- Citigroup (New York, NY)
- …and exam deliverables/meeting requests required from Internal Audit , ensuring alignment with Citi's Corporate Regulatory Engagement model** **Perform ... **The Regulatory Exam Management Director leads IA's...while maintaining strong relationships with US Regulators aligned to Internal Audit ** **Maintain a strong understanding of… more
- TD Bank (New York, NY)
- …assessment, reporting and other activities** + **Centralized policy and reports inventories** + ** Internal Audit , regulatory exam , and ongoing ... overall enterprise strategies and objectives. + Provides responses to regulatory agencies and Internal Audit ....+ Provides responses to regulatory agencies and Internal Audit . Interacts directly and independently with… more
- TD Bank (New York, NY)
- …and standards for testing, monitoring, risk assessment, reporting and other activities;** + ** Internal Audit , regulatory exam , and ongoing supervision ... of insurance regulation.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products… more
- TD Bank (New York, NY)
- …guidelines and standards for testing, monitoring, risk assessment, reporting and other activities; Internal Audit , regulatory exam , and ongoing ... setting new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in… more
- Citigroup (New York, NY)
- …applications (Excel, Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management/coordination, and issue management/ ... requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or...resolution **Job Family Group:** Compliance **Job Family:** Regulatory Liaison & Exam Management **Time Type:**… more
- KeyBank (Buffalo, NY)
- …and ongoing monitoring processes. + Provides support in responding to internal audit and external regulatory exam questions and documentation requests. + ... candidates will have a strong understanding of risk management practices, regulatory requirements, and an ability to effectively communicate across the enterprise.… more
- Capital One (New York, NY)
- …across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives. Proactively take on ... of experience in banking or in financial services + 4+ years experience in internal audit or risk management (can be combined with Big Four external Audit … more
- M&T Bank (Buffalo, NY)
- …Maintain internal control standards, including timely and thorough implementation of regulatory and internal audit requirements + Participate in various ... a timely and high-quality manner, coordinate post- exam correspondence to the regulatory agencies, and ensure sufficient internal reporting and tracking of… more
- M&T Bank (Buffalo, NY)
- …Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control ... standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable.… more
- Citigroup (Queens, NY)
- …sustainable risk mitigation. + Oversee corrective action plans and timely closure of Regulatory , Internal Audit and self-Identified Issues by ensuring ... key stakeholders across the firm including Risk, Finance, Compliance, Internal Audit and Business Lines, to ensure...control frameworks. + Proven track record in issues management, regulatory exam response and control oversight. +… more
- M&T Bank (Buffalo, NY)
- …and Cybersecurity Risk, and internal partners such as the Risk Division, Internal Audit , and Regulatory Affairs. + Effectively coordinate across multiple ... and meeting regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day letter and follow-up… more
- Mizuho Corporate Bank (New York, NY)
- …requests. + Coordinate cross-functional input to ensure timely and accurate responses to regulatory bodies. Regulatory Exam and Data Management: + Manage ... Join the Mizuho team as a Technology Regulatory Affairs Specialist! We are seeking a dynamic...various stakeholders. Key Responsibilities Stakeholder Collaboration: + Partner with internal teams (eg, IT, Risk, Compliance, Audit )… more
- State of New York Mortgage Agency (New York, NY)
- …Planning, Accounting and Treasury Services, Facilities and Building Management Services, Internal Audit , Project Management and Information Technology Services. ... coordinate HCR's wide array of support services. Job Summary: Under supervision of VP Internal Audit or his/her designee, audit and evaluate the safeguarding… more
- City of New York (New York, NY)
- …- Engineering Audit , - Vendor Contract Audits & Risk Management, - Internal Audit /Risk Management, - Non-Public Schools Audit & Special Projects, ... are reachable on the open-competitive list (Associate Project Manager, Exam No. 3110) are eligible to apply. DCAS's mission...to learn more about the work we do. DCAS' Audit & Compliance Services unit (ACS) resides within the… more
- M&T Bank (Buffalo, NY)
- …Technology and Cybersecurity Risk, and internal partners such as the Risk Division, Internal Audit , and Regulatory Affairs. + Work is accomplished with ... regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day...Risk Management role within the three lines of defense. Internal Audit experience preferred. + Experience working… more
- TD Bank (New York, NY)
- …in alignment with risk appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM ... management in delivery of initiatives related to risk assessment, internal /external exam support, etc. **Depth & Scope:**...provide guidance for complex situations + Complies with applicable internal and external audit and regulatory… more
- TD Bank (New York, NY)
- …process steps prior to closure + Tracking US Compliance Enforcement Actions. + Managing audit and regulatory exams for Regulatory Change. + Manage governance ... environment + Experience assembling data or material from an audit or exam for regulators + Ability...support creation of documentation and reports required by external regulatory bodies and TD internal groups +… more
- Mohawk Valley Health System (New Hartford, NY)
- …Review and analyze processes and policies to ensure they are aligned with regulatory requirements and internal standards. + Identify potential areas of ... - Days Department: LEGAL AND COMPLIANCE Job Summary The Internal Auditor - Compliance will oversee the internal...compliance audits for the Mohawk Valley Health System ("MVHS") audit and compliance function under the guidance and direction… more
- Citigroup (New York, NY)
- …conflicts. + Lead the management of regulatory examinations, including pre- audit preparation, coordination with internal stakeholders, and post- exam ... requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and… more
- City National Bank (New York, NY)
- …an enhanced operating model for 2LOD review and challenge activities which meet Internal Audit and regulatory expectations * Understand material existing ... and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams...1LOD stakeholders, 2LOD risk type and capability teams, and Internal Audit across disciplines in support of… more