- SMBC (New York, NY)
- …team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and ... + Support production of Annual Compliance Report and related senior officer certifications + Participate in evaluation...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management ... team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the… more
- KeyBank (Buffalo, NY)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational ... a risk culture that encourages acknowledgement and recognition of operational risks and places a...positive working relationships with internal clients, staff, peers, other risk partners, and LOB senior management. -… more
- KeyBank (Buffalo, NY)
- …(DRGO), supporting oversight of enterprise-wide data governance practices across KeyCorp. The Operational Risk Officer is responsible for providing ... ideal candidate will have deep experience in data governance, operational risk , and risk oversight,...emerging risks, and recommended remedial actions for stakeholders and senior management + Maintain awareness of emerging regulatory and… more
- Citigroup (New York, NY)
- The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... the team/project. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes… more
- KeyBank (Buffalo, NY)
- …compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, ... activities. Individuals in this role assist in the design and execution of operational risk testing and continuous monitoring. Individuals work both autonomously… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Sr . Commercial Loan Officer combines an external sales role focusing on ... sales, revenue, volume & new customer objectives while showing credit aptitude. The Sr . Commercial Loan Officer maximizes profitability, revenue and retention of… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member...and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance… more
- HUB International (New York, NY)
- …at one of the most dynamic regions in the HUB organization. **Position Summary** The ** Senior Vice President, Sales & Regional Sales Officer ** is a key member of ... one of the world's largest insurance brokers, HUB provides comprehensive insurance, risk management, and employee benefits solutions that help our clients protect… more
- Citigroup (New York, NY)
- A Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure that effective client service is provided to our ... relationships they build to recognize business growth opportunities. The Service Officer strives to continuously improve all of its end-to-end processes, procedures… more
- American Express (New York, NY)
- …+ Deliver insightful briefings and presentations to senior leaders, including the Chief Risk Officer , Operational Risk leadership, and Internal Audit ... Oversee the creation of recurring and ad-hoc reports for senior leadership, risk committees, and regulatory engagements....practices. + Manage requests from internal partners such as Operational Risk , Compliance, and Audit, ensuring timely… more
- Heritage Financial Credit Union (Middletown, NY)
- Chief Risk Officer - Middletown, NY Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Come ... Heritage Financial Credit Union's Executive Team as the Chief Risk Officer We're seeking a visionary leader...ethical decision-making, and continuous improvement. + Develop and mentor senior leaders within Finance, Risk , IT, and… more
- Bloomberg (New York, NY)
- …**We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , and Bloomberg's business by: + ... Risk Assurance & Controls Testing Officer ...and associated control remediation + Understanding of regulatory and operational risk management, internal controls, and root… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 ... Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to businesses and… more
- M&T Bank (Buffalo, NY)
- …adept at working across all levels of the organization from junior staff to the Chief Risk Officer or other senior /executive members of management in Risk ... **Overview:** The Senior Liquidity Risk Oversight Analyst will...increase efficacy of oversight activities. + Adhere to applicable compliance/ operational risk controls in accordance with Company… more
- Raymond James Financial, Inc. (New York, NY)
- …and tolerance to include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational risks. . Identifies ... risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business and other key… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, ... in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and.... **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- City National Bank (New York, NY)
- *BUSINESS DEVELOPMENT OFFICER SENIOR SBA* WHAT IS THE OPPORTUNITY? Performs business development activities in assigned sales territory. Supports City National ... regulations, policies and procedures. * Complies fully with all bank risk management, operational and credit policies and procedures as well as all regulatory… more
- M&T Bank (Buffalo, NY)
- …with business unit executive and senior management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + Adhere to ... as well as 2LOD and 3LOD. Assist the Business Risk Officer in setting direction for the...applicable compliance/ operational risk controls in accordance with Company… more
- M&T Bank (Buffalo, NY)
- …the First Line Risk Officer + Develop and review presentation materials and risk reports with senior management and the Risk Committee of the Board ... risk analytics field. + Adhere to applicable compliance/ operational risk controls in accordance with Company...all associated responsibilities to support the office of Chief Risk Officer and to partner with cross-functional… more
