- Citigroup (New York, NY)
- **Overview:** The Head of SEC & Financial Reporting is a senior role within the Controllers Organization that will report to the Citi Controller and ... integral member of the Controllers Leadership team. The Head of SEC & Financial Reporting is primarily responsible for the completeness and accuracy of… more
- Global Foundries (Malta, NY)
- …FP&A as well as interface with outside advisors and auditors. This position reports to the Head of SEC Reporting . The ideal candidate is a self-starter, a ... Summary of Role: GlobalFoundries is hiring a Manager of SEC Reporting . The Manager of SEC...with a Big 4 public accounting firm and relevant financial reporting experience at a public company… more
- Citigroup (New York, NY)
- …including US Regulatory Reporting . Strong familiarity with Regulatory rules and GAAP/ SEC financial reporting . + Sound judgment to weigh issues ... that will report into our new **Regulatory and Capital Reporting Head ** **.** **Those roles are:** **Capital...including the Businesses (eg, Markets), Risk, Treasury, Capital Controllers, SEC Reporting , Financial Planning &… more
- Amalgamated Bank (New York, NY)
- …internal auditors. This person will play a critical role in ensuring the bank's financial reporting processes and internal controls are in line with regulatory ... Compliance Manager is responsible for assisting and supporting the Head of SOX Compliance in administering and facilitating the...the importance of internal controls and their role in financial reporting integrity. + Participate in ad-hoc… more
- Mizuho Corporate Bank (New York, NY)
- …and frameworks, and familiarity with the US Securities and Exchange Commission ( SEC ), Financial Industry Regulatory Authority (FINRA), Office of the Comptroller ... team as an Information Security Officer! This position reports directly to the Head of the Information Security Office, contributes to, and supports the firm's… more
- Justworks (New York, NY)
- …presents a significant opportunity to (i) execute major integrated, operational and financial audits, SOC and SOX reviews, and special projects; (ii) offer solutions ... guidance for compliance with Sarbanes-Oxley (SOX) regulations. + Lead the operational/ financial audit team as the management advisor and independent auditor for… more
- SMBC (New York, NY)
- …North America and Latin America. SMBC Nikko Securities America, Inc. is a SEC -registered securities broker-dealer and member of the Financial Industry Regulatory ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...and the Municipal Securities Rulemaking Board (MSRB). Role Description Reporting to the Head of Client Lifecycle… more
- CIBC (New York, NY)
- …JOB PURPOSE Compliance Examination Manager for Capital Markets/Broker-Dealer/Swap Dealer Reporting to the Head of US Compliance Examination ... evaluate compliance with related laws and regulations + Solid understanding of FINRA, SEC and NYSE rules and regulations and the inherent compliance issues facing… more