- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90.000,00 - 167.200,00 _Please note that the Salary Range shown is a guideline only. ... and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance Testing… more
- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90.000,00 - 167.200,00 _Please note that ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- Lincoln Financial (Albany, NY)
- …#:** 74744 **The Role at a Glance** We are excited to be hiring a ** Manager , Compliance testing team** role in our Retirement Plan Services business ... lieu of Bachelor's) . Working knowledge of retirement plan administration, nondiscrimination testing and 5500's . ASPPA QKA _Nice-to-haves:_ . Working knowledge of… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will be ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review and analysis… more
- HSBC (Buffalo, NY)
- …our people, our investors, our communities and the planet we all share. CCO Control Testing Manager role act as an independent First Line of Defence (1LoD) ... on control testing . As our CCO Control Testing Manager you will: + Plan and...without direct management authority + Strong team player In compliance with applicable laws, HSBC is committed to employing… more
- American Express (New York, NY)
- …#TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering risk of ... within or throughout its lifecycle. EDRM is hiring a Manager , who will play a pivotal role in setting...a pivotal role in setting up the new transaction testing function within the Enterprise Data Risk Management team… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... new and existing consumer and small-business products and services. 13. Conducts compliance monitoring/ testing reviews and risk assessments of key regulations as… more
- S&P Global (NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing ** **The Team:** Digital Solutions ... Corporate Platforms, as well as with Enterprise Risk and Compliance , and Audit. + Lead efforts in defining and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the inherent risk… more
- Trinity Health (Syracuse, NY)
- …Type:** Full time **Shift:** Day Shift **Description:** The Registered Nurse Manager is accountable for applying positive managerial strategies to promote the ... practice that supports and leads unit and organizational changes. Ensures compliance with all healthcare standards and requirements established by various licensing,… more
- American Express (New York, NY)
- …degree required; advanced degree (including JD) or Certified Regulatory Compliance Manager ("CRCM") preferred **Qualifications** Salary Range: $90,000.00 ... capabilities that support the CRR and Enhanced Due Diligence ("EDD") programs. **Role of Manager , GFCC Controls & Compliance ** As GFCC embarks on a modernization… more
- Capital One (New York, NY)
- …and reviews on controls over applicable AML regulations + Active involvement with compliance testing and third-party compliance + Assist in capturing, ... Anti-Money Laundering (AML) + Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial Crime… more
- TD Bank (New York, NY)
- …limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and ... described in the US Compliance Operating Framework (COF) including: Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk… more
- PSEG (Hicksville, NY)
- …metrics to management. Allocates tasks and resources to meet project schedules. Assists the Manager - NERC Compliance in preparing and reviewing NERC and the ... to join PSEG. **Job Summary** **Job Responsibilities** Responsible for regulatory compliance project management oversight of PSEG Long Island's Internal … more
- American Express (New York, NY)
- …(eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data ... Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and...Knowledge of Compliance risk management processes including compliance risk assessment, testing and monitoring, training,… more
- Sumitomo Pharma (Albany, NY)
- …a dynamic, highly motivated, and experienced individual for the position of **Associate Manager , Compliance , Training & Strategic Alliance (CTSA), PVRM** . The ... Associate Manager , Compliance , Training & Strategic Alliance (CTSA),...genetic information (including the refusal to submit to genetic testing ) or any other characteristic protected by law. Sumitomo… more
- Deloitte (Jericho, NY)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" pique your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...International Tax practice. What you'll do As a Tax Manager , you will work within an engagement team and… more
- American Express (New York, NY)
- …Degree of above required. **Preferred Qualifications** + JD or Certified Regulatory Compliance Manager (CRCM) designation. + Experience working in a large ... Defense subject-matter expert team responsible for administering a comprehensive regulatory compliance program for the American Express Fair Lending Program Office… more