuring that front line units meet required standards. +… more
- CIBC (New York, NY)
- …trends, and any new risks arising from regulatory changes. + Working with front - line staff and Risk Management to propose appropriate control thresholds ... serves as the primary liaison between all Capital Markets Front Office teams, and the Infrastructure and Risk...Risk and Control Self-Assessments. + Collaboration - Providing Line of Business (LOBs) with advice regarding development of… more
- Bank of America (New York, NY)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... from new products and new transactions + Support corporate-wide risk related initiatives, including regulatory change +...results and behaviors, the performance and contributions of their line of business and/or group; and the overall success… more
- Citigroup (New York, NY)
- **Description** : The Global Markets In-Business Risk (IBR) is a Front Office 1st Line of Defense team responsible for market risk across asset classes ... capital framework to allow effective optimization and allocation of risk . + Build front to back holistic...risk appetite ratio. + Work closely with independent risk teams (2nd Line of Defense) in… more
- Citigroup (New York, NY)
- …Establishing and developing effective relationships with Citigroup senior management, front line , second line (including independent risk , finance, HR, ... Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible...reviews, monitoring requested data aggregation and coordinating and attending regulatory meetings with control functions and business unit personnel;… more
- Santander US (New York, NY)
- …and/or risk reduction for the department. + Setting of appropriate internal credit risk ratings and regulatory risk ratings on assigned portfolio. + ... alongside 1st Line of Defense ("1LOD"), providing appropriate challenge around risk ratings / credit analysis / financial projection models while making a… more
- Citigroup (New York, NY)
- …lines: + Solutions-oriented client engagement through-out the lifecycle of a client + First line of defense in risk managing credit risk and monitoring ... Risk Procedures manual and other Prime Finance policies. **Knowledge/Experience:** + Front office risk management or experience in a secured financing role… more
- Citigroup (New York, NY)
- **Global Spread Products and NAM/LATAM Equities Asset Class Coverage** The E-Trading Risk Management (ETRM) Team provides Second Line of Defence (2LOD) oversight ... Legal Entity E-Trading forums **Qualifications:** + 5+ years of related E-Trading experience in front office or risk management capacity + Experience in one or… more
- SitusAMC (New York, NY)
- …for the assessment, approval, monitoring, review, and challenge of SLF transactions globally. In line with hybrid nature of the underlying risk , the team draws ... operations, and functional services across the Group. **About Global Risk ** The Global Risk function is responsible...whilst ensuring that the team continues to fully support Front Office relationship and sales staff. + Prepare credit… more
- US Bank (New York, NY)
- …of the data used within all CBB customer remediation events. This includes confirmation to front line systems for any data created internally or obtained from an ... the following: - Customer Remediation Support: The Consumer & Business Banking (CBB) Risk Data Team supports issue and business line management with research,… more