- Citigroup (Queens, NY)
- …as Enterprise Technology, & Operations. **Responsibilities:** + Lead and maintain the Global Regulatory Reporting (GRR) Risk Management Framework, ensuring ... the Controllers Organization that will report up through the Global Head of Regulatory Reporting .... reporting . + In-depth knowledge of US regulatory reports and related control frameworks. +… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting...* Design informative MI and key control reporting * Responsible for executing global periodic ... with the overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations. We are therefore… more
- JPMorgan Chase (New York, NY)
- …efficiency. + Ensure that solutions are fully compliant with critical global regulatory reporting , surveillance, and control mandates as they evolve. ... leadership in the region as well as the wider global group. Your leadership will be instrumental in building...leadership will be instrumental in building out a full global derivatives exchange connectivity platform to service both agency… more
- Citigroup (Getzville, NY)
- …and controls adhere to Citi's Global Risk & Control as well as Global Regulatory Reporting policies + Conduct data analysis on large data sets to ... responsible for:_ + Implementation of new regulatory reporting initiatives and enhancements + Control and...compliance assurance and internal audit + Work with the global team lead and reporting peers in… more
- Citigroup (Getzville, NY)
- …of + CFTC SD and SEC SBSD and related global reporting regulations and associated requirements Experience addressing regulatory inquiries or designing ... Regulatory Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting… more
- HSBC (New York, NY)
- …support and technical expertise to the regional risk stewards and GB/GFs for RC Regulatory Reporting risk and control application, for example, provide ... remit may range from a small geographic area/country to global for a Function or Global Business...IRR teams in the design and implementation of the Regulatory Reporting risk taxonomy and control… more
- Citigroup (New York, NY)
- …**Responsibilities:** Contributes to the engagement and oversight of Citi's Finance global regulatory agenda, including: + Centrally coordinates Citi's Finance ... global regulatory agenda to help manage and/or support on-site or...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Competencies:** +… more
- JPMorgan Chase (Brooklyn, NY)
- …(BCAPR), consisting of the Bank Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC ... The Regulatory Reporting Policy team sits within...The Regulatory Reporting Policy team sits within Corporate Finance -...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- Mizuho Corporate Bank (New York, NY)
- …of one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is ... the local expertise of our employees that makes our global network so powerful. By collaborating with colleagues and...The team's daily operations ensure the bank meets its regulatory reporting obligations and that data is… more
- Citigroup (Queens, NY)
- …Organization that will report up through the Global Head of Regulatory and Capital Reporting . The individual will support the preparation, analysis ... The Regulatory Reporting role is a senior...Controls team to maintain and enhance an effective internal control 's structure. + Has the ability to operate with… more
- Citigroup (New York, NY)
- …Organization that will report up through the Global Head of Regulatory and Capital Reporting . The individual will support effective decision making ... The Regulatory Reporting role is a senior...in design decisions across all Remediation activities covering Process, Control , Technology and Data activities collaborating across all relevant… more
- Citigroup (New York, NY)
- …Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting . The individual will support and execute remediation ... The Regulatory Reporting role is a senior...Controls** team to maintain and enhance an effective internal control 's structure. Direct the team to drive process improvements… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** Preferred Qualifications: Reporting to the Manager, TDS G&C, the primary role of the Senior ... Analyst, TDS G&C Regulatory Compliance Management (RCM), is to support TDS businesses...and report RCM issues to Manager, prepare TDS RCM reporting as required. + Fully participate as a member… more
- Amazon (New York, NY)
- …and programs enabling our team to effectively track, manage and respond to our global regulatory operations at scale. Key job responsibilities * Leverage your ... teams to implement solutions that address compliance requirements, optimize security control processes, and ensure timely delivery of regulatory commitments.… more
- Bank of America (New York, NY)
- Global Credit and Special Situations Business Finance Control Product Associate New York, New York **Job Description:** At Bank of America, we are guided by a ... control processes including legal financial books and records, valuations control , regulatory matters, forecasting, P&L explain, and balance sheet analysis.… more
- S&P Global (New York, NY)
- …Level (for internal use):** 14 **About the Role/The Team:** **The Team:** The S&P Global Ratings US Public Finance Commercial Team in the Americas is responsible for ... existing strategic clients via planning, activity, pipeline development, process, and reporting standards within the relationship team. + Represent S&P Global… more
- Scotiabank (New York, NY)
- …continuous regulatory monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal Bank senior management ... closely with, and providing support, advice and guidance, to business unit and control function management to support their regulatory interactions. The role… more
- TD Bank (New York, NY)
- …attention** **Customer Accountabilities:** + Provides Compliance research, evaluation, operational, reporting and/or analytical support in oversight and control ... health reporting requirements + Analyzes emerging trends pertaining to regulatory changes, reporting or other departmental functions and provides… more
- Scotiabank (New York, NY)
- …closely with, and providing support, advice and guidance, to business unit and control function management to support their regulatory interactions. The role ... and supporting delivery of requested information, and coordinating and attending regulatory meetings with control functions and business unit personnel… more
- TD Bank (New York, NY)
- …financial, regulatory and risk management requirements + Interacts with control functions within the organization + Develops analysis and insights, prepares and ... individual for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs FCRA… more