- KeyBank (Buffalo, NY)
- … with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, ... this role assist in the design and execution of operational risk testing and continuous...Bachelor's degree + Minimum 3 years of banking operations, risk management ( operational and/or compliance ),… more
- KeyBank (Amherst, NY)
- …quo. The ideal candidate will have experience managing a team of testing , compliance , or operational risk professionals, a strong knowledge of banking ... processes in mitigating applicable risks through the execution of operational and compliance monitoring and testing...Job Functions** + Lead and manage a team of operational risk testing professionals and… more
- Equitable (New York, NY)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- American Express (New York, NY)
- …with regulatory updates) + Conduct control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and ... Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES);...team is to identify, assess, mitigate, and report on Operational Risk within BU processes to ensure… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- KeyBank (NY)
- …to include among others: the development and implementation of Operational risk policies and procedures; assessment, monitoring and testing ; establishment of ... being the subject matter expert on operational risk activities associated with risks, controls, testing ,...team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance… more
- American Express (New York, NY)
- …analytics on #TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management ... a key role in setting up the new transaction testing function within the Enterprise Data Risk ...2-3 years of experience in regulatory reporting team, audit, compliance or risk management within the banking… more
- American Express (New York, NY)
- …programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations and ... Compliance organization and led by the Chief Risk Officer, manages operational risks associated with...including policy & procedure development, risk appetite, risk control self-assessment and testing , and issue… more
- American Express (New York, NY)
- …Global Risk and Compliance organization and led by the Chief Risk Officer, manages operational risks associated with Information & Cyber Security Risk ... disaster recovery, dependency risk management, resiliency monitoring, operational vulnerability management and resiliency compliance management. +… more
- Marex (New York, NY)
- …Risk Manager is responsible for assisting the Firm in identification, evaluation, control testing , and management of operational risk , whilst supporting ... risk strategy and driving proactive operational risk culture. The role assists in...the investment management industry preferred. + Experienced in governance, risk , assurance, compliance , or internal control roles… more
- City National Bank (New York, NY)
- …financial services industry * Minimum 7 years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years of ... * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II*...* OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE...associated action plans * Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management… more
- KeyBank (Buffalo, NY)
- …in data governance, technology risk , cybersecurity risk , operational risk , enterprise risk , audit, or compliance + Experience in a second ... supporting oversight of enterprise-wide data governance practices across KeyCorp. The Operational Risk Officer is responsible for providing independent oversight… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a Operational Risk Analyst with marketing risk experience to join their team. As a Market Risk ... of the Risk Control Self-Assessment (RCSA) framework, identifying and assessing operational risk within market risk functions. + Prepare detailed… more
- TD Bank (New York, NY)
- …Process Risk Control Assessment testing , Risk Appetite and Risk reporting for the Compliance Function. This role serves as the liaison between ... a mission to build a more resilient and scalable compliance risk management function. As part of...operational support for the first line of defense testing program. Collaborate with Compliance and … more
- Mizuho Corporate Bank (New York, NY)
- …Library: Maintaining an up-to-date Compliance Library for ACBD1 staff use. + Operational Errors / Incident Reports: Logging Risk Event reports for the ... and Compliance Department/Head Office in a timely and appropriate manner. + Compliance Testing : Coordinating ALCD compliance testing . +… more
- American Express (New York, NY)
- …(eg, ECOA, RegB, UDAAP, Reg E, Reg Z, Fair Lending, Privacy). + Experience supporting compliance or operational risk within a business or first line ... Defense (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays… more
- JPMorgan Chase (New York, NY)
- …be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk (CCOR) organization, the role involves ... including the Line of Business (LOB), global and regional Compliance teams, Internal Audit, Operational Risk...AI, and other technology resources to design and implement compliance monitoring and testing + MBA or… more
- JPMorgan Chase (New York, NY)
- …with the Board and cross-functional stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals supporting JP ... in private market investments. You will lead regulatory and compliance risk oversight for some of the...presentation skills and experience interacting with fund Boards. + Operational familiarity with compliance program testing… more
- RGP (New York, NY)
- …and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored to evolving regulatory ... Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry… more
- Coinbase (Albany, NY)
- …internal and external audit standards. * Identify and recommend improvements to enhance risk management, compliance posture, and operational efficiency. * ... and Planning team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data..., and Compliance ) projects to support ESTO's compliance with regulatory and operational requirements. *… more