- TD Bank Group (New York, NY)
- …who can provide you more specific details for this role. Line of Business: Financial Crime Risk Management Job Description: The Senior Financial Crime Risk ... policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and… more
- Santander Holdings USA Inc (New York, NY)
- …, analysis, and documentation of assigned job areas within the accounting and financial reporting function. This individual improves the effectiveness of the ... is responsible for the operations and controls surrounding accounting, and financial reporting of the institution. This functions responsibilities demonstrate… more
- New York Genome Center (New York, NY)
- …effective financial controls and compliance with all technical and regulatory accounting standards related to non -profit and research organizations, as ... accounts payable, payroll, tax planning and filings, internal and external financial reporting , cash flow management, budgeting, procurement, grants accounting… more
- Santander (New York, NY)
- …consistent quality control, accuracy, and compliance with internal policies and regulatory requirements for reporting processes. Ensures and executes ongoing ... Fund Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense...meet deadlines. Advanced knowledge of the operational, accounting, credit, regulatory , market and technological risks within the various sectors… more
- Santander Holdings USA Inc (New York, NY)
- …Your Journey Starts Here: Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our ... organization, compliance with information security policies, and the development and reporting of information security metrics related to Identity and Access… more
- TD Bank Group (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Bank entities and systems to assure TDS positions are reported on time. Reporting : With the Global Head and key stakeholders: assist with leading oversight… more
- iCapital (New York, NY)
- …Prepare and file necessary regulatory reports. such as Form 5500, non -discrimination testing, and plan audits. Financial Wellness Education Design and ... diverse cultures and functions Advanced proficiency in Excel, including data analysis, financial modeling, and reporting Proficient in PowerPoint, with the… more
- TD Bank Group (Sunnyside, NY)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines Closely monitors workflows for the teller team and platform, ... by promoting these items and educating the Customers to assist with their financial needs Requires knowledge and understanding of financial literacy/a broad… more
- Scotiabank (New York, NY)
- …plays a critical part in ensuring our trading activities comply with regulatory standards and internal policies. The successful candidate will leverage their ... as Officer in Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness… more
- CLS-Group (New York, NY)
- …Group Board. The CLS Risk Management framework provides robust processes, tools, reporting and controls for identifying, monitoring and managing risks which may ... the operational resilience, credit, liquidity and legal requirements of the CLS services. Reporting to the CRO, the Participation and Credit Risk (PCr) department is… more
- Scotiabank (New York, NY)
- …treasury processes, simplify payments, improve working capital performance, and mitigate financial risk. At Scotiabank, we embrace your strengths, ideas, and ... of the solution across different jurisdictions, ensuring compliance with the regulatory framework across the GTB's geographic footprint, building a cohesive… more
- Morgan Stanley (Purchase, NY)
- …of AML regulatory requirements and expectations (Domestic - US and International - non -US), MS WM and US Banks Financial Crimes Risk policies and procedures, ... Job Description Morgan Stanley is a global financial services firm that conducts its business through...data and trend analysis related to quality findings, providing reporting to senior leaders and relevant stakeholders. Required Experience:… more
- PNC Financial Services Group, Inc. (New York, NY)
- …origination, financial analysis, negotiation and documentation of credit and non -credit products and services. Manages risk/return and drives quality for new ... the full range of PNC's products and services. Leverages reporting and sales tools to proactively identify and successfully...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Morgan Stanley (New York, NY)
- Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth ... impact growth and business capabilities and create efficiencies in non -trading capacities. Primary Responsibilities Transaction Management - manage structured notes… more
- Scotiabank (New York, NY)
- …related to the negotiation of trading documentation, which is required for regulatory , management reporting and audit purposes. Communication with clients, ... providing detailed analysis and advice to internal stakeholders on any non -standard client requests or contentious issues. Exercises discretionary authority to… more
- American International Group, Inc. (New York, NY)
- …are required. Support internal partners as needed to respond to rating agency surveys, regulatory filing, data calls and other ad-hoc reporting , for various US ... Underwriting and Portfolio Management. Lead the quarterly portfolio roll-up and reporting operations for select North American Commercial, and Specialty portfolios.… more
- Mizuho Bank, Ltd. (New York, NY)
- …of business needs into technology solutions and requirements Manage weekly status reporting , understand and maintain program's RAID log, run daily and/or weekly ... the successful acceptance by the business owners including defect management and reporting in JIRA Provide appropriate information share and updates with senior… more
- Canopius (New York, NY)
- …of compliance surrounding file documentation and decisions are properly maintained for regulatory and other reporting requirements. Training of other team ... security and privacy issues impacting the cyber market as well as the regulatory environment. Actively participate in US Cyber and Technology team strategy and peer… more
- Mount Sinai Hospital (New York, NY)
- …quality improvement, staff education, medical records, internal and external regulatory and survey requirements. The Nurse Manager collaborates with multiple ... fair and open Just Culture that encourages error and near-miss occurrence reporting . 6. Leads interdisciplinary quality improvement teams using the principles of… more
- Scotiabank (New York, NY)
- …calculations & payments, client payment processing, statement processing, and various audit, regulatory and financial reporting deliverables. Develop a ... and Mexican stakeholders. Usage of up to 10 in-house or external accounting or reporting systems. Exposure to regulatory bodies such as Federal Reserve Banks, NY… more
