- KeyBank (Buffalo, NY)
- … with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, ... this role assist in the design and execution of operational risk testing and continuous...Bachelor's degree + Minimum 3 years of banking operations, risk management ( operational and/or compliance ),… more
- KeyBank (Amherst, NY)
- …quo. The ideal candidate will have experience managing a team of testing , compliance , or operational risk professionals, a strong knowledge of banking ... processes in mitigating applicable risks through the execution of operational and compliance monitoring and testing...Job Functions** + Lead and manage a team of operational risk testing professionals and… more
- Bank of America (New York, NY)
- …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance and Operational Risk ... Compliance and Operational Risk Manager- Foreign Exchange Coverage...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance Operational - Risk -Manager Americas-Control-Room-Manager\_25038859-2) **Job Description:**… more
- Bloomberg (New York, NY)
- …+ Proven track record in information security, technology risk , and operational resilience + Hands-on work automating control testing regimes using advanced ... Risk Assurance & Controls Testing Officer...and associated control remediation + Understanding of regulatory and operational risk management, internal controls, and root… more
- Bank of America (New York, NY)
- Director; EAC Compliance & Operational Risk Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Director--EAC- Compliance Operational - Risk -Manager\_25046582) **Job Description:** At… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- Equitable (New York, NY)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- Capital One (New York, NY)
- …and documentation of control testing activities aligned with regulatory, risk management, and compliance requirements + Review and validate control ... Senior Manager, Business Controls Testing , Enterprise Services Risk The Enterprise...compliance with requirements and regulations for the Business Risk organizations within Enterprise Services. Your contributions will drive… more
- KeyBank (Buffalo, NY)
- …to include among others: the development and implementation of Operational risk policies and procedures; assessment, monitoring and testing ; establishment of ... being the subject matter expert on operational risk activities associated with risks, controls, testing ,...team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance… more
- Marex (New York, NY)
- …Risk Manager is responsible for assisting the Firm in identification, evaluation, control testing , and management of operational risk , whilst supporting ... risk strategy and driving proactive operational risk culture. The role assists in...the investment management industry preferred. + Experienced in governance, risk , assurance, compliance , or internal control roles… more
- M&T Bank (Buffalo, NY)
- …the businesses/functions that it supports. The position is responsible for providing operational risk oversight for the businesses/functions that it supports and ... a manner that adheres to the expectations of the operational risk management framework, as it evolves,...Experience Required:** Bachelor's degree and six years' experience in compliance , legal, audit, risk , or other relevant… more
- City National Bank (New York, NY)
- …financial services industry * Minimum 7 years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years of ... * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II*...* OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE...associated action plans * Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is...services industry * Minimum 5 years of experience in risk management, technology risk management, compliance… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a Operational Risk Analyst with marketing risk experience to join their team. As a Market Risk ... of the Risk Control Self-Assessment (RCSA) framework, identifying and assessing operational risk within market risk functions. + Prepare detailed… more
- KeyBank (Amherst, NY)
- …management, trust/fiduciary compliance laws and regulations, risks and supporting operational processes, experience in testing /auditing, and a passion for ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines… more
- KeyBank (Amherst, NY)
- …compliance , or testing (eg - second-line-of- defense testing , other risk or compliance testing functions, and/or internal or external audit). ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...and compliance partners in designing and executing compliance testing , special projects, and ongoing monitoring.… more
- KeyBank (Albany, NY)
- …(CAFP), Certified Fraud Examiner (CFE), etc.). + Prior financial services compliance testing experience leveraging risk -based auditing techniques. ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk... compliance laws and regulations, risks and supporting operational processes, experience in testing /auditing, and a… more
- American Express (New York, NY)
- …control-related roles within privacy risk in financial services. + Experience supporting compliance or operational risk within a business or first line ... (1LOD) Compliance Senior Analyst to support the business in managing compliance risk across products, processes, and customer interactions. This role plays… more
- JPMorgan Chase (New York, NY)
- …be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk (CCOR) organization, the role involves ... including the Line of Business (LOB), global and regional Compliance teams, Internal Audit, Operational Risk...AI, and other technology resources to design and implement compliance monitoring and testing + MBA or… more