- MUFG (New York, NY)
- …provide more details. Overall Purpose of Job: Reporting to the Head of Operational Risk Framework Execution and Business Coverage Teams, responsible for ... program across all business activities managed in our Global Corporate and Investment Banking and Japanese Corporate ...FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative… more
- Santander US (New York, NY)
- Fund Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense - Corporate & Investment Banking Country: United States of America **Your Journey ... to the policies and procedures for Fund Finance credit risk . + Represents 2LOD in all new CIB Fund...delegate, and meet deadlines. + Advanced knowledge of the operational , accounting, credit, regulatory, market and technological… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... of a wide range of documentation, ensuring alignment with regulatory requirements, internal risk frameworks, and market best practices. You will serve as a… more
- CIBC (New York, NY)
- … assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. The role is accountable for ... Markets business, primarily Sales and Trading, Debt Capital Markets and Corporate and Investment Banking. The...to identify and evaluate risks and controls according to operational risk standards, policies and procedures. +… more
- Scotiabank (New York, NY)
- Senior Manager US Operational Risk **Requisition ID:** 220995 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a guideline ... will be responsible for implementing and ongoing execution of the US Operational Risk Management Framework. The framework encompasses the key components… more
- Scotiabank (New York, NY)
- …including, but not limited to, Risk and Control Self Assessments ("RCSAs"), Risk identification, Operational Risk Events, Key Risk Indicators ... Data Risk to build insights using available operational risk data, eg, Operational ...personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets .… more
- Scotiabank (New York, NY)
- … risks associated with Mortgage Capital Markets , Cash Management, Fraud and Reputational Risk . + The Operational Risk Senior Manager is accountable for ... Senior Manager, Operational Risk **Requisition ID:** 212288 **Salary...Risk . Dimensions: + Cross-functional and product understanding of Corporate and Investment Banking and Markets . +… more
- Mizuho Corporate Bank (New York, NY)
- …Business Risk and Control (BRC) is a 1st line of defense Operational Risk team responsible for identifying, assessing, monitoring, and controlling ... operational risk for all businesses and legal...Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity… more
- Mizuho Corporate Bank (New York, NY)
- …fieldwork, reporting and other administrative and management tasks pertaining to managing of market risk and/or liquidity risk . Responsibilities + Experience ... of the areas below highly preferred (but not required): market risk and liquidity risk ...Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity… more
- Tradeweb (New York, NY)
- …SCI, CFTC SEF requirements, NIST) related to operational resilience and technology risk in US financial markets . + Proficiency in Microsoft Excel, PowerPoint ... and consistently executed controls. **Job Responsibilities** + Serve as the embedded operational risk advisor within trading and technology teams, acting as… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global- Markets -Non-Financial-Regulatory-Reporting--GM-NFRR-- Operational -Monitoring\_25004657) **Job Description:** At Bank of America,… more
- Mizuho Corporate Bank (New York, NY)
- …automation using data analytics. Collaborate both formally and informally with other corporate risk and control functions to ensure activities are coordinated. ... operations, balance sheet management, liquidity, compliance, conduct, financial crime, credit risk , operational and third-party risk , regulatory reporting,… more
- SMBC (White Plains, NY)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer Vice President (VP), Director of Operational ... the Second Line of Defense Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG) for the Combined US… more
- Mizuho Corporate Bank (New York, NY)
- …recovery, third-party, and technology resilience capabilities in alignment with defined risk appetites. + Collaborate with operational resilience pillars to ... Operational Resilience Americas Department The Americas Operational...Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity… more
- M&T Bank (Buffalo, NY)
- …of the following activities in a manner that adheres to the expectations of the operational risk management framework, as it evolves, and the expectations of key ... landscape. The role is able to identify and assess cost beneficial operational risk management considerations relating to the position's assigned… more
- Citigroup (Getzville, NY)
- …disciplines, including credit risk , liquidity risk , operational risk , strategic risk and/or capital markets . + Business, Management, or ... regulatory interactions, including in-depth regulatory exams and ad-hoc requests related to Market Risk and Banking and International Risk organizations.… more
- Scotiabank (New York, NY)
- …risk tolerance (including but not limited to credit, legal, regulatory, and operational risk ). + Actively pursues effective and efficient operations of ... to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... the globe. Wells Fargo is seeking a Head of Markets Strategy (Strategy & Planning Director) in Corporate...from a top-tier program + Experience analyzing revenue drivers, risk exposure, and market trends globally +… more
- JPMorgan Chase (New York, NY)
- …We are looking for a strategic thinker with a deep understanding of financial markets , regulatory requirements, and risk management principles. In this role, you ... within a major financial services firm. + Extensive knowledge of financial markets , investment strategies, and risk management principles. + Exceptional… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more