- Capital One (New York, NY)
- …both. The first- line CISO has operational responsibilities and reports to the CIO. The second- line Chief Tech Risk Officer (CTRO) and the Tech & Data ... The CTRO reports to the Chief Risk Officer , who reports directly to the CEO.Our business...risk , and analyzing the outcomes of the first line 's analysis to enable robust challenge across assessments. This… more
- Fiserv (New York, NY)
- …impact on a global scale, come make a difference at Fiserv. **Job Title** Line of Business Risk Officer **What does a successful Line of Business ... Risk Officer do?** The Line of Business (LOB) Risk Officer for our Issuer Solutions business , is responsible for managing and advising on … more
- M&T Bank (Buffalo, NY)
- …groups, and/ or 2LOD committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to ... a timely manner. Appropriately escalate identified issues to the First Line Risk Officer and business unit management. + Inform and recommend areas of… more
- M&T Bank (Buffalo, NY)
- …internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to ... timely manner. Appropriately escalate identified issues to the First Line Risk Officer and business unit management. + Develop, implement and oversee the… more
- M&T Bank (Buffalo, NY)
- …internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to ... timely manner. Appropriately escalate identified issues to the First Line Risk Officer and business unit management. + Develop, implement and oversee the… more
- Mizuho Corporate Bank (New York, NY)
- …with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control ... About the Team: Business Risk & Control The ...About the Team: Business Risk & Control The Business ...Officer is a member of a centralized first line control team within BRC that supports business… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk ... experience, ideally within Operational Risk , Enterprise Risk , or line of business risk functions. - Proven ability to work collaboratively and… more
- Heritage Financial Credit Union (Middletown, NY)
- Chief Risk Officer (CRO) Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Come join ... Heritage Financial Credit Union's Executive Team as the Chief Risk Officer We're seeking a visionary leader to step into the role of Chief Risk Officer … more
- HUB International (New York, NY)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, ... reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior...and working location, as well as the specific position's business line , scope and level. If you… more
- TD Bank (New York, NY)
- …dialogue with your recruiter who can provide you more specific details for this role. ** Line of Business :** Risk Management **Job Description:** **The Group ... Risk Management and the Office of the Chief Risk Officer . They should have and should...areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions… more
- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Operational Risk Officer is responsible for providing independent oversight and ... Tiedeman Road, Brooklyn Ohio **About the Job** This 2nd Line of Defense role resides within the Data ...and facilitate corrective actions + Foster strong relationships with business partners to promote risk transparency +… more
- Citigroup (Getzville, NY)
- …and Spoke" approach, incorporating the second line of defense (2LOD) Business /Region/Legal Vehicle Global Op Risk Officers and other relevant independent ... assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer - Structural Elements Oversight, Senior Vice President** role… more
- Citigroup (Getzville, NY)
- …"Hub and Spoke" approach, incorporating the second line of defense (2LOD) Business /Region/LV Global Op Risk Officers and other relevant independent risk ... progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a...agreed plans. + Contribute to identifying and executing independent second- line risk assessments, in coordination with other… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 ... risk and controls framework + Work closely with business units to conduct an in-depth analysis of key...interviews + Operate as a partner by facilitating First Line of Defense (1LOD) risk execution and… more
- KeyBank (Albany, NY)
- …for compliance oversight of Third Party Management, Shared Services lines of business (Finance, Human Resources, Law Group, Risk Management, Corporate Center), ... risk appetite. **ESSENTIAL JOB FUNCTIONS** . Provide second line of defense compliance oversight of Third Party Management,...oversight of Third Party Management, Shared Services lines of business and Regulation W. . Serve as the bank's… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... firm grow its business in a responsible way by anticipating new and...impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside… more
- Raymond James Financial, Inc. (New York, NY)
- …the accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best ... Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit,...management firms preferred, especially with exposure to front-office or first- line risk roles in addition to second-… more
- KeyBank (Buffalo, NY)
- …Tiedeman Road - Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and ... and operational risk monitoring and testing across Key's lines of business , products, and functional activities. Individuals in this role assist in the design… more
- MUFG (New York, NY)
- …practices for new and existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide opportunities for ... with Relationship Managers/Product Groups to enable more enriched discussions on risk /AML/Sanctions compliance issues, while managing the progress of KYCs from an… more
- HSBC (Buffalo, NY)
- …and knowledge of industry trends. As our Business Manager for US Chief Control Officer Team you will: + Provide quality risk and control analysis and develop ... communities and the planet we all share. As the Business Manager for US Chief Control Officer ...ability to provide guidance and advice to the senior business stakeholders on a variety of Risk … more
