• Operational Risk Officer

    KeyBank (Albany, NY)
    **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's ... position is an individual contributor and reports to the Consumer & Commercial Lending Operational Risk Oversight Director. **ESSENTIAL JOB FUNCTIONS** -… more
    KeyBank (10/14/25)
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  • Operational and Compliance Risk

    KeyBank (Buffalo, NY)
    …compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, ... activities. Individuals in this role assist in the design and execution of operational risk testing and continuous monitoring. Individuals work both autonomously… more
    KeyBank (09/26/25)
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  • Compliance Officer , Regulatory Relations…

    TD Bank (New York, NY)
    …detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the Company and ... you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and… more
    TD Bank (09/21/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
    SMBC (10/09/25)
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  • Mortgage Loan Officer - Retail

    City National Bank (New York, NY)
    *MORTGAGE LOAN OFFICER - RETAIL* WHAT IS THE OPPORTUNITY? The external mortgage loan officer is responsible for originating residential mortgage loans by ... leads and establish a network of clients the loan officer will guide clients through the mortgage application process...Bank policy and regulatory requirements. Exercises sound credit and risk judgment in recommending loans for approval. * May… more
    City National Bank (10/11/25)
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  • Director, Senior Regulatory Officer (Cyber,…

    SMBC (New York, NY)
    …management. Expertise in model risk , credit risk , market risk , liquidity risk and or operational risk management expertise is a plus. + Strong ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
    SMBC (09/25/25)
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  • Business Development Officer III - Business…

    PNC (New York, NY)
    …types of risk for new clients, such as regulatory, reputational, operational and credit risks. + Develops comprehensive financing package structured to meet ... have an opportunity to contribute to the company's success. As a Business Development Officer III within PNC's Business Credit organization, you will be based in New… more
    PNC (10/01/25)
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  • SVP, Corporate Controller & Principal Accounting…

    Arrow Financial Corporation (Glens Falls, NY)
    …Finance team as: Senior Vice President (SVP), Corporate Controller & Principal Accounting Officer This opportunity may be perfect for you if you have experience in: ... > Operational Accounting > Financial Reporting About this position: Oversee...between Internal Audit, Finance, and control owners to mitigate risk and streamline processes. > Prepare, review, and maintain… more
    Arrow Financial Corporation (08/26/25)
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  • Lead Financial Officer Value & Lending…

    Citigroup (New York, NY)
    …and launch of new products. **Position Summary** The Value & Lending Lead Finance Officer will report into the Lead Finance Officer for the US Branded ... will provide business counsel and work cross-functionally with Product, Marketing, Risk , Accounting, Analytics, and Finance to determine the strategy for the… more
    Citigroup (09/23/25)
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  • Service Excellence Officer

    Highmark Health (Albany, NY)
    …to designated committees and teams. Serve as the designated Grievance Officer , fulfilling regulatory requirements for handling patient grievances. Maintain accurate ... (50%) + Identify service recovery opportunities and collaborate with clinical and operational teams to address patient and family concerns. Collaborate with clinical… more
    Highmark Health (09/27/25)
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  • Compliance Risk Management Director (Retail…

    JPMorgan Chase (New York, NY)
    …stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals supporting JP Morgan's Asset Management business ... your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance, you are at the center...team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory… more
    JPMorgan Chase (09/11/25)
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  • Branch Manager- Brooklyn Expansion

    Wells Fargo (Brooklyn, NY)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... (SAFE) for National Branch Network as part of the Consumer , Small and Business Banking division. This is an...growth in the business, while also driving accountability for operational excellence. This involves executing policies and procedures in… more
    Wells Fargo (10/10/25)
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  • Credit Planning Vice President

    SMBC (New York, NY)
    …its employees. **Role Description** The Credit Planning Manager supports the Chief Credit Risk Officer as well as Co-Head(s) of Credit Department Americas ... team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the… more
    SMBC (10/09/25)
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  • Personal Banker Legacy Hudson Valley District

    Wells Fargo (Fishkill, NY)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Associate Personal Banker (SAFE) for our National Branch Network as part of the Consumer , Small & Business Banking division. Learn more about the career areas and… more
    Wells Fargo (10/10/25)
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  • Citi Commercial Bank - Textiles, Apparel…

    Citigroup (New York, NY)
    …the Best" for our clients by understanding and delivering on clients' holistic operational , risk management, financing and strategic agenda. Be responsible for ... The MC Consumer Products & Retail Industry Textiles & Apparel...to clients and the market, and internally to leadership, Risk , and other partners. This position will work closely… more
    Citigroup (10/02/25)
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  • Rates Trading Control Manager - Senior Associate

    JPMorgan Chase (New York, NY)
    …role involves identifying control gaps, implementing firm-wide policies, and managing operational risk . **Job Responsibilities:** + Drive business control forums ... to both the Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team...Partner with colleagues across the firm to promote consistent operational risk practices. + Establish control governance… more
    JPMorgan Chase (09/11/25)
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  • Vice President, Executive Safety & Event Security

    NBC Universal (New York, NY)
    …television, and streaming, and bring to life through our theme parks and consumer experiences. We own and operate leading entertainment and news brands, including ... leaders and thousands of attendees around the world. Reporting to the Chief Security Officer , you will be responsible for ensuring the safety and security of Versant… more
    NBC Universal (10/09/25)
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  • Export Control Manager

    Intertek (Cortland, NY)
    …for a variety of electric products, including appliances, consumer electronics, lighting, medical devices, information communications technology, HVACR, ... worldwide. Intertek is continually innovating and evolving to reduce risk for consumers, brands, and organizations in every sector...Control will also serve as the primary Export Compliance Officer and Empowered Official to engage with various US… more
    Intertek (09/23/25)
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  • Credit Planning Associate

    SMBC (New York, NY)
    …of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management ... team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the… more
    SMBC (10/09/25)
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  • Associate, Broker-Dealer Private Side Compliance…

    SMBC (New York, NY)
    …the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New ... + Seeks operational efficiencies and automation of processes to reduce risk of manual processes. + Assists in providing training to covered business units.… more
    SMBC (10/13/25)
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