- Bank of China Limited, New York Branch (New York, NY)
- …Financial Institutions and Global Markets lines of business. Overview This team lead position in Business Management team plays a crucial role in supporting ... such as consulting fees, consultant fees, legal expenses, training costs, IT fixed assets expenses, department activity fee and etc. Ensure accurate budget… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...for the markets advisory team with focus on the fixed income and municipal finance sales and trading business… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business...the RJF Compliance Senior Leadership Team, shaping compliance strategy and direction. + Lead the… more
- Mizuho Corporate Bank (New York, NY)
- …and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control Officer is a member of a centralized ... control activities and promotes an effective control environment. The First Line Control Officer reports directly to BRC, with an additional reporting line to the… more
- Arc Herkimer (Herkimer, NY)
- …financial operations, including accounting, reporting, budgeting, purchasing, payroll, audits, and compliance . + Lead and mentor a high-performing Finance team, ... Chief Financial Officer (CFO) Location: Herkimer, NY | Full-Time |...and ensure readiness. + Monitor cash flow, internal controls, fixed assets, and compliance with nonprofit financial… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team.… more
- L3Harris (Rochester, NY)
- …sea and cyber domains in the interest of national security. Job Title: Lead , Industrial Security (Active TS/SCI Required) Job Code: 24714 Job Location: Rochester, NY ... control regarding management/operation of secure areas and Program Security Officer responsibilities. + Administer, address, and complete personnel security… more
- Mizuho Corporate Bank (New York, NY)
- …Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new ... reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the development of this newly… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office...(eg, Behavox). + Deep understanding of trading in equities, fixed income, FX, and derivatives markets, as well as… more
- Scotiabank (New York, NY)
- …and internal policies. The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify potential market ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious &… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & ... work together to drive ambition for every future! **Purpose** Lead and execute Financial and Regulatory Reporting related audits....product control under GAAP and IFRS. + Act as Officer in Charge (OIC) for assigned projects, processes, and… more
