- Citigroup (New York, NY)
- …accordance with IA standards, Citi policies, and local regulations. This Audit Director role sits within the IA Banking and Client team, primarily focusing ... The Audit Director is a senior level...responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function. The overall objective… more
- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Director - Institutional Securities ... We're seeking someone to join our team as a Director to provide audit coverage for application...management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This… more
- CIBC (New York, NY)
- …contribute. To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Internal Audit Director - Finance and Treasury ... management, capital management, and interest rate risk management. The Internal Audit Director is a... audit as needed + Expand the operational audit team's knowledge of key banking requirements… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function ... personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit … more
- SMBC (New York, NY)
- …& state (CA and NY) laws and regulations is required. + Overall understanding of audit techniques, internal controls, audit principles and ability to manage ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- American Express (New York, NY)
- … audit staff significantly as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds ... make an impact in this role? + Develop/update the Internal Audit coverage strategy to effectively assess...their role, the audit and analytic lifecycle, audit methodology, best practices, and banking concepts… more
- MUFG (New York, NY)
- …The Senior Credit Risk Audit Lead is a management role within the Internal Audit function and is responsible for oversight of audit 's activities ... VP and below ( _pre-approved exceptions may allow for Director and below_ ). **Major Responsibilities:** + Coordinate and...business' products, systems and processes. + Effectively partner with internal audit teams to provide subject matter… more
- Santander US (New York, NY)
- …support to the different participants of the model development process: Internal Validation, Audit , ECB, market risk management departments. **Experience:** ... Executive Director : Model Developer, Market Risk - Corporate & Investment Banking (CIB) New York, United States of America **Position Summary:** Model Developer… more
- US Bank (New York, NY)
- …Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of the Risk Management ... Compliance audit team. This role supports the Audit Director /Senior Audit Director... audit scope and conclusions and adhere to internal audit policies and procedures. + Reviewing… more
- Scotiabank (New York, NY)
- …The incumbent will be required to work as part of the team and assist the Director , US Corporate Functions Audit to provide audit services to risk management ... applying risk-based auditing standards, practices, techniques, processes and methodologies to the audit of internal controls. **What You'll Do:** + Champions a… more
- CIBC (New York, NY)
- …**JOB PURPOSE** The IT Audit Manager will be reporting to the Audit Director and is responsible for conducting risk-focused audits; advising business units ... results and perform continuous monitoring of management's control environment. Participate in internal projects to improve and simplify audit processes. +… more
- US Bank (New York, NY)
- …management, etc.). This role supports the Senior Audit Manager - Credit Risk, Senior Audit Director and Chief Audit Executive, in providing the Audit ... Audit Manager - Credit Risk and Senior Audit Director in developing and driving the... audit scope and conclusions and adhere to internal audit policies and procedures. . Reviewing… more
- Scotiabank (New York, NY)
- Director , Internal Control, AML, ATF &...functions, second line (AML Risk), relevant Global functions, and Internal Audit . In addition to internal ... to results, in an inclusive and high-performing culture. **Global Banking and Markets:** Global Banking and Markets...together to drive ambition for every future! **Purpose:** The Director , Internal Control, AML, ATF & Sanctions… more
- City National Bank (New York, NY)
- …skills and capabilities + Participates in social, charitable or inclusive committees within Internal Audit or RBC + Build trusting relationships with Internal ... root cause(s) in a timely matter + Keeps respective Director or Auditor-in-Charge apprised of project status, observations and...Bachelor's Degree or equivalent + Minimum 4 years of audit or related experience in banking operations,… more
- Scotiabank (New York, NY)
- …issues identified through Technology Control testing and by others, including Internal Audit , Compliance, regulators, and management self-identified issues. + ... Director , Technology Control Testing **Requisition ID:** 198966 **Salary...SOX control testing across the portfolio by working with Internal and External Audit . + Review and… more
- Scotiabank (New York, NY)
- …risk assessment program, the Regulatory Library initiative, review and response to Internal Audit and Compliance Testing findings, the Conduct Risk program, ... Director , SCUSA CCO, Head of Broker Dealer &...to results, in an inclusive and high-performing culture. **Global Banking and Markets:** Global Banking and Markets… more
- Wells Fargo (New York, NY)
- …and manage emerging risk that stems from technology activities. This leader will manage internal and external response to audit and risk, and drive solutions and ... Technology (EFT) group provides technology solutions and support for Risk, Audit , Finance, Human Resources, Diverse Segments Representation and Inclusion, Legal, and… more
- SMBC (New York, NY)
- …Description** This role will manage and oversee all Compliance-related issues (ie, Internal Audit , Compliance, self-identified and Regulatory), as well as ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- American Express (New York, NY)
- …compliance, and efficiency to ensure projects are completed in accordance with all audit and Amex requirements. + Interface with internal business units, ... compliance, and efficiency to ensure projects are completed in accordance with all audit and Amex requirements. + Interface with internal business units,… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...on investments and business opportunities. * Reporting to the Director of Cyber Resilience Governance, the Director … more