- S&P Global (NY)
- …We are seeking a dynamic and principled leader to serve as Head of Corporate Regulatory Compliance , responsible for advancing our global compliance ... of S&P Global. **Responsibilities:** + Design, lead, and continuously evolve the corporate regulatory compliance framework, ensuring alignment with legal… more
- Citigroup (New York, NY)
- **Job description summary:** We are hiring for the role of ' Head - Regulatory reporting and compliance delivery, Fixed Income Trade Processing Technology'. ... the industry. **Role / Position Overview:** We are hiring for the role of ' Head - Regulatory reporting and compliance delivery, Fixed Income Trade Processing… more
- Mizuho Corporate Bank (New York, NY)
- Head of Business Continuity As part of Mizuho Americas ongoing efforts to strengthen a resilient organization the firm is recruiting a seasoned Business Continuity ... key partner in strengthening our bank's resilience posture. The head of Business continuity will lead the BCP operations,...of Business continuity will lead the BCP operations, the regulatory inquiries as well as the strategic initiatives. In… more
- Axis (New York, NY)
- …is available upon request for candidates taking part in the selection process. Head of US Broker Compliance Job Family Grouping: Operations Group Job ... this role contribute to our collective success? As the Head of Broker Compliance at AXIS, you...exposure areas in broker relationships and implement mitigating controls. Regulatory & Licensing Compliance : * Ensure that… more
- MUFG (New York, NY)
- …will provide more details. **Job Summary:** The Administrative Assistant will support the Head of Planning in implementing corporate planning and assist in all ... internal control matters, including information security, audit, operation, regulatory , and compliance -related tasks. The role involves creating materials and… more
- TD Bank (New York, NY)
- …or related field preferred + 10+ years of professional working experience in a corporate compliance function or financial crimes, ideally in a capital markets or ... to make risk-based decisions to further implement and refine the sanctions compliance program, ensuring alignment with global regulatory expectations and… more
- Capital One (New York, NY)
- …procedures and guidance designed to document operating procedures and to support compliance with applicable regulatory obligations, corporate requirements ... Director, Head of Surveillance As the Director, Head of Surveillance, part of Capital One's Compliance...manager + At least 5 years of experience in compliance , surveillance, audit, or regulatory experience in… more
- Scotiabank (New York, NY)
- Director & Head , Digital Channels - Portal and Mobile, Global Transaction Banking **Requisition ID:** 221443 **Salary Range:** 180.000,00 - 301.500,00 _Please note ... team, committed to results, in an inclusive and high-performing culture. **Director & Head , Digital Channels - Portal and Mobile, Global Transaction Banking - New… more
- SitusAMC (New York, NY)
- …and Leadership** + Liaise with support functions across Investment Bank and Corporate Bank where appropriate for Legal; Compliance ; Operations; IBD; etc. ... world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported...The successful candidate will report to the SLF Global Head of CRE based in London. The primary responsibility… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... career" in the US **About this role:** Wells Fargo Corporate & Investment Banking delivers a comprehensive suite of...clients across the globe. Wells Fargo is seeking a Head of Markets Strategy (Strategy & Planning Director) in… more
- Mastercard (New York, NY)
- …leverage to get a head start on the job - Familiarity with regulatory requirements in the payments industry, including KYC, AML, and data protection laws across ... governments realize their greatest potential._ **Title and Summary** Vice President and Head of FI Growth Overview Imagine working with world's leading Financial… more
- SMBC (New York, NY)
- …accountability + Maintain robust policies and procedures + Understand and ensure compliance with relevant regulatory requirements + Identification and escalation ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Mastercard (New York, NY)
- …and satisfaction * Regulatory Knowledge: In-depth understanding of global regulatory frameworks and compliance requirements specific to digital assets and ... governments realize their greatest potential._ **Title and Summary** Vice President and Head of Digital Assets Ecosystem Growth Overview Imagine working with world's… more
- Citigroup (New York, NY)
- …Business + Develop an effective control framework that fully meets Audit, Compliance and Regulatory requirements; delivery of periodic presentations to external ... internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance , Legal, Finance and HR; alongside having significant interaction with our… more
- HSBC (New York, NY)
- **Description** **Asset Management Product Manager (Americas Head ), HSBC Global Asset Management (USA) Inc., New York, NY:** Develops strategic vision and direction ... and keeps abreast of industry and competitor innovations as well as regulatory developments. Engage with other functional heads to support overall organizational… more
- S&P Global (New York, NY)
- …to bridge technical and non-technical stakeholders. + Experience with AI ethics, regulatory compliance , and risk management. + Education Advanced degree (MBA, ... the Role:** We are seeking a visionary and results-driven Head of AI Strategy & Execution to lead the...development, deployment, and monitoring. + Ensure ethical AI use, compliance with regulations, and mitigation of bias and risks.… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Quantitative Analytics Director is a Managing Director level role within the Corporate & Investment Banking organization (CIB). The successful candidate will lead a… more
- Mizuho Corporate Bank (New York, NY)
- …creation and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting. Responsibilities + Generate, submit, and/or monitor ... one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for… more
- US Bank (New York, NY)
- …overseeing large, successful card partnerships + Responsible for the administration of corporate policies and procedures and ensuring compliance with applicable ... management and co-branded credit card programs + Expertise in navigating complex regulatory environments and ensuring compliance + Ability to lead through… more
- MetLife (New York, NY)
- …Establish governance frameworks for data modeling, metadata, data quality and related regulatory compliance . Create D&A-side data owners and data stewards who ... can be based at our Cary, NC office, our Bridgewater, NJ office, or our corporate headquarters in NYC. We are currently on hybrid schedule with 3 days per week… more